EFTA01356535.pdf

Good morning Jonathan. wanted to confirm that the ElM you sent ember ant now on the hacker reniediation. There ate several (in red below) that do not biota KYC in file, can you please confirm who will Welk al this initial KYC? IC IMI II I Academe 9767115 EMIrI I Low 5/143)13 BP Finset In 7,1173(115 Mum Frady Of ice ,Croutactw Brad: I Low Ca an WI Nom WE Fax Offices I I Low Nom AON Laurance ?dampers Comma) I la Ltd Now Ern i l Low Nan Partneva Capital SA (format Dnay Modwate C• • • tonSA.) I I 5107)16 Lel* %won(19I9 hweetawat Courted LOW KYC in moon LIE1 MI916145) Modena. 7/1212017 flatlet , i- , ton& Co Moderate 7/172017 Irrr,UOTtn— , • Olrinniallilill. Low 7/21/3317 Wt , Ad' , AM= Low 11/7/2013 Low "Cone Seams. Ractaid F. Low W . Imola, Service Low 12'22720n Chilton That Call.:,. Low Now Err5MTMEMMM MEM EIS Dunk Too <image002.jpg> Mesa \reneges Deutsche Bank Wealth Management stetsche Rani T eat Carrion., Nemec 345 Peek ibeeue 26" lea. Nat Yea NY 10154 -;*,,,asoc othat‘t thew", rCJI asnic Prom: Jonathan Groom Sent: Thursday. October 04. 20IS 4:02 PM To: Wen %/omegas Cc zin Man ere c t- sin !Albject: FIM Relationships and ElMs KYC Tracker Clean-ration: For internal use only Ili Melosa. Will vat please review the reused !AM Register and verifi: that these names an: listed en the KYC tracker? I earned over the info flan your previous check. but we've added several new FIMs to the register. 'they arc also prospects in &Force. so it's doubtfill they are on the tracker If they are not listed. will you please add them? Hese let me know if you have any quatons. Thanks. Kind regards. Jonathan Groom <irnaf,!e003 Jonathan Groom CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042434 CONFIDENTIAL SDNY GM_00188618 EFTA01356535