EFTA01381225.pdf

From: Tazia Smith Sent: 5/23/2017 2:41:00 PM To: Richard Kahn CC: Delores Rubin ; Stewart Oldfield .J; Vahe Stepanian ; Matt Glassman Davide-A Sferrazza a.sferrazza(db.com) Subject: RE: Rothschild (C) Classification: Confidential Thanks Rich. No market on 100k that we're in touch with (DB or agent). Delores will work towards showing a smaller size to try to get a two-way in front of you. Understand no trade. Best, Tazia From: Richard Kahn [mailto: Sent: Tuesday, May 23, 2017 11:13 AM To: Tazia Smith Cc: Delores Rubin; Stewart Oldfield; Vahe Stepanian; Matt Glassman; Davide-A Sferrazza Subject: Re: Rothschild [C] mr epstein is not yet ready to put and order in without any firm indication on where he can get done for 100k thank you for your work on this.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fa cel On May 23, 2017, at 12:06 PM, Tazia Smith ‹ > wrote: Classification: Confidential Rich — Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume. 08 did trade small today, — 3,000 shares, split between High Touch and Low Touch which is usually the case for this name. The big International houses generally see Low Touch business, where the boutique houses dominate the High Touch. DB has good relationship with many of these boutique shops that CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0080034 CONFIDENTIAL SDNY GM_00228218 EFTA01381225