EFTA01544766.pdf

December 30, 2006 - January 31, 2007 NES, LLC Primary Account Number: Total enclosures: 72 Page 1 of 22 6001000001108 967 000 PB NES, LLC NEW YORK STRATEGY GROUP 457 MADISON AVENUE, 4TH FLOOR NEW YORK NY 10022 Your JPMorgan Private Bank Team: MARIA HORNAK FRANCISCO VILLACIS (888) 207-5225 Private Bank ServiceLine For assistance after business hours, 7 days a week. (800) 243-6727 Relationship Banking Summary Deposit Accounts Business Checking Description Total Number Opening Balance $265,665.41 Total Credits $203,521.52 Total Debits $398,074.83 Ending Balance $71,112.10 $71,112.10 JPMorgan Chase Bank, N.A. EFTA01544766 December 30, 2006 - January 31, 2007 NES, LLC Primary Account Number: Page 2 of 22 Business Checkin Account Number NES, LLC Summary Opening Balance Deposits and Credits Checks, Withdrawals and Debits Ending Balance Activity Date Jan 02 Jan 02 Jan 02 Jan 02 Jan 02 Jan 03 Jan 03 Jan 03 Jan 04 Jan 04 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 10 $265,665.41 $203,521.52 $398,074.83 $71,112.10 Description Debit Opening Balance Check Paid # 22928 Check Paid # 23010 Check Paid # 23013 Check Paid # 23017 Check Paid # 23029 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 799008574318TPW Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 010452A01 Electronic Funds Transfer EFTA01544767 ADP TX/FINCL SVC Re: ADP - TAX Ref: 470005638688TPW Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 010452V01 Check Paid # 23028 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 7238975VV Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 7238974VV Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 7249145VV Check Paid # 22962 Check Paid # 22963 Check Paid # 22964 Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: 13TPW 7157042 $450.00 $672.00 $756.00 $756.00 $73.54 $200.50 $87.61 $291.91 $107.00 $670.36 $1,821.54 $45,817.18 $62,696.10 $7,888.42 $117.00 $1,350.00 $2,171.52 Credits Balance $265,665.41 $265,464.91 $265,377.30 $265,085.39 $264,978.39 $264,308.03 $262,486.49 $216,669.31 $153,973.21 $146,084.79 $145,967.79 EFTA01544768 $147,317.79 $149,489.31 $149,039.31 $148,367.31 $147,611.31 $146,855.31 $146,781.77 EFTA01544769 December 30, 2006 - January 31, 2007 NES, LLC Primary Account Number: Page 3 of 22 Business Checkin Account Number NES, LLC Activity Date Jan 10 Jan 10 Jan 11 Jan 11 Jan 11 Jan 12 Jan 12 Jan 12 Jan 12 Jan 12 Jan 12 Jan 12 Jan 12 Jan 12 Jan 12 Jan 12 Jan 12 Jan 12 Jan 12 Jan 12 Jan 12 Jan 12 Jan 12 Jan 12 Jan 16 Jan 16 Jan 16 Jan 16 Jan 17 (cont.) Description Debit Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: 13TPW 7157040 Check Paid # 23019 Check Paid # 23042 Check Paid # 23043 Check Paid # 23049 Check Paid # 22744 Check Paid # 23030 EFTA01544770 Check Paid # 23031 Check Paid # 23032 Check Paid # 23033 Check Paid # 23035 Check Paid # 23036 Check Paid # 23037 Check Paid # 23038 Check Paid # 23039 Check Paid # 23040 Check Paid # 23044 Check Paid # 23045 Check Paid # 23046 Check Paid # 23047 Check Paid # 23048 Check Paid # 23050 Check Paid # 23052 Check Paid # 23053 