EFTA01415781.pdf

report1520629251787 Customer Name Customer Number Relationship * High Risk * Moderate Risk Bank Client Since Date Risk Reason TPG 2016 Descendants Transfer LLC HIRTLE CALLAGHAN & CO RELATIONSHIP 0 1 1 10/4/2017 KYC 1817119, risk score 0.275 B13 (real estate) Procopio de Carvalho, Beatriz WE FAMILY OFFICES LLC RELATIONSHIP 0 0 1 10/25/2017 Melrose Place Coffee Company AKHTARZAD, SHIRIN O 1 1 10/3 /2017 KYC 1827117 risk score = 0.277 (moderate) B 13 (real estate) McGraw, Madeleine H. MCGRAW, D&A RELATIONSHIP O 0 1 10/2 /2017 KYC Case 1827126 Risk Score .2578 Earhart, Stacey R. HIRTLE CALLAGHAN & CO RELATIONSHIP 0 0 1 10/9/2017 KYC 1834356 RR 0.179 (low) Heidi Sparkes Guber Pension Plan Trust HIRTLE CALLAGHAN a CO RELATIONSHIP 0 O 1 10/20/2017 KYC 1837236, risk score 0.168 (low) JNK SBK III GST Trust HIRTLE CALLAGHAN & CO RELATIONSHIP O 1 1 10/17/2017 KYC 1836301 Risk Calc .308 moderate C02 Gemini Trust Company, LLC WINKLEVOSS RELATIONSHIP 1 O 1 10/2 7/2017 KYC 1837288 CO2 Lindenhurst 96, LLC MANN, MICHAEL RELATIONSHIP 0 1 1 10/1 9/2017 KYC 1838513 risk score = 0.309 (moderate) B 13 (Real Estate; Textiles) The Chicago Community Foundation CHICAGO COMMUNITY FOUNDATION RELATIONSHIP O 1 1 10/24/2017 KYC 1837948 Risk Calc .274 moderate B13 (nonprofit) AJM 2608, LLC MANN, MICHAEL RELATIONSHIP 0 1 1 10/19/2017 KYC 1838513 risk score = 0.309 (moderate) B 13 (Real Estate; Textiles) Hurite, Francis G. HIRTLE CALLAGHAN & CO RELATIONSHIP 0 0 1 10/25/2017 Phillips Grisham Trust HIRTLE CALLAGHAN & CO RELATIONSHIP 0 0 1 10/18/2017 KYC 1839248 RR = 0.232 B10 - Mining and extractive industries Henry, Clinton W. HIRTLE CALLAGHAN & CO RELATIONSHIP 0 0 1 10/24/2017 KYC 1839503 RR 0.188 D 05 salary as CIO and Surgeon Dina Wind Art Foundation HIRTLE CALLAGHAN & CO RELATIONSHIP 0 0 1 10/24/2017 KYC 1840031, risk score 0.254 (low) Arpad Productions, Inc LENGYEL, PE RELATIONSHIP 0 0 1 10/3 0/2017 KYC 1841165 RR 0.204 D 05 Producer and actor Mobilia, Kathleen HIRTLE CALLAGHAN & CO RELATIONSHIP 0 0 1 10/24/2017 KYC 1842492 RR 0.232 Low B 03 car sales Yukon Holdings LLC BLAU, JEFF RELATIONSHIP 0 1 1 10/6/2017 KYC 1829475 Risk Cale .360 B13 (RE) CO2 Fairfax Harbor Real Estate LLC MARRIOTT, JOHN W RELATIONSHIP 1 0 1 10/4/2017 KYC: 1790630 RR: .792 C03a/C02/B13 (Hotels and Real Estate Investments/Management) Smith, Dana L HIRTLE CALLAGHAN & CO RELATIONSHIP 0 0 1 10/2 3/2017 KYC 1838852 RR 0.232 Low A 04 sale of construction equipment D Aresty Tr fbo P Aresty Credit