📄 Extracted Text (14,702 words)
GHISLAINE MAXWELL
1000 VENETIAN WAY APT 801
MIAMI FL 33139-1043
EFTA01567243
EFTA01567244
For the Period 1/1/14 to 1/31/14
Account Summary
Account
Number
Investment Account(s)
GHISLAINE MAXWELL
GHISLAINE MAXWELL
GHISLAINE MAXWELL - OAP IHD
GHISLAINE MAXWELL - TAP DYS
GHISLAINE MAXWELL - TAP ARFI
Total Value
Beginning Net
Market Value
5,259,275.95
430.00
1,967,979.33
1,036,516.92
1,003,477.16
$9,267,679.36
Ending Net
Market Value
5,246,357.70
430.00
1,851,554.52
1,036,361.25
1,004,799.02
$9,139,502.49
This account summary is provided for informational purposes and includes
assets at different entities.
(1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit
Insurance Corporation ("FDIC"), except for exchangelisted
options, which are held at 3PMorgan Clearing Corporation ("JPMCC"). The
Asset Account Statement reflects brokerage
transactions executed through J.P. Morgan Securities LLC ("JPMS"), see
"Portfolio Activity Detail". Equity securities, fixed income
securities, and listed options transactions are generally cleared through
JPMCC, a wholly owned subsidiary of 3PMS. Please see
"Additional Information About Your Accounts" at the end of the Asset Account
Statement.
(2) Assets held in Margin Account at JPMCC, member Financial Regulatory
Authority ("FINRA") and Securities Insurance Protection
Corporation ("SIPC"). The Margin Account Statement reflects brokerage
transactions executed by JPMS, see "Portfolio Activity
Detail". Such transactions are cleared and carried through JPMCC.
Please see disclosures located at the end of this statement package for
important information relating to each 3.P.Morgan account(s).
EFTA01567245
Change
In Value
(12,918.25)
0.00
(116,424.81)
(155.67)
1,321.86
($128,176.87)
Start on
Page
4
34
38
52
66
Client News
2013 Year-End Tax 1099's
You will be able to view your 2013 Form 1099 online
beginning February 21, 2014. Unless you have selected
edelivery, you should expect to receive them via mail
shortly thereafter. You may contact your J.P. Morgan
Team with any questions.
0000037975.00.0.9E.00001.MAXWE04.20140204
Consolidated Statement Page 1
EFTA01567246
THIS PAGE INTENTIONALLY LEFT BLANK
EFTA01567247
For the Period 1/1/14 to 1/31/14
Consolidated Summary
INVESTMENT ACCOUNTS
Asset Allocation
Equity
Alternative Assets
Cash & Fixed Income
Other
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
3,236,068.58
691,675.62
5,164,464.07
162,555.11
$9,254,763.38
12,915.98
$9,267,679.36
Ending
Market Value
3,119,029.47
723,324.88
5,120,049.43
162,777.00
$9,125,180.78
14,321.71
$9,139,502.49
Change
In Value
(117,039.11)
31,649.26
(44,414.64)
221.89
($129,582.60)
1,405.73
($128,176.87)
Equity
$192,469.84
Estimated
116,166.95
15,605.55
60,697.34
Current
Annual Income Allocation
34%
8%
56%
2%
100%
EFTA01567248
Alternative
Assets
Asset Allocation
Other
Cash &
Fixed Income
Current
Portfolio Activity
Beginning Market Value
Net Contributions/Withdrawals
Income & Distributions
Change in Investment Value
Ending Market Value
Accruals
Market Value with Accruals
Period Value
9,254,763.38
(8,921.91)
16,531.53
(137,192.22)
$9,125,180.78
14,321.71
$9,139,502.49
Year-to-Date
Value
9,254,763.38
(8,921.91)
16,531.53
(137,192.22)
$9,125,180.78
14,321.71
$9,139,502.49
This Consolidated Summary shows all of your investments at J.P. Morgan other
than investments we hold in trust for you. These investments may be held in
custody or investment
management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a
brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC").
Brokerage and margin accounts are
non-discretionary and all investment decisions are made by the client. J.P.