Electronic Funds Transfer CON ED OF NY Re: INTELL CK Ref: 844131510000014 Check Paid # 23051 Check Paid # 23054 Check Paid # 23055 Internal Funds Transfer FUNDS TRANSFERRED FROM MMIA AC# III TO DDA AC# As requ ested Jan 17 Jan 17 Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: 13TPW 7157041 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 011801A01 $145.95 $35,637.16 $217,075.56 $181,438.40 $115.21 $230.24 $2,640.00 $116.69 $108.38 $2,187.88 $28.23 $161.29 $96.20 $47.73 $1,547.75 $172.06 EFTA01544771 $31.96 $357.82 $47.73 $82.78 $900.15 $96.82 $83.04 $42.45 $96.94 $44.69 $493.50 $99.05 $12,306.27 $105.40 $5,320.00 $2,000.00 $100,000.00 Credits Balance $146,666.56 $146,436.32 $143,796.32 $143,679.63 $143,571.25 $141,383.37 $141,355.14 $141,193.85 $141,097.65 $141,049.92 $139,502.17 $139,330.11 $139,298.15 $138,940.33 $138,892.60 $138,809.82 $137,909.67 $137,812.85 $137,729.81 $137,687.36 $137,590.42 $137,545.73 $137,052.23 $136,953.18 $124,646.91 $124,541.51 $119,221.51 $117,221.51 $217,221.51 EFTA01544772 December 30, 2006 - January 31, 2007 NES, LLC Primary Account Number: Page 4 of 22 Business Checkin Account Number NES, LLC Activity Date Jan 17 Jan 17 Jan 18 Jan 19 Jan 22 Jan 22 Jan 22 Jan 22 Jan 22 Jan 22 Jan 22 Jan 22 Jan 22 Jan 22 Jan 22 Jan 22 Jan 22 Jan 22 Jan 22 Jan 23 Jan 23 Jan 23 Jan 24 Jan 24 Jan 25 Jan 26 (cont.) Description Debit Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 634009420970TPW Check Paid # 23034 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 011801V01 Check Paid # 23058 Check Paid # 23056 Check Paid # 23057 Check Paid # 23063 Check Paid # 23064 EFTA01544773 Check Paid # 23065 Check Paid # 23066 Check Paid # 23067 Check Paid # 23068 Check Paid # 23069 Check Paid # 23070 Check Paid # 23071 Check Paid # 23072 Check Paid # 23073 Check Paid # 23074 Check Paid # 23075 Check Paid # 23041 Check Paid # 23059 Check Paid # 23061 Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: 13TPW 8914194 Check Paid # 23062 Check Paid # 23076 Book Transfer A/C: ULTRASMITH SYSTEMS INC. NEW YORK NY 10018-1104 ORG: / NES, LLC Jan 29 Internal Funds Transfer Jan 29 Jan 29 Jan 29 Jan 29 FUNDS TRANSFERRED FROM DDA AC# IIII IIIII TO DDA AC# Letter f rom client Check Paid # 23060 Check Paid # 23081 Check Paid # 23089 Check Paid # 23090 $100,000.00 $178,016.50 $54,955.01 $1,152.00 $5,453.85 $154.00 $25,676.00 $2,588.00 $83.19 $70.44 $54.88 $33.63 $108.32 $58.20 EFTA01544774 $47.73 $47.73 $204.97 $84.68 $111.72 $35.03 $34.37 $50.14 $27.63 $1,222.83 $113.36 $1,782.85 $357.50 $8,913.84 Credits Balance $126,483.39 $125,331.39 $119,877.54 $119,723.54 $94,047.54 $91,459.54 $91,376.35 $91,305.91 $91,251.03 $91,217.40 $91,109.08 $91,050.88 $91,003.15 $90,955.42 $90,750.45 $90,665.77 $90,554.05 $90,519.02 $90,484.65 $90,434.51 $90,406.88 $89,184.05 $89,070.69 $87,287.84 $86,930.34 $78,016.50 $85.21 $535.81 $44.01 $78.17 $177,931.29 $177,395.48 $177,351.47 $177,273.30 EFTA01544775 EFTA01544776 December 30, 2006 - January 31, 2007 NES, LLC Primary Account Number: Page 5 of 22 Business Checkin Account Number NES, LLC