EFTA01518743.pdf

GHISLAINE MAXWELL -TAP DYS ACCT. For the Period 7/1/13 to 7/31/13 Note: P indicates position adjusted for Pending Trade Activity. ' This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding. there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Adjusted Tax Cost Unrealized Est. Annual Income Price Quantity Value Original Cost GainfLoss Accrued Interest Yield Cash US DOLLAR 1.00 33,274.79 33,274.79 33,274.79 3.32 0.01%1 0.31 PROCEEDS FROM PENDING SALES 1.00 16,956.77 16,956.77 16,956.77 Total Cash 550,231.66 560,231.56 50.00 53.32 0.01% 50.31 US Fixed Income HARBOR HIGH YIELD BOND4NST 11.04 4,547.24 50,201.55 51,111.00 (909.45) 2,901.14 5.78% HARBOR CONVERTIBLE SEC4NST 10.67 2,833.31 30,231.46 29,272.00 959.46 643.16 2.13% COHEN & STEERS PREFERRED SECURITIES 13.09 4,493.97 58,826.03 60,624.0D (1,797.97) 3,828.85 6.51% AND INCOME FUND INC JPM STR INC OPP FD 11.87 3,015.90 35,796.73 36,040.00 (241.27) 1,121.91 3.13% AF H. 81.43 DOUBLELINE TOTAL RET BD4 10.96 12,498.16 136,979.78 142,229.00 (5,249.22) 7,398.90 5.40% J.P Morgan Accour age 10 of 15 Consolidated Statement Page 70 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045989 Chase CONFIDENTIAL SDNY_GM_00315187 EFTA01518743