EFTA01448519.pdf

Deutsche Asset & Wealth Management Customer Identification Program Notice Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of our firm's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. Deutsche Bank Securities Inc.. a subsidiary of Deutsche Bank AG. conducts investment banking and securities activities in the United States. Deutsche Bank Securities Inc., is a member of FINRA, NYSE and SIPC. t 2013 Deutsche Bank AG. 13-AWM•0128 006431.021313 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0103566 CONFIDENTIAL SDNY_GM_00249750 EFTA01448519