Activity Date Jan 30 Jan 30 Jan 30 Jan 30 Jan 30 Jan 30 Jan 31 Jan 31 Jan 31 Jan 31 Jan 31 Jan 31 Jan 31 Jan 31 (cont.) Description Debit Electronic Funds Transfer CON ED OF NY Re: INTELL CK Ref: 427009026500021 Check Paid # 23077 Check Paid # 23078 Check Paid # 23079 Check Paid # 23080 Check Paid # 23093 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 020103A01 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 534009648032TPW Check Paid # 23083 Check Paid # 23085 Check Paid # 23086 Check Paid # 23088 Check Paid # 23094 Check Paid # 23095 Ending Balance Checks Paid Check 22744 EFTA01544777  22928 22962 22963 22964 23010 23013 23017 23019 23028 23029 23030 23031 23032 23033 23034 23035 * * * * * * * Date Jan 12 Jan 02 Jan 09 Jan 09 Jan 09 Jan 02 Jan 02 Jan 02 Jan 10 Jan 04 Jan 02 Jan 12 Jan 12 Jan 12 Jan 12 Jan 17 Jan 12 Amount Check $2,187.88 $200.50 $672.00 $756.00 $756.00 $87.61 $291.91 $107.00 $230.24 EFTA01544778 $117.00 $670.36 $28.23 $161.29 $96.20 $47.73 $1,152.00 $1,547.75 23036 23037 23038 23039 23040 23041 23042 23043 23044 23045 23046 23047 23048 23049 23050 23051 23052 Date Jan 12 Jan 12 Jan 12 Jan 12 Jan 12 Jan 23 Jan 11 Jan 11 Jan 12 Jan 12 Jan 12 Jan 12 Jan 12 Jan 11 Jan 12 Jan 16 Jan 12 Amount Check $172.06 $31.96 $357.82 $47.73 $82.78 $50.14 $2,640.00 EFTA01544779  $116.69 $900.15 $96.82 $83.04 $42.45 $96.94 $108.38 $44.69 $105.40 $493.50 23053 23054 23055 23056 23057 23058 23059 23060 23061 23062 23063 23064 23065 23066 23067 23068 23069 Date Jan 12 Jan 16 Jan 16 Jan 22 Jan 22 Jan 19 Jan 23 Jan 29 Jan 23 Jan 24 Jan 22 Jan 22 Jan 22 Jan 22 Jan 22 Jan 22 Jan 22 Amount $99.05 $5,320.00 $2,000.00 $25,676.00 $2,588.00 EFTA01544780 $154.00 $27.63 $85.21 $1,222.83 $1,782.85 $83.19 $70.44 $54.88 $33.63 $108.32 $58.20 $47.73 $10,527.12 $108.38 $105.40 $85.74 $163.09 $35.48 $33,948.55 $54,955.01 $577.85 $96.19 $897.32 $1,800.97 $400.00 $2,460.10 $398,074.83 $203,521.52 $71,112.10 Credits Balance $166,746.18 $166,637.80 $166,532.40 $166,446.66 $166,283.57 $166,248.09 $132,299.54 $77,344.53 $76,766.68 $76,670.49 $75,773.17 $73,972.20 $73,572.20 $71,112.10 EFTA01544781 December 30, 2006 - January 31, 2007 NES, LLC Primary Account Number: Page 6 of 22 Business Checkin Account Number NES, LLC Checks Paid Check 23070 23071 23072 23073 23074 23075 23076 Date Jan 22 Jan 22 Jan 22 Jan 22 Jan 22 Jan 22 Jan 25 Total Checks Enclosed Checks: 72 Fees and Charges for Business Accounts We value your relationship with JPMorgan Private Bank. You were not charged for services this statement period. Thank You. *Gap in check sequence Amount Check $47.73 $204.97 $84.68 $111.72 $35.03 $34.37 $357.50 23077 23078 23079 23080 23081 23083 23085 Date * * Jan 30 EFTA01544782 Jan 30 Jan 30 Jan 30 Jan 29 Jan 31 Jan 31 Amount Check $108.38 $105.40 $85.74 $163.09 $535.81 $577.85 $96.19 23086 23088 23089 23090 23093 23094 23095 * * Date Jan 31 Jan 31 Jan 29 Jan 29 Jan 30 Jan 31 Jan 31 Amount $897.32 $1,800.97 $44.01 $78.17 $35.48 $400.00 $2,460.10 $62,256.72 (cont.) EFTA01544783 December 30, 2006 - January 31, 2007 NES, LLC Primary Account