EFTA01521419.pdf

GHISLAINE MAXWELL For the Period 10/1/12 to 10/31/12 INFLOWS & OUTFLOWS Type Quantity Per Unit PRINCIPAL INCOME Settle Date Selection Method Description Cos( Amount Amount Amount 10/15 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 100,000.000 0.015 1,450.00 2015 DM 10/152010 (ID: 40429X-YB-6) 1030 Dlv Domest JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 150.000.000 0.04 5,925.00 DM 04/23/2008 (ID: 48625H-HA-1) 10130 Interest Income CIT1GROUP CAPITAL XIII 77/8% PFD O 0.492187 10,000.000 0.492 4,921.87 PER SHARE (ID: 173080-20-1) Total Inflows & Outflows $14,072.22 SECURITIES TRANSFERRED IN/OUT Notes: • Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown Is in USD. Type Quantity Transaction Settle Date Selection Method Description Cost Market Value • Securities Translated In 10E NonTaxableExchange PROSHARES ULTRASHORT S&P500 NEW REVERSE SPLIT - 250.000 HOLDERS RECEIVE 1 NEW UNIT FOR EVERY 4 OLD 44,809.50 UNITS OF PROSHARES ULTRASHORT UP 500, CUSIP: 74347R883, HELD. (ID: 743478-30-0) Securities Transferred Out 1015 Exchange PROSHARES ULTRASHORT S&P500 REVERSE SPLIT - (1,000.000) (13,231.00) HOLDERS RECEIVE 1 NEW UNIT OF PROSHARES 44,809.50 ULTRASHORT UP 500, CUSP: 7434713300, FOR EVERY 4 OLD UNITS HELD. (ID: 74347R-88-3) JP Morgan Page 19 of 35 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048800 Chase CONFIDENTIAL SDNY_GM_00317998 EFTA01521419