EFTA01568017.pdf

JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL 345 Park Avenue, New York, NY 10154-1002 ACCT. For the Period 6/1/09 to 6/30/09 0000021504.00.0.20.00003.MAXWE00.20090702 GHISLAINE MAXWELL 16 ISLAND AVE APT 7D MIAMI BEACH FL 33139-1331 Asset Account J.P. Morgan Private Bank Team Mary Casey Janet Young William Doherty III Banker Client Service Team Client Service Team Table of Contents Account Summary Holdings Equity Equity Research Ratings Cash and Short Term Fixed Income Options Other Assets Portfolio Activity Online access www.MorganOnline.com Page 2 4 7 8 12 15 16 18 Page 1 of 32 EFTA01568017 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Account Summary Asset Allocation Equity Cash & Short Term Fixed Income Options Other Assets Market Value Accruals Market Value with Accruals Beginning Ending Market Value 571,747.73 5,795,719.73 454,518.50 (44,220.00) 136,353.67 $6,914,119.63 6,513.17 $6,920,632.80 Market Value 537,691.14 5,757,088.61 194,792.00 0.00 134,267.13 $6,623,838.88 5,323.35 $6,629,162.23 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals (0.30) (275,230.00) ($275,230.30) (840.01) (14,210.44) $6,623,838.88 5,323.35 EFTA01568018 $6,629,162.23 Period Value 6,914,119.63 Change In Value (34,056.59) (38,631.12) (259,726.50) 44,220.00 (2,086.54) ($290,280.75) (1,189.82) ($291,470.57) Year-to-Date Value 6,377,327.40 900,000.00 (462,860.64) (327,755.00) $109,384.36 12,293.28 124,833.84 $6,623,838.88 5,323.35 $6,629,162.23 Estimated 1,107.00 8,873.10 8,000.00 Current Annual Income Allocation 8% 87% 3% 2% 100% Cash & Short Term Other Assets Equity Fixed Income Asset Allocation Page 2 of 32 EFTA01568019 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Account Summary Tax Summary Domestic Dividends/Distributions Foreign Dividends Interest Income Taxable Income Tax-Exempt Income Bond Premium Amortization Tax-Exempt Income CONTINUED Current Period Value 252.22 3.07 (1,185.49) ($930.20) 118.08 (27.89) $90.19 Year-to-Date Value 1,917.68 6.29 (1,921.01) $2.96 12,347.18 (56.86) $12,290.32 Unrealized Gain/Loss To-Date Value ($137,171.97) ST Realized Gain/Loss Realized Gain/Loss Current Period Value (24,543.57) ($24,543.57) Year-to-Date Value (10,558.08) ($10,558.08) Page 3 of 32 EFTA01568020 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Equity Summary Asset Categories US Large Cap US Mid Cap/Small Cap Non US Equity Total Value Beginning Market Value 297,913.00 6,461.61 267,373.12 $571,747.73 Ending Market Value 275,454.00 8,003.90 254,233.24 $537,691.14 Change In Value (22,459.00) 1,542.29 (13,139.88) ($34,056.59) Current Allocation 3% 1% 4% 8% US Mid Cap/Small Cap US Large Cap Asset Categories Equity Current Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Yield Period Value 537,691.14 671,315.48 (133,624.34) 1,107.00 0.21% Non US Equity Page 4 of 32 EFTA01568021 EFTA01568022 GHISLAINE MAXWELL Note: C indicates Equity covered by JPMSI. Equity Detail Estimated Quantity US Large Cap C GOOGLE INC CL A 38259P-50-8 GOOG PFIZER INC 717081-10-3 PFE Total US Large Cap US Mid Cap/Small Cap LIVEPERSON INC VISTEON CORP DEFAULT 92839U-10-7 VSTN Total US Mid Cap/Small Cap $8,003.90 $12,328.80 ($4,324.90) $0.00 0.00% 2,000.000 538146-10-1 LPSN 26.000 0.15 3.90 429.00 (425.10) 4.00 8,000.00 11,899.80 (3,899.80) 600.000 1,500.000 421.59 15.00 252,954.00 22,500.00 $275,454.00 327,732.70 29,370.00 $357,102.70 (74,778.70) (6,870.00) ($81,648.70) 960.00 $960.00 4.27% EFTA01568023 0.35% Price Market Value Tax Cost Unrealized Gain/Loss Annual Income Accrued Dividends Yield ACCT. For the Period 6/1/09 to 6/30/09 Page 5 of 32 EFTA01568024 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Estimated Quantity Non US Equity BP PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0007980591 SEDOL 0798059 G12793-91-8 GBP CURRENCY SHARES EURO TRUST GLAXOSMITHKLINE PLC 23130C-10-8 FXE 1.000 HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 G3910J-90-6 ZZZZ GBP C RESEARCH IN MOTION LIMITED Total Non US Equity 760975-10-2 RIMM $254,233.24 $301,883.98 ($47,650.74) $147.00 0.06% 1,600.000 71.09 113,744.00 