EFTA01359275.pdf

You'll need to order updated research and complete a KYC update. Essentially, you have to treat it the way you'd treat a brand new client. Why did the account close? Was it ever funded? Was it closed due to zero balance? Please note that this is a high risk client and the KYC will need to be reviewed by AML Compliance; I've cc'd them so they are aware of the rush. Best, Armen Armen Brash Deutsche Asset & Wealth Management - n r• in Pcarrita,JuRwroym, From: Jj Litchford Sent: Thursday, October 01, 2015 5:30 PM To: Vaishali-P Mehta; Armen Brash Subject: FW: Account Re-opening [I] Classification: For Internal use only Hello my favorites-- Can you let me know what I need to do to re KYC this entity for which an account was auto-closed (information below)? This is going to be a high rush situation, the client is absolutely furious. Thanks, J1 JJ Litchford Associate Banker Deutsche Bank Trust Company Americas itra A Bement Pant-ien,:fu Per &On CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047324 CONFIDENTIAL SDNY_GM_00193508 EFTA01359275