Morgan Securities LLC ("JPMS") does not provide advice on asset allocation
or investment management
services, nor do its personnel take discretion over any client accounts.
Such advice and services are provided exclusively by the Bank.
Consolidated Statement Page 2
EFTA01567249
For the Period 1/1/14 to 1/31/14
Consolidated Summary
INVESTMENT ACCOUNT(S) YEAR-TO-DATE
Portfolio Activity
GHISLAINE MAXWELL
GHISLAINE MAXWELL
GHISLAINE MAXWELL - OAP IHD
GHISLAINE MAXWELL - TAP DYS
GHISLAINE MAXWELL - TAP ARFI
Total Value
Tax Summary
GHISLAINE MAXWELL
GHISLAINE MAXWELL - OAP IHD
GHISLAINE MAXWELL - TAP DYS
GHISLAINE MAXWELL - TAP ARFI
Total Value
Account
Account
IIIIIIIIIII
Beginning
Market Value
5,251,123.87
430.00
1,964,165.75
1,036,257.60
1,002,786.16
$9,254,763.38
Taxable
Income
8,416.25
2,430.74
2,563.29
2,428.61
$15,838.89
(5,855.42)
(1,872.22)
(1,194.27)
($8,921.91)
Tax-Exempt
Income
692.64
EFTA01567250
9,150.32
400.50
$692.64
'Unrealized Gain/Loss represents data from the time of account inception to
the current statement period.
(1,968.26)
$7,582.56
Other Income
& Receipts
2,430.74
2,563.29
2,428.61
$16,531.53
(112,802.15)
(746.72)
422.86
($137,192.22)
Realized Gain/Loss
Short-term
Long-term
Net Contributions/
Withdrawals
Income &
Distributions
9,108.89
Change in
Investment Value
(24,066.21)
Ending Market Value
with Accruals
5,246,357.70
430.00
1,851,554.52
1,036,361.25
1,004,799.02
$9,139,502.49
Unrealized
Gain/Loss'
77,686.30
81,160.12
8,364.12
(7,966.75)
$159,243.79
CONTINUED
Consolidated Statement Page 3
EFTA01567251
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL
270 Park Avenue, New York, NY 10017-2014
ACCT. Q52167006
For the Period 1/1/14 to 1/31/14
Asset Account
J.P. Morgan Team
James Buckley
Jason Bell
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.jpmorganonline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
212/464-1536
212/464-2084
800/634-1318
Table of Contents
Account Summary
Holdings
Equity
Alternative Assets
Cash & Fixed Income
Other Assets
Portfolio Activity
Page
2
5
8
9
14
16
Account Q52167006 Page 1 of 30
Consolidated Statement Page 4
EFTA01567252
GHISLAINE MAXWELL
Account Summary
Asset Allocation
Equity
Alternative Assets
Cash & Fixed Income
Other
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
1,133,131.66
57,276.79
3,898,160.31
162,555.11
$5,251,123.87
8,152.08
$5,259,275.95
Ending
Market Value
1,117,026.41
59,229.07
3,897,134.07
162,777.00
$5,236,166.55
10,191.15
$5,246,357.70
Current
Portfolio Activity
Beginning Market Value
Withdrawals & Fees
Securities Transferred In
Securities Transferred Out
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
Period Value
5,251,123.87
(229.45)
1,237,066.20
(1,236,836.75)
$0.00
9,108.89
(24,066.21)
$5,236,166.55
10,191.15
$5,246,357.70
EFTA01567253
Change
In Value
(16,105.25)
1,952.28
(1,026.24)
221.89
($14,957.32)
2,039.07
($12,918.25)
Year-to-Date
Value
5,251,123.87
(229.45)
1,237,066.20
(1,236,836.75)
$0.00
9,108.89
(24,066.21)
$5,236,166.55
10,191.15
$5,246,357.70
Estimated
50,043.72
21,151.37
$71,195.09
Current
Annual Income Allocation
22%
1%
74%
3%
100%
Cash &
Fixed Income
Equity
Other
Alternative
Assets
Asset Allocation
ACCT.