160,288.72 (46,544.72) 17.60 17.60 26.60 (9.00) 1,000.000 140.33 140,330.00 141,404.41 (1,074.41) 147.00 0.10% Price Market Value Tax Cost Unrealized Gain/Loss Annual Income Accrued EFTA01568025 Dividends Yield 18.000 7.87 141.64 164.25 (22.61) Page 6 of 32 EFTA01568026 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Equity Research Ratings Independent third-party research is available for 18 months after J.P. Morgan Securities, Inc. (JPMSI) terminates coverage. Clients can access this research at www.MorganOnline.com or can call their J.P. Morgan representative at their toll-free number to request that a copy of this research be sent to them. Equity Research Ratings for any company where JPMSI has terminated coverage are excluded below. For explanation of JPMSI ratings, see disclaimer section at end of statement. For third-party ratings systems, see specific third - party research at www.MorganOnline.com. Argus Research JPMSI GOOGLE INC GOOG RESEARCH IN MOTION LIMITED RIMM OVERWEIGHT NEUTRAL Corporation BOE Securities BUY Morningstar 3 stars 3 stars Renaissance Capital Standard & Poor's 3STAR Hold Page 7 of 32 EFTA01568027 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Cash & Short Term Summary Beginning Asset Categories Cash Short Term Total Value Market Value 17,636.79 5,778,082.94 $5,795,719.73 Ending Market Value 25,320.09 5,731,768.52 $5,757,088.61 Change In Value 7,683.30 (46,314.42) ($38,631.12) Current Allocation 1% 86% 87% Asset Categories Cash & Short Term Cash Current Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield Period Value 5,757,088.61 5,757,445.37 (356.76) 8,873.10 3,323.35 0.06% Short Term Page 8 of 32 EFTA01568028 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Cash & Short Term Summary SUMMARY BY MATURITY Short Term Less than 3 months SUMMARY BY TYPE Short Term International Bonds Mutual Funds Total Value Market Value 122,840.63 5,608,927.89 $5,731,768.52 % of Bond Portfolio 2% 98% 100% CONTINUED 5,731,768.52 Market Value Page 9 of 32 EFTA01568029 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Note: This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Short Term Detail Quantity Cash POUND STERLING US DOLLAR Total Cash Short Term JPMORGAN NEW YORK MUNICIPAL MONEY MARKET FUND RESERVE SHARE CLASS FUND 24 4812A0-82-1 NEW ZEALAND GOVERNMENT - NZD 7% JUL 15 2009 DTD 07/15/1997 HELD BY EUROCLEAR ISIN:NZGOVD0709R1 SEDOL:6016948 G62784-9D-0 AAA /AAA NZD 95,000.00 64.90 61,651.40 61,418.60 232.80 4,307.86 1,987.28 2.60% 5,608,927.89 1.00 5,608,927.89 5,608,927.89 6.04 25,310.14 1.65 1.00 9.95 25,310.14 $25,320.09 9.28 25,310.14 $25,319.42 $0.67 0.67 17.71 EFTA01568030 1.53 $17.71 $1.53 0.07% ' 0.07% Price Market Value Tax Cost Adjusted Original Estimated Unrealized Gain/Loss Annual Income Accrued Interest Yield Page 10 of 32 EFTA01568031 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Quantity Short Term AUSTRALIAN GOVERNMENT - AUD 7 1/2% SEP 15 2009 DTD 09/15/1996 HELD BY EUROCLEAR ISIN:AU0000XCLWF9 SEDOL:6058638 Q08185-9C-8 NA /AAA AUD Total Short Term $5,731,768.52 $5,732,125.95 ($357.43) $8,855.39 $3,321.82 0.06% 75,000.00 81.59 61,189.23 61,779.46 (590.23) 4,547.53 1,334.54 3.03% Price Market Value Tax Cost Adjusted Original Estimated Unrealized Gain/Loss Annual Income Accrued Interest Yield Page 11 of 32 EFTA01568032 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Fixed Income Summary Asset Categories US Fixed Income - Taxable US Fixed Income - Non Taxable Total Value Beginning Market Value 51,064.50 403,454.00 $454,518.50 Ending Market Value 0.00 194,792.00 $194,792.00 Change In Value (51,064.50) (208,662.00) ($259,726.50) Current Allocation Fixed Income 3% 3% Asset Categories Current Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield Period Value 194,792.00 198,768.00 (3,976.00) 8,000.00 2,000.00 4.33% Page 12 of 32 EFTA01568033 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Fixed Income Summary SUMMARY BY MATURITY Fixed Income 5-10 years' SUMMARY BY TYPE Fixed Income Municipal Bonds Market Value 194,792.00 % of Bond Portfolio 100% Market Value 