EFTA01359778.pdf

Email Pascien, irt Peep:win From: Jj Litchford Sent: Thursday, October 01, 2015 5:42 PM To: Armen Brash; Vaishali-P Mehta Cc: PWMUS AMLKYC Subject: RE: Account Re-opening [I] Classification: For Internal use only The account was closed due to zero balance (it was funded on 2/6/2015 and then de-funded on 2/23/2015). I have submitted for the research since the last KYC (2/1/2014) and put it in with high priority. I will let you know as soon as we get results (We expect some negative media possibly). thanks for the help, appreciate the quick reply. JJ Litchford Associate Banker Deutsche Bar* Trust Company Arnencas ilirnagernent Posiftortr ge00.A. From: Armen Brash Sent: Thursday, October 01, 2015 5:39 PM To: Jj Litchford; Vaishali-P Mehta Cc: PWMUS AMLKYC Subject: RE: Account Re-opening [I] Classification: For internal use only JJ You'll need to order updated research and complete a KYC update. Essentially, you have to treat it the way you'd treat a brand new client. Why did the account close? Was it ever funded? Was it closed due to zero balance? Please note that this is a high risk client and the KYC will need to be reviewed by AML Compliance: I've cc'd them so they are aware of the rush. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047900 CONFIDENTIAL SDNY_GM_00194084 EFTA01359778