Number: Page 7 of 22 Important Information about Your Statement Accounts are subject to the General Terms For Accounts and Services and applicable appendices and account agreements. Your accounts, unless otherwise indicated on the statement, are held by JPMorgan Chase Bank, N.A. (the "Bank"). Deposit accounts held at the Bank, including checking, savings, CD, and money market accounts, are FDIC insured. In Case of Errors or Questions About Your Electronic Funds Transfers (personal accounts only) Telephone or write to the Bank if you think your statement or receipt is wrong, or if you need more information about an electronic transaction on a statement or receipt. The phone number for inquiries is printed on the front of this statement. The address for inquiries appears below. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. • • Tell us your name and account number. Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. • Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days to do this (20 business days for transactions outside the U.S. and point-of-sale transactions), we will recredit your account for the amount you think is in error so that you will have use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non Electronic Transfers Please examine your account at once. If you feel an error has taken place or have questions concerning a non-electronic transaction, telephone or write us within 30 days. The phone number is printed on the front of this statement. The address appears above. If no report is received within this period, your account will be considered correct. Mutual Funds/Securities Securities (including Mutual Funds) and annuities are not bank deposits and are not FDIC insured nor are they obligations of or guaranteed by JPMorgan Chase Bank, N.A. or its affiliates or any federal or state government or government agency or government sponsored agency. Securities (including mutual funds) and annuities involve investment risks, including the possible loss of the principal amount invested. The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., which is an affiliate of JPMorgan Chase Bank, N.A.. JPMorgan Chase Bank, N.A., and its affiliates receive compensation from JPMorgan Funds for providing services. Read the JPMorgan Funds prospectuses EFTA01544784 carefully for details, including fees and expenses, before investing or sending money. JPMorgan Select Shares of the Connecticut Daily Tax Free Income Fund, Inc. and JPMorgan Select Shares of the New Jersey Daily Municipal Income Fund, Inc. are not part of, or affiliated with, the JPMorgan Family of Mutual Funds. Reich & Tang Distributors Inc. and Reich & Tang Asset Management L.P., which are unaffiliated with JPMorgan, are the funds' distributors and investment advisor, respectively. Reich & Tang Distributors Inc. is a member NASD. IRA Accounts Accounts where the Bank serves as trustee or as discretionary investment manager for an ERISA plan or an IRA that hold Fiduciary Shares (as described below) do not bear any portion of investment, administrative, custodian or