194,792.00 CONTINUED % of Bond Portfolio 100% 1 The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Page 13 of 32 EFTA01568034 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Fixed Income Detail Quantity US Fixed Income - Non Taxable CITY OF NEW YORK N Y NYC PUBLIC IMPS UNLIMITED TAX 4% SUBSER L-1 APR 01 2019 DTD 4/23/2008 HELD BY DTC BOOK ENTRY PAR CALL 04/01/2018 @ 100 64966G-3W-0 AA /AA3 Price Market Value Tax Cost Adjusted Original Estimated Unrealized Gain/Loss Annual Income Accrued Interest Yield 200,000.000 97.40 194,792.00 198,768.00 (3,976.00) 8,000.00 2,000.00 4.33% Page 14 of 32 EFTA01568035 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Options Summary Asset Categories Equity Beginning Market Value (44,220.00) Ending Market Value 0.00 Change In Value 44,220.00 Current Allocation Page 15 of 32 EFTA01568036 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Other Assets Summary Asset Categories Structured Investments Other Total Value Beginning Estimated Value 97,873.67 38,480.00 $136,353.67 Ending Estimated Value 97,795.13 36,472.00 $134,267.13 Change In Value (78.54) (2,008.00) ($2,086.54) Current Allocation 1% 1% 2% Asset Categories Other Assets Other Structured Investments Other Assets Detail Quantity Structured Investments DUAL DIRECTIONAL KNOCK-OUT NOTE LINKED TO THE S&P 500 INDEX 8/19/09 JPMORGAN CHASE (1XLEV-98% PRIN PROTECTION +1-19.65% BARRIER) INITIAL LEVEL-SPX:8/22/08: 1292.20 48123L-MS-0 100,000.000 97.80 97,795.13 100,000.00 (2,204.87) Price Estimated Value Cost EFTA01568037 Estimated Gain/Loss Page 16 of 32 EFTA01568038 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Quantity Other SPDR GOLD TRUST 78463V-10-7 GLD 400.000 91.18 36,472.00 33,482.00 2,990.00 Price Estimated Value Cost Estimated Gain/Loss Page 17 of 32 EFTA01568039 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Portfolio Activity Summary - U S Dollar Beginning Cash Balance PRINCIPAL Current Transactions Income INFLOWS 2,153.04 Contributions Total Inflows OUTFLOWS Withdrawals Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance 131,811.63 (118.08) $131,693.55 $25,310.14 * Year to date information is calculated on a calendar year basis. 655,836.48 (1,050,943.40) ($395,106.92) -$0.00 $0.00 $0.00 -(126,166.29) ($126,166.29) $2,153.04 15,312.08 900,000.00 $915,312.08 (462,860.00) (126,166.29) ($589,026.29) $0.00 $0.00 Period Value 17,629.84 Year-To-Date Value* -INCOME Current Period EFTA01568040 Value 0.00 Year-To-Date Value' -$0.00 50.00 Page 18 of 32 EFTA01568041 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Portfolio Activity Summary - U S Dollar Total Cost Adjustments Current Cost Adjustments Amortization Period Value (27.89) ($27.89) * Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Settlement Date 6/1 Type Tax-Exempt Income Description JPMORGAN NEW YORK MUNICIPAL MONEY MARKET FUND RESERVE SHARE CLASS FUND 24 FOR MAY @ VARIOUS RATES FROM 0.0000072% TO 0.0001726% 6/1 Interest Income DEPOSIT SWEEP INTEREST FOR MAY @ .10% RATE ON NET AVG COLLECTED BALANCE OF $17,496.33 AS OF 06/01/09 6/2 6/8 Domestic Dividend/Distribution Domestic Dividend/Distribution PFIZER INC @ 0.16 PER SHARE CURRENCY SHARES EURO TRUST @ 0.01222 PER SHARE 1,000.000 0.012 12.22 1,500.000 0.16 240.00 1.49 Quantity 5,778,082.940 Per Unit Amount PRINCIPAL EFTA01568042 Amount 118.08 INCOME Amount Year-To-Date Value* (56.86) ($56.86) Page 19 of 32 EFTA01568043 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 INFLOWS & OUTFLOWS Settlement Date 6/11 Type Free Delivery Description AT&T INC Transfer to Margin J.P. MORGAN SECURITIES INC. TRADE DATE 06/11/09 6/15 6/16 Corporate Interest Spot FX XERO CORPORATION SR NOTES 7 1/8% JUN 15 2010 DTD 6/25/2003 LINKED CURRENCY TRANSACTION - BUY BUY NZD SELL USD EXCHANGE RATE .644000000 DEAL 06/12/09 VALUE 06/16/09 6/17 Spot FX LINKED CURRENCY TRANSACTION - BUY BUY AUD SELL USD EXCHANGE RATE .814200000 DEAL 06/12/09 VALUE 06/17/09 6/17 Free Delivery STATE OF NEW YORK DORMITORY AUTH REVS NON ST SUPPORTED DEBT MEM SLOAN KETTERING 4% SUBSER A2 JUL 01 2018 DTD 05/13/2008 HELD BY DTC BOOK ENTRY