For the Period 1/1/14 to 1/31/14
Account 052167006 Page 2 of 30
Consolidated Statement Page 5
EFTA01567254
GHISLAINE MAXWELL
Account Summary
Tax Summary
Domestic Dividends/Distributions
Foreign Dividends
Interest Income
Taxable Income
Tax-Exempt Income
Bond Premium Amortization
Tax-Exempt Income
CONTINUED
Current
Period Value
1,465.47
729.33
6,221.45
$8,416.25
1,250.00
(557.36)
$692.64
Year-to-Date
Value
1,465.47
729.33
6,221.45
$8,416.25
1,250.00
(557.36)
$692.64
Unrealized Gain/Loss
ACCT. Q52167006
For the Period 1/1/14 to 1/31/14
To-Date Value
$77,686.30
Note: * This summary is for informational purposes only and is not to be
used for any financial or tax purposes. This summary does not include
securities which are taxable at the
federal level but are state exempt. This summary may not include all income
derived from Municipal Securities; Please consult your tax advisor for tax
implications.
1 Other category combines all the remaining Tax Exempt Income generated by
securities in the account which may not have a state affiliation.
Tax-Exempt Income
Summary by State*
MA
Current
Period Value
692.64
Year-to-Date
Value
692.64
EFTA01567255
Tax-Exempt Income
Summary by State*
Tax-Exempt Income
Current
Period Value
$692.64
Year-to-Date
Value
$692.64
Account 052167006 Page 3 of 30
Consolidated Statement Page 6
EFTA01567256
GHISLAINE MAXWELL ACCT
For the Period 1/1/14 to 1/31/14
Account Summary
Cost Summary
Equity
Cash & Fixed Income
Other
Total
CONTINUED
Cost
1,034,682.24
3,888,990.50
92,027.29
Account age 4 of 30
Consolidated Statement Page 7
EFTA01567257
GHISLAINE MAXWELL
Equity Summary
Asset Categories
US Large Cap Equity
US Small/Mid Cap Equity
Non-US Equity
Preferred Stocks
Concentrated & Other Equity
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Dividends
Yield
Beginning
Market Value
511,226.25
14,220.00
169.41
442,270.00
165,246.00
$1,133,131 66
Ending
Market Value
495,228.99
15,060.00
159.92
440,937.00
165,640.50
$1,117,026.41
Current
Period Value
1,117,026.41
1,034,682.24
82,344.17
50,043.72
4,855.43
4.47%
Preferred Stocks
Equity as a percentage of your portfolio - 22 %
Change
In Value
(15,997.26)
840.00
(9.49)
(1,333.00)
394.50
($16,105.25)
Current
EFTA01567258
Allocation
9%
1%
1%
8%
3%
22%
US Large Cap Equity
US Small/Mid Cap Equity
Non-US Equity
Concentrated & Other Equity
Asset Categories
ACCT. Q52167006
For th • 1/14 to 1/31/14
Accoun Page 5 of 30
Console a e a ement Page 8
EFTA01567259
GHISLAINE MAXWELL
ACCT. 4.0110111
For the Period 1/1/14 to 1/31/14
Equity Detail
Price
US Large Cap Equity
APACHE CORP
037411-10-5 APA
BANK OF AMERICA CORP
CITIGROUP INC NEW
GENERAL MOTORS CO
SCHLUMBERGER LTD
SPDR S&P 500 ETF TRUST
TWITTER INC
060505-10-4 BAC
47.43
172967-42-4 C
36.08
37045V-10-0 GM
87.57
806857-10-8 SLB
178.18
78462F-10-3 SPY
64.50
90184L-10-2 TWTR
Total US Large Cap Equity
$495,228.99
$435,852.56
$59,376.43
$6,966.22
$22.58
US Small/Mid Cap Equity
GERON CORP
374163-10-3 GERN
1.41%
2,000.000
129,000.00
90,320.00
38,680.00
1,495.000
266,379.10
250,407.85
15,971.25
5,009.74
1.88%
113.000
9,895.41
9,524.04
371.37
180.80
1.83%
EFTA01567260
1,373.000
49,537.84
50,000.00
(462.16)
358.000
16,979.94
14,048.52
2,931.42
14.32
3.58
1,647.60
0.08%
3.33%
16.75
944.000
15,812.00
10,148.85
5,663.15
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
80.26
95.000
7,624.70
11,403.30
(3,778.60)
76.00
19.00
37.76
1.00%
0.24%
5.02
3,000.000
15,060.00
18,129.32
(3,069.
