EFTA01362386.pdf

KYC Print Page 12 of 19 6100 Red Hook Quarter, B3 St. Thomas00602 U.S. TIN/ON: 66-0789697 Address (city, street. post code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trustsrtoundatio s include information about evocability.settlor and beneficiaries.etc.: 501(c)3 foundation. Jeffrey Epstein is president. Darren Indyke is treasurer and Erika Kellerhals is Secretary. The signors on this ccount are Jeffrey Epstein and Darren Indyke Please indicate how ownership of the legal entity is reflected: 501(c)3 foundation. Jeffrey Epstein is president, Darren Indyke is treasurer and Erika Kellerhals is Secretary O Special attention. Bearer Shares - Indicate where shares are custodied. Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): 501(c)3 foundation. Jeffrey Epstein is presdent, Darren Indyke is treasurer and Erika Kellerhals is Secretary. The signors on this account are Jeffrey Epstein and Darren Indyke To the best of your knowledge. is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of Yes O No RI goods or services)?: Describe Nature of Entity's Primary Business and Investment Activities Nature of the business- The foundation supports a broad range of efforts including, but not limited to. education, science, research, etc. Countries where business is transacted USA, USN Number of employees: 3D. Wealth Profile :, On[y for parties requiring source of wealth description as indicated in Sec on 2i Primary Country of source of wealth source o' Funds? Primary Mdustry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): The foundation is funded by Jeffrey Epstein. Please revert to his source of wealth for more details Estimated gross receipts p.a.(5): 500.000.00 Estimated net profit p a (51 500,000.00 Estimated investable assets (5): <51 MM Potential Amount to be invested with PWM (5): 100,000.00 Other Known Financial Institutions: Institution: DB Country. USA Est. Assets Under Mgt: 100,000.00 Institution: Country Est. Assets Under Mgt. Institution: Country Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entrt es) Legal Entity Name: Neptune. LLC - 00000487264 ❑ Foundation/Association O Trust 0 Company 0 Private Investment C Type of Entity: O Estate O Partnership Purpose of Entity: Philanthropic/Charitable E. Commercial https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Di&e... 7/30/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051776 CONFIDENTIAL SDNY_ GM_00197960 EFTA01362386