ONLY NATIONAL FINL SVCS CORP TRADE DATE 06/17/09 AS OF 06/17/09 6/17 Free Delivery STATE OF NEW YORK DORMITORY AUTH REVS NONST SUPPORTED DEBT MUN HLTH FACS LEASE 4% SUB 2-1 JAN 15 2017 DTD 12/21/2001 HELD BY DTC BOOK ENTRY ONLY NATIONAL FINL SVCS CORP TRADE DATE 06/17/09 AS OF 06/17/09 Page 20 of 32 EFTA01568044 (100,000.000) (100,000.000) 77,314.500 (62,949.47) 98,162.770 (63,216.82) 50,000.000 0.036 1,781.25 Quantity (1,000.000) Per Unit Amount PRINCIPAL Amount INCOME Amount EFTA01568045 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 INFLOWS & OUTFLOWS Settlement Date 6/17 Type Free Delivery Description XERO CORPORATION SR NOTES 7 1/8% JUN 15 2010 DTD 6/25/2003 NATIONAL FINL SVCS CORP TRADE DATE 06/17/09 AS OF 06/17/09 Total Inflows & Outflows TRADE ACTIVITY Note: Trade Date 6/17 Settlement Date 6/17 ($124,013.25) Quantity (50,000.000) Per Unit Amount PRINCIPAL Amount INCOME Amount S indicates Short Term Realized Gain/Loss Type Settled Sales/Maturities/Redemptions Sale Description JPMORGAN NEW YORK MUNICIPAL MONEY MARKET FUND RESERVE SHARE CLASS FUND 24 @ 1.00 TRADE DATE 06/17/09 6/19 6/19 Sale JPMORGAN NEW YORK MUNICIPAL MONEY MARKET FUND RESERVE SHARE CLASS FUND 24 EFTA01568046 @ 1.00 TRADE DATE 06/19/09 (120.480) 1.00 120.48 (120.48) Quantity (169,152.650) Per Unit Amount 1.00 Proceeds 169,152.65 Tax Cost (169,152.65) Realized Gain/Loss Page 21 of 32 EFTA01568047 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Trade Date 6/18 6/18 6/18 6/18 6/18 Settlement Date 6/19 6/19 6/19 6/19 6/19 Type Settled Sales/Maturities/Redemptions Option Buyback Option Buyback Option Buyback Option Buyback Option Buyback Total Settled Sales/Maturities/Redemptions Trade Date Settlement Date 6/1 Type Settled Securities Purchased 6/1 Purchase Description JPMORGAN NEW YORK MUNICIPAL MONEY MARKET FUND RESERVE SHARE CLASS FUND 24 REINVESTED @ 1.00 PER SHARE Quantity 118.080 Per Unit Amount 1.00 Description GOOGLE INC CALL OPTION JUN 09 @ 420 BUY BACK OF CALL RESEARCH IN MOTION LTD CALL OPTION JUN 09 @ 55 BUY BACK OF CALL EFTA01568048 GOOGLE INC CALL OPTION JUN 09 @ 380 BUY BACK OF CALL RESEARCH IN MOTION LTD CALL OPTION JUN 09 @ 65 BUY BACK OF CALL RESEARCH IN MOTION LTD CALL OPTION JUN 09 @ 65 BUY BACK OF CALL $131,811.63 ($156,355.20) ($24,543.57) S 2.000 11.79 (2,370.00) 957.99 (1,412.01) S 6.000 11.80 (7,116.00) 2,873.99 (4,242.01) S 3.000 35.10 (10,548.00) 4,091.98 (6,456.02) S 8.000 21.55 (17,288.00) 1,711.99 (15,576.01) S Quantity 3.000 Per Unit Amount 0.45 Proceeds (139.50) Tax Cost 3,281.98 Realized Gain/Loss 3,142.48 S Market Cost (118.08) Page 22 of 32 EFTA01568049 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 COST ADJUSTMENTS Settlement Date 6/17 Type Amortization Description STATE OF NEW YORK DORMITORY AUTH REVS NON ST SUPPORTED DEBT MEM SLOAN KETTERING 4% SUBSER A2 JUL 01 2018 DTD 05/13/2008 HELD BY DTC BOOK ENTRY ONLY MUNICIPAL BOND PREMIUM AMORTIZATIO 6/17 Amortization STATE OF NEW YORK DORMITORY AUTH REVS NONST SUPPORTED DEBT MUN HLTH FACS LEASE 4% SUB 2-1 JAN 15 2017 DTD 12/21/2001 HELD BY DTC BOOK ENTRY ONLY MUNICIPAL BOND PREMIUM AMORTIZATIO Total Cost Adjustments ($27.89) 100,000.000 (21.61) Quantity 100,000.000 Tax Cost Adjustments (6.28) Page 23 of 32 EFTA01568050 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Portfolio Activity Summary - Australia Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Income Foreign Exchange - Inflows Total Inflows TRADE ACTIVITY Total Trade Activity Settled Securities Purchased Ending Cash Balance * Year to date information is calculated on a calendar year basis. INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Period Value -(1,170.01) 62,949.47 $61,779.46 (61,779.46) ($61,779.46) -Year-To-Date Value* -(1,170.01) 62,949.47 $61,779.46 (61,779.46) ($61,779.46) -Local Value EFTA01568051 Current Period Value 0.00 (1,437.00) 77,314.50 75,877.50 (75,877.50) (75,877.50) 0.00 Year-To-Date Value* -(1,437.00) 77,314.50 75,877.50 (75,877.50) (75,877.50) -Page 24 of 32 EFTA01568052 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Portfolio Activity Detail - Australia