EFTA01401241.pdf

From: To: Cc: Date: Subject: PWMUS AMLKYC/db/IIIIIIm Amanda Kirby/dbifl PWMUS AMLKYC/dl Jacqueline Lightbody/db/ 10/09/2013 03:49 PM Re: Fw: alert [I] Classification: For internal use only Hi Amanda, AML Compliance reviewed the attached PCR alerts dated 10/9/2013 relating to ne alert pertains t ccordin to the business, our client is in her early 30's and lives in NYC; whereas, the alert pertains to that is inIIM60's and lives in Accordingly, AML Compliance CLEARS this alert as a a se positive. Kind regards, Andrew Kisz Andrew Kisz Associate I AML Compliance Officer DB Services New Jersey, Inc. Asset & Wealth Management 5022 Gate Parkwa , Suite 400, 32256 Jacksonville, USA Email From: To: Cc: Date: Subject: Amanda Kirby/ PWMUS AMLKYC/db/c i Andrew Kisz/db/dbcoa, Jacqueline Lightbody/db/ Paul Morris/db/ 10/08/2013 12:42 PM alert [I] Class' 'cation: or internal use only Hi, This PCR alert does not pertain to our client. ThisillMis ink and lives in Ou s inM early 30's and lives in NYC. Please clear alert Bes , Amanda Kirby *Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax EFTA01401241 Email Forwa.le 1.1.1 a y/db/dbcom on 10/08/2013 12:39 PM ---From: To: Cc: Date: Subject: PWM BIS-Research/db/d Amanda Kirby/db/ PWMUS AMLKY 10/08/2013 10:00 AM rdc alert [I] Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. attachment per alert.pdr deleted by Amanda Kirby/db/Millattachment per alert_l.pdr deleted by Amanda Kirby/' Regards Urvashi EFTA01401242