AccouniiiiiiiiiiiiiPage 6 of 30
Consolidated Statement Page 9
EFTA01567261
GHISLAINE MAXWELL ACCT.
For the Period 1/1/14 to 1/31/14
Price
Non-US Equity
RIO TINTO PLC
ISIN GB0007188757 SEDOL 0718875
766994-90-9 BP
Preferred Stocks
CITIGROUP CAPITAL XIII
7 7/8% PFD
173080-20-1 C PN NA /BA1
COUNTRYWIDE CAPITAL V
7% PFD
222388-20-9 CFC PB
3PM CHASE CAPITAL XXIX
6.7% PFD
48125E-20-7 3PM PC
Total Preferred Stocks
25.71
2,500.000
64,275.00
$440,937.00
62,500.00
$422,578.96
1,775.00
$18,358.04
4,187.50
$31,227.50
$1,837.50
Concentrated & Other Equity
JPMORGAN CHASE & CO
VAR RT PFD STK 04/30/2049
DTD 04/23/2008
46625H-HA-1 BBB /BA1
6.51%
7.08%
25.11
4,200.000
105,462.00
98,778.96
6,683.04
7,350.00
1,837.50
6.97%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
EFTA01567262
Accrued Div.
Yield
53.31
3.000
159.92
212.23
(52.31)
27.12
10,000.000
271,200.00
261,300.00
9,900.00
19,690.00
7.26%
110.43
150,000.000
165,640.50
157,909.17
7,731.33
11,850.00
2,995.35
7.09%
Account Page 7 of 30
Consolidated Statement Page 10
EFTA01567263
GHISLAINE MAXWELL ACCT.
For the Period 1/1/14 to 1/31/14
Alternative Assets Summary
Beginning
Asset Categories
Hard Assets
Estimated Value
57,276.79
Alternative Assets Detail
Price
Hard Assets
ETFS METAL SECURITIES LTD
ISIN JE0081VS3770 SEDOL BlVS377
131994-91-5
SPDR GOLD TRUST
Total Hard Assets
78463V-10-7 GLD
$59,229.07
$76,999.78
120.09
190.000
22,817.10
31,931.40
120.97
301.000
36,411.97
45,068.38
Quantity
Estimated
Value
Cost
Est. Annual Income
Accrued Income
Ending
Estimated Value
59,229.07
Change
In Value
1,952.28
Current
Allocation
1%
Account Page 8 of 30
Consolidated Statement Page 11
EFTA01567264
GHISLAINE MAXWELL ACCT. "RI
For the Period 1/1/14 to
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Non-USD Cash
Non-USD Short Term
US Fixed Income
Non-US Fixed Income
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Interest
Yield
Market Value
2,789,951.38
919.76
315,070.53
629,040.76
163,177.88
$3,898,160.31
Ending
Market Value
2,798,694.16
1,605.21
302,857.94
629,761.77
164,214.99
$3,897,134.07
Current
Period Value
3,897,134.07
3,888,990.50
8,143.57
21,151.37
5,335.72
0.41%
Change
In Value
8,742.78
685.45
(12,212.59)
721.01
1,037.11
($1,026.24)
Current
Allocation
EFTA01567265
52%
1%
6%
12%
3%
74%
Non-US Fixed Income
Non-USD Cash
Non-USD Short Term
Cash
Asset Categories
US Fixed Income
Cash & Fixed Income as a percentage of your portfolio 74 %
Account Q52167006 Page 9 of 30
Consolidated Statement Page 12
EFTA01567266
GHISLAINE MAXWELL ACCT.