other charges paid to the Bank or its affiliates for services to the applicable JPMorgan Funds since these charges are subject to rebate as defined below. For accounts where the Bank serves as trustee, or discretionary investment manager for an ERISA plan or an IRA, which hold shares in the JPMorgan Funds other than Fiduciary Shares, the Bank receives fees for services from the JPMorgan Funds but waives account fees with respect to the funds so held. Fiduciary Shares are shares in the Select Shares class of JPMorgan Tax Aware Large Cap Value Fund, JPMorgan US Equity Fund, JPMorgan Tax Aware US Equity Fund, JPMorgan Tax Aware Large Cap Growth Fund, JPMorgan Mid Cap Equity Fund, JPMorgan Trust Small Cap Equity Fund, JPMorgan Fleming International Equity Fund, JPMorgan Short Term Bond Fund II, JPMorgan Bond Fund II, JPMorgan Tax Aware Enhanced Income Fund, JPMorgan Tax Aware Short-Intermediate Income Fund, JPMorgan Intermediate Tax- Free Income Fund, JPMorgan Tax-Free Income Fund, JPMorgan California Bond Fund, JPMorgan NY Intermediate Tax Free Income Fund and JPMorgan NJ Tax Free Income Fund held in the Bank's trust accounts or in the Bank's investment management accounts for ERISA plans or IRAs. "Rebate" means an amount returned by the Bank to the account which holds the Fiduciary Shares. The rebate amount represents the portion of servicing fees paid to the Bank by the mutual fund with respect to Fiduciary Shares. Please direct all inquiries to your Morgan Account Officer at JPMorgan Private Bank Client Service 500 Stanton Christiana Road, 1/OPS3 Newark, DE 19713-2107 EFTA01544785 January 31, 2007 December 30, 2006 - Page 8 of 22 Business Checking CHECK NO. 22744 $2,187.88 NES, LLC JPMorgan Private Bank Primary Account Number: PAID 01/12 CHECK NO. 22928 $200.50 PAID 01/02 CHECK NO. 22962 $672.00 PAID 01/09 CHECK NO. 22963 $756.00 PAID 01/09 CHECK NO. 22964 $756.00 PAID 01/09 EFTA01544786 January 31, 2007 December 30, 2006 - Page 9 of 22 Business Checking CHECK NO. 23010 $87.61 NES, LLC JPMorgan Private Bank Primary Account Number: PAID 01/02 CHECK NO. 23013 $291.91 PAID 01/02 CHECK NO. 23017 $107.00 PAID 01/02 CHECK NO. 23019 $230.24 PAID 01/10 CHECK NO. 23028 $117.00 PAID 01/04 EFTA01544787 January 31, 2007 December 30, 2006 - Page 10 of 22 Business Checking CHECK NO. 23029 $670.36 NES, LLC JPMorgan Private Bank Primary Account Number: PAID 01/02 CHECK NO. 23030 $28.23 PAID 01/12 CHECK NO. 23031 $161.29 PAID 01/12 CHECK NO. 23032 $96.20 PAID 01/12 CHECK NO. 23033 $47.73 PAID 01/12 EFTA01544788 January 31, 2007 December 30, 2006 - Page 11 of 22 Business Checking CHECK NO. 23034 $1,152.00 NES, LLC JPMorgan Private Bank Primary Account Number: PAID 01/17 CHECK NO. 23035 $1,547.75 PAID 01/12 CHECK NO. 23036 $172.06 PAID 01/12 CHECK NO. 23037 $31.96 PAID 01/12 CHECK NO. 23038 $357.82 PAID 01/12 EFTA01544789 January 31, 2007 December 30, 2006 - Page 12 of 22 Business Checking CHECK NO. 23039 $47.73 NES, LLC JPMorgan Private Bank Primary Account Number: PAID 01/12 CHECK NO. 23040 $82.78 PAID 01/12 CHECK NO. 23041 $50.14 PAID 01/23 CHECK