EFTA01456036.pdf

e an 03Nov20I4 SOUTHERN FINAN Pape 2 Of 2 Request 182298 As of 03 Nov 14 Deulths Bank AO SOUTHERN FINANCIAL, LLC OS-00m Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 3663644361 SOUTHERN FxEurcepl 21-No/.2013 20410%42014 25-Nov-2014 (1.00D C00OJ USD 101,000000 RV SHORT EUROPEAN CALL 1010000 i, I '5 il 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBeeDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.0002) USD 0 FY LONG EUROPEAN 0.0000 0.08 710423461 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOne8arOneT 21-Nov-2013 2011ev2014 2541o4014 (21,CIXl CC; USD 0 FY LONG EUROPEAN 0.0000 001 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOnef3arOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 1.21.000 061 USD 0 PY LONG EURCPEAN 0.0000 0.00 710423465 FINANCIAL. U.0 ouchOpt 418822243/ SOUTHERN FxEuroOpl 12-Aug-2014 12-Aug-2015 14-A g-2015 75.00000000 USD (462660.000 00) CM-I SHORT ELRCPEAN PUT 6.1600 f2.56.43581i 8344623% FINANCIAL. LLC Subtotal: (371. TIIB I44: Baal: (371,788.94) Statement ID : The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 115105 CONFIDENTIAL SDNY_GM_00261289 EFTA01456036