EFTA01456043.pdf

I e an 05 Nov 2014 SOUTHERN FINAN Page 2 Of 2 Request 182298 h. As of 05 Nov 14 ate. Deulths Bat AO SOUTHERN FINANCIAL, LLC OS • Oplbss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN ExEurcept 21-Noo.2013 20-Nov-2014 25-Nov-2014 (1.000 COD CV, USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 i. I '78 -0 97! 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.60) USD 0 JPY LONG EUROPEAN 0.0000 0.01 710423461 FINANCIAL. LLC oikhOpl 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ov2014 25-Nov-2014 (21,M0 DOI USD 0 JPY LONG EUROPEAN 0.00DD 000 710423463 FiNANCIAL.LLC ouchOpt 366364436/ SOUTHERN EXOnel3atOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 001 USD 0 JPY LONG EURCPEAN 0.0000 0.00 710423465 FINANCIAL.LLC ouchOpt 418622243/ SOUTHERN FoEuroOpl 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462000.000 00) CM-I SHORT El-RCPEAN PUT 6.1603 ;277.54172j 8344623% FINANCIAL. LLC Subtotal: 0%352 66, Baal: (395.352.68) Statement ID : 18229829141105_20141106_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0115115 CONFIDENTIAL SDNY_GM_00261299 EFTA01456043