Dollar INFLOWS & OUTFLOWS Settlement Date 6/17 Type Spot FX Description LINKED CURRENCY TRANSACTION - BUY BUY AUD SELL USD EXCHANGE RATE .814200000 DEAL 06/12/09 VALUE 06/17/09 6/19 Accrued Interest Paid AUSTRALIAN GOVERNMENT - AUD 7 1/2% SEP 15 2009 DTD 09/15/1996 HELD BY EUROCLEAR ISIN:AU0000XCLWF9 SEDOL:6058638 Total Inflows & Outflows TRADE ACTIVITY - Australia Dollar Per Unit Trade Date Settlement Date 6/19 Type Settled Securities Purchased 6/12 Purchase Description AUSTRALIAN GOVERNMENT - AUD 7 1/2% SEP 15 2009 DTD 09/15/1996 HELD BY EUROCLEAR ISIN:AU0000XCLWF9 SEDOL:6058638 Quantity 75,000.000 Amount USD Local Value 82.14 101.17 Market Cost USD Local Value (61,779.46) (75,877.50) Currency EFTA01568053 Gain/Loss USD $61,779.46 $0.00 (1,437.000) 0.814 1.00 (1,170.01) (1,437.00) Quantity (62,949.470) Per Unit Amount USD Local Value PRINCIPAL Amount USD Local Value 62,949.47 77,314.50 INCOME Amount USD Local Value Currency Gain/Loss USD Page 25 of 32 EFTA01568054 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Portfolio Activity Summary - N Zealand Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Income Foreign Exchange - Inflows Total Inflows TRADE ACTIVITY Total Trade Activity Settled Securities Purchased Ending Cash Balance * Year to date information is calculated on a calendar year basis. INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Period Value -(1,798.22) 63,216.82 $61,418.60 (61,418.60) ($61,418.60) -Year-To-Date Value* -(1,798.22) 63,216.82 $61,418.60 (61,418.60) ($61,418.60) -Local Value EFTA01568055 Current Period Value 0.00 (2,792.27) 98,162.77 95,370.50 (95,370.50) (95,370.50) 0.00 Year-To-Date Value* -(2,792.27) 98,162.77 95,370.50 (95,370.50) (95,370.50) -Page 26 of 32 EFTA01568056 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Portfolio Activity Detail - N Zealand Dollar INFLOWS & OUTFLOWS Settlement Date 6/16 Type Spot FX Description LINKED CURRENCY TRANSACTION - BUY BUY NZD SELL USD EXCHANGE RATE .644000000 DEAL 06/12/09 VALUE 06/16/09 6/17 Accrued Interest Paid NEW ZEALAND GOVERNMENT - NZD 7% JUL 15 2009 DTD 07/15/1997 HELD BY EUROCLEAR ISIN:NZGOVD0709R1 SEDOL:6016948 Total Inflows & Outflows TRADE ACTIVITY - N Zealand Dollar Per Unit Trade Date Settlement Date 6/17 Type Settled Securities Purchased 6/12 Purchase Description NEW ZEALAND GOVERNMENT - NZD 7% JUL 15 2009 DTD 07/15/1997 HELD BY EUROCLEAR ISIN:NZGOVD0709R1 SEDOL:6016948 Quantity 95,000.000 Amount USD Local Value 64.255 100.39 Market Cost USD Local Value (61,418.60) (95,370.50) Currency EFTA01568057 Gain/Loss USD $61,418.60 $0.00 (2,792.270) 0.644 1.00 (1,798.22) (2,792.27) Quantity (63,216.820) Per Unit Amount USD Local Value PRINCIPAL Amount USD Local Value 63,216.82 98,162.77 INCOME Amount USD Local Value Currency Gain/Loss USD Page 27 of 32 EFTA01568058 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Portfolio Activity Summary - Pound Sterling PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS Total Outflows Tax Payments Ending Cash Balance * Year to date information is calculated on a calendar year basis. INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Period Value -3.07 $3.07 (0.30) ($0.30) -Year-To-Date Value* -6.29 $6.29 (0.64) ($0.64) -Local Value Current Period Value 4.31 EFTA01568059 1.92 1.92 (0.19) (0.19) 6.04 Year-To-Date Value* -4.23 4.23 (0.43) (0.43) -Page 28 of 32 EFTA01568060 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Settlement Date 6/8 Type Foreign Dividend Description BP PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0007980591 SEDOL 0798059 6/8 Foreign Tax Withheld @ 0.106489 PER SHARE BP PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0007980591 SEDOL 0798059 TAX WITHHELD UNITED KINGDOM 10.00% Total Inflows & Outflows $2.77 $0.00 (0.190) (0.30) (0.19) Quantity 18.000 Per Unit Amount USD Local Value 0.171 0.107 PRINCIPAL Amount USD Local Value 3.07 1.92 INCOME Amount USD Local Value Currency Gain/Loss USD Page 29 of 32 EFTA01568061 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Settled Foreign Exchange Contracts Currency Trade Date Settle Date