EFTA01372846.pdf

7/15:2019 KYC Print DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B r Relationship Name EPSTEIN, JEFFREY RELATIONSHIP Risk Rating Comments: Booking Center I NY NY/Offshore L Offshore Mcderate I ffigh Risk Andrey. .. ..: Risk (Compliance Signature) L.;- DB Employee - DB Managed PIC DB is Trustee,to-Trustee Bearer Shares 4. Attachments A. Type of Photo ID Provided 4 Drivers License 4 Passport Li National/Slate ID Other 8. Ched4ect of names (individuals and'or entities) that were submitted for database searches is attached I Yes No C. Please indicate the results of the database searches performed RDC searches complete 4 Yes No negative results found "4 Yes No PCR checks complete 1 Yes - No negative results found I Yes No OFAC checks complete At Yes ' No negative results found Yes 10 No BIS searches complete (Lens/NeVs, Factiva, Reuters, Dow Jones, D&B) lib Yes No negative results found I Yes No Denial Orders checks complete g Yes No negative results found Yes I No Martindale-Hubbell searched (Lawyers/law Firms only) Yes I No negative results found Yes No Please summarize any negative results from the database searches indicated above: BUTTERFLY TRUST: Negative Media: All negative media pertains to a company called the Butterfly Trust in Europe. This is not our client. Our client is an actual trust created by a Grantor and not a company. The other negative media does not pertain to "Butterfly Trust. It is only cited because the words 'butterfly* and 'trust" are next to each other Court Cases: 1. This is study material fora law class. The Butterfly Trust mentioned in this Is not our client JEFFREY EPSTEIN: Previously approved KYC a:01082293 & 01121718 DARREN INDYKE: No Negative Media No Court Cases KYC Approved: a 1133377 RICHARD KAHN: See attached clearance from AML D. Approved KYC: 401082293 and 1133377 GHISLAINE MAXWELL: No PCR or RDC alerts No PCR or RDC alerts No PCR or RDC alerts Attached AML Clearance Attached AML Clearance No PCR or RDC Alert E. To the best of your knowledge, has the client ever been convicted of a criminal offense' I Yes No F. Yes I No To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer threatening litigation against Deutsche httpeficlblorcepb.my.salestorce.comiservletiservlet Integration?lid=01N30000000D9Ddeid=5006000000T1EyCgicr 8,linkToken=VmpFPSxNakF4T... 23/25 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0066743 CONFIDENTIAL SDNY GM_00212927 EFTA01372846