EFTA01373264.pdf

From: Martin Zeman Sent: 6/20/2018 3:03:13 PM To: Stewart Oldfield [ CC: Liam Osullivan ]; Davide-A Sferrazza ];Joshua Shoshan ; Xavier Avila Daniel-E Kaiser ; Nina Tona ; Alastair Mackinlay ; Ian Salters ); Vahe Stepanian j Subject: RE: Southern Financial P/L - no [C] Will do mate. From: Stewart oldricki Date: Wednesday, Jim 20, 2018, 14:28 To: Martin Zesman Cc: Liam Osullivan , Dal idc-A Sfcrrazza 41.11~~, Joshua Shoshan >, Xavier Avila S. Danicl-E Kaiser ~~~ri>, Nina Tona Alastair Mackinlay . Ian Salters <1~~~>. Vak Stepanian ~"emPinancial ubject P/L - YTD Thanks. I see Terri listed as the banker on the OTC tab. Can you make sure the revenues are flowing through to me rather than her? From: Martin Zeman Sent: Wednesday, June 20, 2018 2:11 PM To: Stewart Oldfield ~ > Cc: Liam Osullivan ~Ma>, Davide-A Sferrazza <a Joshua Shoshan -~M~>; Xavier Avila >; Daniel-E Kaiser alaill~falle; Martin Zeman <11. ; Nina Tona < ; Alastair Mackinlay er»; Ian Salters Vahe Stepanian < Subject: Southern Financial P/L - YTD [C] Importante: High Classification: Confidential Stewart, Here is the breakdown of what the YTO P/L for Southern Financial looks like: Pershing — includes any bonds, equity, listed equity options - Main SFLLC Account = $72,817.40 ($26,440 of that is ECM which stopped in February plus a one-off deal in March on Dropbox) Haze Trust = $20,142.18 OTC - See attached spreadsheet for details on the OTC business. Sheet 1 -> FX = $32,394 Sheet 2 -> Rates = $40,488 (note sheet 3 includes bond deals that are already included in the Pershing numbers above) Total = $165,841 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067354 CONFIDENTIAL SDNY_GM_00213538 EFTA01373264