Counter Currency Trade Related N ZEALAND DOLLAR U S DOLLAR AUSTRALIA DOLLAR U S DOLLAR Jun. 12 09 Jun. 16 09 Jun. 12 09 Jun. 17 09 NZD USD AUD USD 98,162.77 (63,216.82) 77,314.50 (62,949.47) 0.644000 0.814200 0.644000 0.814200 (63,216.82) (62,949.47) 63,216.82 62,949.47 Amount Counter Amount Contract Rate Revaluation Rate Contracted Base Amount USD Revalued Amount USD Currency G/L Page 30 of 32 EFTA01568062 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 In Case of Errors or Questions About Your Electronic Transfers. Contact your J.P. Morgan Team at one of the telephone numbers on the front of this statement or write us at Road, 1/OPS, Newark,DE19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transferon the statement. We must hearfrom you no laterthan 60 days afterwe sent you the FIRSTstatement on which the erroror problem appeared. (1) Tellus yourname and account number. (2) Describe the erroror the transferyou are unsure about, and explain as clearlyas you can why you believeit is in erroror why you needmore information. (3) tell us the dollaramount of the suspected error. Ifyou contact us orally, you must send us yourcomplaint or question in writing within 10 business days in orderto preserveyourrights. We will investigateyour complaint and will correct any errorpromptly. Ifwe take more than 10 business days to do this (20 days for purchases using your debit card or for internationaltransactions),we will credit youraccount for the amount you think is in error, so that you will havethe use ofmoneyduring the time it takes us to complete our investigation. In case of errors or questions about your statement, including your line of credit. Ifyou think that your statement is incorrect or if you need more information about a transaction on your statement including a line of credit transaction, you must write to us on a separatesheet describing the errorand send it to: J.P. Morgan's Private Bank, , 1/OPS3, Newark,DE19713-2107. We must hearfrom you no laterthan 60 days afterthe statement on which the erroror problem appearedis sent. You can contact yourclient servicespecialistbut doing so will not preserveyour rights. Pleasereviewyouraccount statement and promptly report anyinaccuracyor discrepancyincluding possible unauthorizedtrading activity, unrecordeddividendpayments, and unaccountedcash positions in writing. Any oral communication should be re-confirmedin writing to furtherprotect yourrights, including yourrights underthe Securities InvestorProtection Act (SIPA). Ifyou haveanyquestions pleasecontact ourJPMSI Account Representativeor JPMSI ComplianceDepartmentat In your letter, please provide the following information: (1) your name and account number; (2) the dollaramount of the suspected error; and (3) a description of the errorand explanation, if you can, why you believethere is an error. Ifyou need more information, you must describe the item you are unsure about. Important Information about Pricing and Valuations Certain assets including but not limited to, pooled private investments, non - publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of which may have been providedto us by third parties who maynot be independent of the issueror manager. Such information is reflectedas ofthe last date providedto us, and is not independently verified. Prices, some ofwhich are providedby pricing servicesor othersources which we EFTA01568063 deem reliable,are not guaranteedfor accuracyor as realizablevalues. Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein has been obtained from sources that the Bank believesto be reliableand is furnished for the exclusiveuse of the client. The Bank makes no representation,warrantyor guarantee,expressor implied, that anyquoted valuerepresentsthe actual terms at which transactions or securities could be bought or sold or new transactions could be enteredinto, or the actual terms on which existing transactions or securities could be liquidated. The current price is the valueofthe financialasset share, unit or contract as priced at the close of the marketon the last dayofthe