Shelter Tr ARESTY, JOSEPH RELATIONSHIP 0 O 1 10/5/2017 KYC 1830249 RR - 0.236 KYC 1260393 Risk score - 0.207 Burns, John Christopher BURNS, RUTHELEEN RELATIONSHIP 0 0 1 10/1 9/2017 Burns, Andre w Griffith BURNS, RUTHELEEN RELATIONSHIP 0 0 1 10/1 9/2017 Ruthelen G. Burns Descendants Trust u/w/o Carolyn Griffith BURNS, RUTHELEEN REL ATIONSHIP 0 0 1 10/26/2017 Burns, Grace Elizabeth BURNS, RUTHELEEN RELATIONSHIP O 0 1 10/2 3/2017 Ruthelen Griffith Burns 6.6.00 Irrevocable Descendants Trust BURNS, RUTHELEEN REL ATIONSHIP 0 0 1 10/26/2017 Burns, Andrew T BURNS, RUTHELEEN RELATIONSHIP 0 0 1 10/23/2017 Earhart, Scott W. HIRTLE CALLAGHAN & CO RELATIONSHIP O 0 1 10/18/2017 KYC 1838503 Risk Cale .252 low Stacey R. Earhart Trust HIRTLE CALLAGHAN & CO RELATIONSHIP 0 0 1 10/9/2017 KYC 1834356 RR 0.179 (low) Berger, Matthew BERGER, MATTHEW RELATIONSHIP 0 0 1 10/20/2017 KYC 1826120 Risk Cale .168 low Gabel, Adrien SPEAR, ADELINE L RELATIONSHIP 0 O 1 10/19/2017 George R. Roberts 2003 Trust KOHLBERG KRAVIS ROBERTS RELATIONSHIP 0 0 1 10/5/2017 Domaine de Belesbats & Cie SHIMADA RELATIONSHIP O 1 1 10/5 /2017 KYC 1813350 risk score = 0.320 (moderate) B 13 (real estate) Surviving Sisters Trust GORDON, MICHAEL RELATIONSHIP O 0 1 10/1 7/2017 KYC 1766870, risk score = 0.202 (Low) Wu 2017 Delaware Trust LIU, DAVID RELATIONSHIP 0 O 1 10/17/2017 KYC 1818861, risk score 0.259 (low) PERPETUITY STARTUPS LLC STONE, JEFFREY A. RELATIONSHIP O 0 1 10/1 1/2017 The Joy Ardan Revocable Trust ARDAN, SEYIT CENT RELATIONSHIP 0 1 1 10/31/2017 KYC 1837981 Risk score = 0.332 (medium) B 13 (Real Estate) Tanzanita Venture, Ltd WE FAMILY OFFICES LLC RELATIONSHIP 0 1 1 10/19/2017 KYC 1817770 Risk Calc .268 moderate A 04 Beatriz Procopio de Carvalho Living Trust WE FAMILY OFFICES LLC RELATIONSHIP O 0 1 10/26/2017 KYC 1817770 .177 low EFTA01415781 Idea Smart Fund Ltd. BASISPOINT RELATIONSHIP 0 0 4 10/20/2017 Armour-Main Inc. UNGAR, ELI RELATIONSHIP 0 1 1 10/13/2017 KYC 1828991 Risk Calc .311 moderate B13 (RE) Kings Old Boys Limited GRECO, ROBERTO RELATIONSHIP 0 1 4 10/4 /2017 NCA prodlnodell 0.392143 Bertolis SA MOSCUZZA, JOSE AMERICO RELATIONSHIP 0 0 4 10/1 8/2017 Jeff Todd Blau 2013 20 Year GRAT 00000566947 BLAU, JEFF RELATIONSHIP 0 1 10/25/2017 KYC 1829475 Risk Calc .317 B13 (RE) CO2 NCA Quarterly Report (2) Copyright (c) 2000-2018 salesforce.com, inc. All rights reserved. Confidential Information - Do Not Distribute Generated By: Anthony Busanic 3/9/2018 4:00 PM Deutsche Bank Private Bank EFTA01415782