EFTA01384067.pdf

KYC Print Page 1 of 12 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01121946 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELAllONSHIP:00000483290 Booking Center: New York Relationship Manager: Paul Morris F New PWM Relationship r Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: F Client Referral F RM Prospect F Intermediary/FIM F Other Source (GB, etc.) How Was the Clients) Introduced? How long has Please provide details (e.g. name of referral source, how many years RM personally has known client, the RM personally known etc.): Jeffrey Epstein is a current client of the Bank. Wants to open a new account. Introduction details of Paul the client? and Jeffrey: Jeffrey Epstein was a client of Paul's at P Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMorgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank Does Deutsche Bank pay a r Yes F No retrocession or similar compensation to a third party for the introduction al Yes, descrite) of this relationship? List all existing and new accounts involved in this relationship Legal Entity Account Name / Number Opening Date (intended/actual) Account(s) 1 F The Haze Trust 9/18/2013 2 17 The Haze Trust 9/18/2013 Who i the primary ontact person for the RM? (Note: Preferred method of This person needs to have Jeffrey Epstein contact(indicate phone signatory rights and/or no., fax no., e-mail information right for the address, etc.): accounts.): https://na4.salesforce.corn/servlet/servlet.Integration?'id=01N30000000D9Di&eid=500600... 9/19/2013 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0084058 CONFIDENTIAL SDNY_GM_00230242 EFTA01384067