For the Period 1/1/14 to 1/31/14
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
1-5 years,
10+ years,
Total Value
1
SUMMARY BY TYPE
Market
Value
3,370,548.07
310,146.50
216,439.50
$3,897,134.07
% of Bond
Portfolio
88%
7%
5%
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Note:
A - Bonds purchased at a premium show amortization.
1
Cash & Fixed Income Detail
Price
Cash
US DOLLAR
3PM NY MUNI MMKT FD - MORGAN
FUND 3
7-Day Annualized Yield: .01%
Total Cash
1.00
1.00
2,798,693.16
1.00
2,798,693.16
1.00
$2,798,694.16
2,798,693.16
1.00
$2,798,694.16
$0.00
$279.86
$23.27
0.01%
EFTA01567267
279.86
23.27
0.01%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Cash & Fixed Income
Cash
NON USD Cash
Corporate Bonds
Municipal Bonds
International Bonds
Mutual Funds
Total Value
Market
Value
2,798,694.16
1,605.21
310,146.50
216,439.50
548,252.19
21,996.51
$3,897,134.07
% of Bond
Portfolio
72%
1%
7%
5%
14%
1%
100%
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account.
Account Page 10 of 30
Consolidated Statement Page 13
EFTA01567268
GHISLAINE MAXWELL ACCT.
For the Period 1/1/14 to 1/31/14
Price
Non-USD Cash
POUND STERLING
Non-USD Short Term
JP MORGAN CHASE BANK - CAD
LONDON TIME DEPOSITS 0.6200%
DATED 01/29/2014 MATURITY 02/05/2014
HELD BY LONDON TREASURY SERVICES
Bearer
2538N9-9B-0 AD
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 0.8500%
DATED 01/30/2014 MATURITY 02/06/2014
HELD BY LONDON TREASURY SERVICES
Bearer
253809-9B-9 OK
Total Non-USD Short Term
$302,857.94
$324,667.54
($21,809.60)
$2,333.96
$14.65
US Fixed Income
JPM MANAGED RESERVES FD - GBP-C-DIST
ISIN LU0539309053
051398-91-5 BP
ISHARES GBP CORPORATE BOND UCITS ETF
ISIN IE0OBOOFV011 SEDOL BOOFV01
461278-91-3 BP
209.49
105.00
21,996.51
19,023.08
2,973.43
10,492.34
7.74
81,179.26
81,082.31
96.95
0.80%
15.90
1,247,737.49
198,376.32
210,593.58
(12,217.26)
1,686.19
9.32
0.89%
Quantity
EFTA01567269
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
1.64
976.73
1,605.21
1,609.84
(4.63)
89.69
116,491.78
104,481.62
114,073.96
(9,592.34)
647.77
5.33
0.63%
Account Page 11 of 30
Consolidated Statement Page 14
EFTA01567270
ACCT. LL
For the Period 1/1/14 to 1/31/14
Price
US Fixed Income
HSBC FINANCE CORP
MEDIUM TERM NOTE 2.9% OCT 15 2015
DTD 10/15/2010
40429X-YB-6 A /BAA
GENERAL ELEC CAP CORP
MEDIUM TERM FLOATING RATE NOTE
MAY 11 2016 DTD 05/11/2007
36962G-2V-5 AA+ /A1
BANK OF AMERICA CORP
MEDIUM TERM NOTE
3.6% NOV 15 2016
DTD 11/04/2010
06050W-DW-2 A- /BAA
A MI ST MUNI BOND AUTH
ST CLEAN WTR REVOLVING FD 5%
OCT 01 2026 DTD 11/02/2006
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 10/01/2016 @ 100
59455T-PF-3 AAA /AAA
A BIRDVILLE TEXAS INDEPENDENT SCHOOL
DIST PERM SCH GTD FUND UNLIMITED TAX
5% FEB 15 2029 DTD 01/15/2007
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 02/15/2017 @ 100
090874-FV-5 AAA /AAA
108.97
100,000.00
108,968.00
106,275.86
110,503.00
2,692.14
5,000.00
2,305.50
4.19%
109.70
50,000.00
54,851.50
53,071.32
55,424.00
1,780.18
2,500.00
833.30
4.01%
104.96
150,000.00
157,441.50
EFTA01567271
150,000.00
7,441.50
5,400.00
1,140.00
1.77%
99.92
50,000.00
49,960.00
45,394.50
4,565.50
237.55
54.10
0.51%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
102.75
100,000.00
102,745.00
100,000.00
2,745.00
2,900.00
853.80
1.27%
Account age 12 of 30
Consoli ent Page 15
EFTA01567272
GHISLAINE MAXWELL
ACCT.