statement periodor the last availableprice. All valuesprovidedfor structured yielddeposits (forexample,JPMorgan London Time Deposits) reflectthe originaldeposit amount only. The current valuefor RealEstate, Minerallnterestsand MiscellaneousAssets maynot reflectthe most current valueof the asset. Valuations of over-the-counterderivativetransactions, including certain derivatives-relateddeposit products, have been preparedon a mid -market basis. These valuations are indicative values as of the close of business of the date of this statement and, except as otherwise agreedin writing, these valuationsdo not representthe actual terms at which transactions or securities could be bought or sold or new transactions could be enteredinto, or the actual terms on which existing transactions or securities could be liquidatedas of the date of this statement. We do not warrant their completeness or accuracy. These valuationsare derivedfrom proprietarymodels basedupon well- recognizedfinancialprinciples and we have, when necessaryto calculate the present valueof future cash flows, made reasonable estimates about relevantfuture market conditions. Valuationsbased on other models or differentassumptions may yield differentresults. J.P. Morgan expresslydisclaims any responsibilityfor (1) the accuracyof the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3)anyuses to which the valuationsare put. Valuations are providedfor information purposes only and are intendedsolelyfor yourown use. Pleasereferto the trade confirmation for details ofeach transaction. At yourrequest, assets maybe reflectedhereineven though they are held by a third party unaffiliatedwith J.P. Morgan. In such case, unless J.P. Morgan otherwise agrees, J.P. Morgan has no responsibilityfor the verification,valuation, safekeepingor managementof those assets. Pleasereviewyourstatement promptly and report anydiscrepanciesimmediatelyto an account officerwhose name appearson the contact page of this statement. The JPMorgan Funds or The JPMorgan Institutional Funds or The American Century Funds Shares of the funds are not bank deposits and are not guaranteedby any bank, governmententity, or the FDIC. Return and share price will fluctuate and redemption valuemay be more or less than original cost. While the money marketfunds seekto maintain a stable net asset valueof$1.00 pershare, there is no assurancethat they will continue to EFTA01568064 do so. The estimatedannualincome and dividendyieldfigures for mutual funds representthe funds' most recentincome dividendannualized. The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., which is an affiliate of JPMorgan Chase Bank, N.A. JPMorgan Chase Bank, N.A. and its affiliates receive compensation from JPMorgan Funds for providing services. American Century InvestmentServices, Inc. is the distributor of the AmericanCenturyFunds. AmericanCenturylnvestmentManagementlnc. servesas investment advisorto its respectivefund familyand receivescompensation from that fund familyfor providing investment advisoryand other services. Page 31 of 32 EFTA01568065 GHISLAINE MAXWELL ACCT. For the Period 6/1/09 to 6/30/09 Important Information RegardingAuction Rate Securities (ARS). ARS are debt or preferredsecurities with an interest or dividend rate reset periodicallyin an auction. Although there may be daily, weeklyand monthly resets, there is no guaranteethat there will be liquidity. If there are not enough bids at an auction to redeemthe securities availablefor sale, the result maybe a failedauction. In a failedauction, there is no assurancethat a secondarymarket will developor that the security will trade at paror anyother price reflectedon statements. Accordingly, investors should not relyon pricing information appearingin theirstatements with respect to ARS. JPMSI is the custodian of listed options purchasedthrough JPMSI. You must promptly adviseJPMSI ofmaterialchanges in yourinvestment objectivesor financialsituation. Unless you inform JPMSI otherwise, JPMSI will considerthe information currentlyin its files to be complete and accurate. You should