NO. 23042 $2,640.00 PAID 01/11 CHECK NO. 23043 $116.69 PAID 01/11 EFTA01544790 January 31, 2007 December 30, 2006 - Page 13 of 22 Business Checking CHECK NO. 23044 $900.15 NES, LLC JPMorgan Private Bank Primary Account Number: PAID 01/12 CHECK NO. 23045 $96.82 PAID 01/12 CHECK NO. 23046 $83.04 PAID 01/12 CHECK NO. 23047 $42.45 PAID 01/12 CHECK NO. 23048 $96.94 PAID 01/12 EFTA01544791 January 31, 2007 December 30, 2006 - Page 14 of 22 Business Checking CHECK NO. 23049 $108.38 NES, LLC JPMorgan Private Bank Primary Account Number: PAID 01/11 CHECK NO. 23050 $44.69 PAID 01/12 CHECK NO. 23051 $105.40 PAID 01/16 CHECK NO. 23052 $493.50 PAID 01/12 CHECK NO. 23053 $99.05 PAID 01/12 EFTA01544792 January 31, 2007 December 30, 2006 - Page 15 of 22 Business Checking CHECK NO. 23054 $5,320.00 NES, LLC JPMorgan Private Bank Primary Account Number: PAID 01/16 CHECK NO. 23055 $2,000.00 PAID 01/16 CHECK NO. 23056 $25,676.00 PAID 01/22 CHECK NO. 23057 $2,588.00 PAID 01/22 CHECK NO. 23058 $154.00 PAID 01/19 EFTA01544793 January 31, 2007 December 30, 2006 - Page 16 of 22 Business Checking CHECK NO. 23059 $27.63 NES, LLC JPMorgan Private Bank Primary Account Number: PAID 01/23 CHECK NO. 23060 $85.21 PAID 01/29 CHECK NO. 23061 $1,222.83 PAID 01/23 CHECK NO. 23062 $1,782.85 PAID 01/24 CHECK NO. 23063 $83.19 PAID 01/22 EFTA01544794 January 31, 2007 December 30, 2006 Page 17 of 22 Business Checking CHECK NO. 23064 $70.44 NES, LLC JPMorgan Private Bank Primary Account Number: PAID 01/22 CHECK NO. 23065 $54.88 PAID 01/22 CHECK NO. 23066 $33.63 PAID 01/22 CHECK NO. 23067 $108.32 PAID 01/22 CHECK NO. 23068 $58.20 PAID 01/22 EFTA01544795 January 31, 2007 December 30, 2006 - Page 18 of 22 Business Checking CHECK NO. 23069 $47.73 NES, LLC JPMorgan Private Bank Primary Account Number: PAID 01/22 CHECK NO. 23070 $47.73 PAID 01/22 CHECK NO. 23071 $204.97 PAID 01/22 CHECK NO. 23072 $84.68 PAID 01/22 CHECK NO. 23073 $111.72 PAID 01/22 EFTA01544796 January 31, 2007 December 30, 2006 - Page 19 of 22 Business Checking CHECK NO. 23074 $35.03 NES, LLC JPMorgan Private Bank Primary Account Number: PAID 01/22 CHECK NO. 23075 $34.37 PAID 01/22 CHECK NO. 23076 $357.50 PAID 01/25 CHECK NO. 23077 $108.38 PAID 01/30 CHECK NO. 23078 $105.40 PAID 01/30 EFTA01544797 January 31, 2007 December 30, 2006 - Page 20 of 22 Business Checking CHECK NO. 23079 $85.74 NES, LLC JPMorgan Private Bank Primary Account Number: PAID 01/30 CHECK NO. 23080 $163.09 PAID 01/30 CHECK NO. 23081 $535.81 PAID 01/29 CHECK NO. 23083 $577.85 PAID 01/31 CHECK NO. 23085 $96.19 PAID 01/31 EFTA01544798 January 31, 2007 December 30, 2006 - Page 21 of 22 Business Checking CHECK NO. 23086 $897.32 NES, LLC JPMorgan Private Bank Primary Account Number: PAID 01/31 CHECK NO. 23088 $1,800.97 PAID 01/31 CHECK NO. 23089 $44.01 PAID 01/29 CHECK NO. 23090 $78.17 PAID 01/29 CHECK NO. 23093 $35.48 PAID 01/30 EFTA01544799 January 31, 2007 December 30, 2006 - Page 22 of 22 Business Checking CHECK NO. 23094 $400.00 NES, LLC JPMorgan Private Bank Primary Account Number: PAID 01/31 CHECK NO. 23095 $2,460.10 PAID 01/31 EFTA01544800