EFTA01454217.pdf

orT e an raup 14 May 2014 SOUTHERN FINANCIAL, LLC Page 2 Of 2 Request 182298 As of 14 May 14 DeubChe Relit AO SOUTHERN FINANCIAL, LLC Itt, Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style NV Call Strike Price MTM(USD) 366364436/ SOUTHERN ExEurial 21-Nor2013 20410%42014 25-Nov-2014 (1.06000000) USD 101,000.000 FY SHORT ELROPEAN CALL 1010000 :2:: 275 Ciri 710423459 FINAT4CIAL. LLC 3663644960 SOUTHF_RN FXOneBeilDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.0002) USD 0 JPY LONG EUROPEAN 0.0003 11.735 89 710423461 FINANCIAL. LLC ouchOpl 3653644360 SOUTHERN FXOnef3arOneT 21-Nor-2013 20Nov2014 25-Nov-2014 (21,M0 DOI USD 0 JPY LONG EUROPEAN 0.000D 9,16804 710423463 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN EXOnef3arOneT 21-Nov-2013 20-Nov-2014 26Nov.2014 121.000 MI USD 0 JPY LONG EtARCCEAN 0.0000 7.05701 710423465 FINANCIAL. LLC ouchOpl Subtotal: 3.67725 Commodllies • Dna Metal Derhathis Long/ Not.Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 3%5194367/ SOUTFERN CommoclihOpEu 03-Apr-2014 OF>Dec-20I4 06Oec-2014 SHORT ELRCPEAN CALL XCU telW.COD 331 USD tri0 001MT25 0 7.000 0000 1352.22601! 778126395 FINANCIAL. LLC ro Reservist& Subtotal: 135722601; Total: (348,548.76) Statement ID: 182298_20140514_20140515_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112204 CONFIDENTIAL SDNY_GM_00258388 EFTA01454217