EFTA01500239.pdf

SOUTHERN TRUST COMPANY, INC ACCT. For the Period 9/1/13 to 9/30/13 TRADE ACTIVITY Note: C indicates Currency Gain/Loss Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Cost GaINLoss Settled Sales/Maturities/Redemptions 9/9 Option Buyback NZD PUT USD CALL FX EUROPEAN STYLE OPTION OCT 3,000,000.000 0.012 (36,600.00) 43,320.00 6,720.00 C 9/11 FIFO 24, 2013 0 .8 KO 0 0.84 REPURCHASE OF WRITTEN FX OPTION (ID: XNZDPA-EV-Z) 9/19 Option Buyback NZD PUT USD CALL FX EUROPEAN STYLE OPTION JAN 5,000,000.000 0.009 (45,030.00) 78,144.00 33,114.00 C 9/23 FIFO 23, 2014 0 .7910 0 0.75 REPURCHASE OF WRITTEN FX OPTION (ID: XNZDPA-FA-Z) Total Settled Sales/MaturitieslitedempUons (381.630.00) 8121.464.00 $39,834.00 C Trade Date Per Unit Settle Date Type DerialptIOn Quantity Amount Market Cost Settled Securities Purchased 9/3 Write Option AUD CALL USD PUT FX EUROPEAN STYLE OPTION FEB (5,000,000.000) 0.004 18 400 00 9/5 06.2014 0 .920.9230 WINDOW KI EXPIRING 13 SEP 13 WRITTEN FX OPTION CALL 5.000.000.00 AUD PUT 4,600,000.00 USD (ID: XAUDCA-FL-Z) 9110 Write Option AUD PUT USD CALL FX EUROPEAN STYLE OPTION JAN (5,000,000.000) 0.01 51.100 00 9112 24, 2014 Q .8910 @ 0.84 WRITTEN FX OPTION PUT 5,000,000.00 AUD CALL 4,450,000.00 USD (ID: XAUDPA-JF-Z) 9/10 Write Option NZD PUT USD CALL FX EUROPEAN STYLE OPTION JAN (5,000,000.000) 0.016 78.144.00 9112 23, 2014 0 .79 10 0 0.75 WRITTEN FX OPTION PUT 5,000,000.00 NZD CALL 3,950,000.00 USD (ID: XNZDPA-FA-Z) J.P Morgan Page 18 of 37 Confidential Treatment Requested by JPMorgan JPM-SDNY-00024187 Chase CONFIDENTIAL SDNY_GM_00293385 EFTA01500239