EFTA01455286.pdf

,tirl:r"],:l Tr r rTirrer. .......... .. ... 24Aug 2014 Peps 2 Of 2 s LS a' ,... Deutsche Bank AG SOUTHERN FINANCIAL, LLC EX • Options Settlement Not Coy Not Coy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) SOUTHERN FxEurcepl 21-Nor•2013 20410%42014 25-Nov-2014 (1.030 0010). I. ISI; 101,000,000 JPY SHORT EUROPEAN CALL 101 0003 (3197L 111 FINANCIAL. LLC SOUTHERN FXOneBaeDneT 21-Nov-2013 20-Nov-2014 254104014 (21.00000) USD 0 JPY LONG EUROPEAN 0.0003 3.03016 FINANCIAL. LLC ouchOpl SOUTHERN F)(OneBarOneT 21-Nov-2013 20•Nov2014 25-Nov-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN atom 1,99442 FINANCIAL. LLC ouchOpl SOUTHERN FXOnef3arOneT 21-Nov-2013 20•Nov•2014 25•Nov2014 (21.000 MI USD 0 Pr LONG EURCPEAN 0.0003 1,32865 FINANCIAL. LLC ouchOpl SOUTHERN FxEuroOpl 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.00000000 EUR (13450.080 03) LED SHORT EURCPEAN PUT 1.3450 ;221.022iti FINANCIAL. LLC SOUTHERN FvEurcCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,00000 EUR (13.800,000.00) USD LONG ELRCPEAN CALL 13800 26.02 FINANCIAL, LLC SOUTHERN FiEuroOpf 12-Aug-2014 12-Aug•2015 14Aug•2015 75,000000.00 USD 062.000,0(0.00) CPI SHORT EUROPEAN PUT 6.1600 1219 254 543 FINANCIAL. US SubbIal: (466,867 41; latt (466,867.41) Statement ID The valuation information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113982 CONFIDENTIAL SDNY_GM_00260166 EFTA01455286