have receivedseparateJPMSI confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverseside of such confirmations and are subject to the constitution, by-laws, customs and interpretationsof the marketplacewhere executedand governedby and construed in accordance with the laws of the State of New Yorkand all applicablefederallaws and regulations. Furtherinformation with respect to commissions and other charges relatedto the execution of transactions, including options transactions, has been included in confirmations that were previouslyfurnishedto you. Upon written request, JPMSI will promptly supply you with the latest such information. Shareholdersof certain JPMorgan Funds are chargeda redemption fee equalto 2% of the proceeds if they exchangeor redeemshares of such funds within 60 days of purchase, subject to certain exceptions set forth in the prospectus of the applicableFund. Please consult yourJ.P. Morgan representativefora list of the JPMorgan Funds that impose redemption fees. JPMSI is a memberof the Securities InvestorProtection Corporation ("SIPC"),a not-for-profit membership corporation funded by broker-dealers registeredwith the Securities and ExchangeCommission. Securities and cash held for a customer at JPMSI are protected by SIPC up to $500,000 per customer, which includes up to $100,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMorgan Chase Bank, N.A. (the "Bank")are not subject to SIPC. Youmay obtain information about SIPC, including the SIPCBrochure, on theirwebsite, at "www.sipc.org" or by contacting them at To the extent applicable,pleasereadthe following disclosures regardingestimated annualincome (EAI)and estimated yield (EY):EAland EYfor certain types of securities could include a return of principalor capital gains in which case the EAland EYwould be overstated. EAI and EYare estimates and the actual income and yieldmight be loweror higherthan the estimatedamounts. EYreflects only the income generatedby an investment. It does not reflectchanges in its price, which mayfluctuate. EFTA01568066 J.P. Morgan Securities Inc., JPMorgan Chase Bank, N.A. or their affiliates (the "J.P. Morgan Companies")may provide administrative, custodial, sales, distribution or shareholderservices to JPMorgan Funds, American Century Funds, or funds established, sponsored, advised, or managedby third parties, and the J.P. Morgan Companiesmaybe compensatedfor such services. Explanation of .JPMSI Ratings: Overweight: Neutral: Underweight: Independent Research Ratings: J.P. Morgan uses the following rating system: Over the next six to twelve months, we expect this stock will outperform the average total return of the stocks in the analyst's (or the analyst's team's) coverage universe. Over the next six to twelve months, we expect this stock will perform in line with the average total return of the stocks in the analyst's (or the analyst's team's) coverage universe. Over the next six to twelve months, we expect this stock will under-perform the average total return of the stocks in the analyst's (or the analyst's team's) coverage universe. JPMSI does not endorse or otherwise adopt the IndependentResearchProviderresearchand/or ratings. Differentfirms use a varietyof ratings terms as well as differentratings systems to describe their recommendations. JPMSI uses a "relative"ratings system as describedabove. IRPsmayuse a differentratings system, such as as an "absolute"ratings system and use such terms as "buy", "hold", or "sell". Since "relative"and "absolute"ratings systems are fundamentallydifferent, you should read carefully the definitions of all ratings used in the JPMSI and IRP research that is included in the research itself. For this reason and since the research contains the basis for the ratings as well as complete information concerning the analyst's views, you should read carefully the researchand not inferits contents from the rating alone. Bank products and services are offered through JPMorgan Chase Bank, N.A. and its affiliates. Securities are offered by J.P. Morgan Securities Inc. Page 32 of 32 EFTA01568067