For the Period 1/1/14 to 1/31/14
Price
US Fixed Income
A MA ST HLTH & EDUCTNL FACS AUTH
REVENUE HARVARD UNIV 5% B
JUL 15 2032 DTD 08/03/2005
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 07/15/2015 @ 100
57586C-FW-0 AAA /AAA
Total US Fixed Income
$629,761.77
$606,513.64
$615,466.89
Non-US Fixed Income
BLUEBAY HIGH YIELD BD FD GBP HDG-DB
ISIN LU0222772518
G13289-92-4 BP
ISHARES GBP INDEX-LINKED GILTS
UCITS ETF
ISIN IE00B1FZSD53 SEDOL B1G52V0
46578W-92-2 BP
Total Non-US Fixed Income
$164,214.99
$157,505.32
$6,709.67
$0.00
0.00%
21.47
5,790.00
124,320.99
118,212.32
6,108.67
212.32
187.90
39,894.00
39,293.00
601.00
$23,248.13
$18,537.55
$5,297.80
2.15%
105.24
50,000.00
52,620.00
51,666.57
54,040.00
953.43
2,500.00
111.10
EFTA01567273
4.58%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Account Page 13 of 30
Consolidated Statement Page 16
EFTA01567274
GHISLAINE MAXWELL ACCT
For the Period 1/1/14 to 1/31/14
Other Summary
Asset Categories
Balanced
Beginning
Estimated Value
162,555.11
Ending
Estimated Value
162,777.00
Change
In Value
221.89
Current
Allocation
3%
Current
Market Value/Cost
Estimated Value
Tax Cost
Estimated Gain/Loss
Note:
**
Period Value
162,777.00
92,027.29
4,969.27
Unrealized Gain/Loss is shown as "N/A" in cases where we do not have
appropriate cost information for all tax lots comprising the position.
Please contact your J.P. Morgan team for additional
information.
Other Detail
Price
Balanced
JPM INC OPP FD - GBP A - DIST(HDG)
ISIN LU0323456201
287991-93-9 BP
149.78
450.272
67,443.55
1,663.11 **
N/A
Quantity
Value
Adjusted Cost
Original Cost
Unrealized
Gain/Loss
Accrual
Account Page 14 of 30
EFTA01567275
Consolidated Statement Page 17
EFTA01567276
GHISLAINE MAXWELL ACCT.
For the Period 1/1/14 to 1/31/14
Price
Balanced
PIMCO FUNDS GLOBAL INVESTORS SERIES
- GLOBAL INVESTMENT GRADE CREDIT
FUND
ISIN IE00B3BMD843 SEDOL B3BMD84
695421-91-7 BP
Total Balanced
$162,777.00
$92,027.29
$4,969.27
21.86
4,361.513
95,333.45
90,364.18
4,969.27
Quantity
Value
Adjusted Cost
Original Cost
Unrealized
Gain/Loss
Accruals
Account Page 15 of 30
Consolidated Statement Page 18
EFTA01567277
GHISLAINE MAXWELL ACCT.
For the Period 1/1/14 to 1/31/14
Portfolio Activity Summary - U S Dollar
Beginning Cash Balance
PRINCIPAL
Current
Transactions
INFLOWS
Total Inflows
Income
Ending Cash Balance
Period Value
2,789,950.38
8,742.78
$8,742.78
$2,798,693.16
Year-To-Date
Value*
-8,742.78
$8,742.78
-INCOME
Current
Period
Value
0.00
Year-To-Date
Value*
-$0.00
$0.00
$0.00
-Current
Cost
Adjustments
Amortization
Total Cost Adjustments
Period Value
(557.36)
($557.36)
* Year to date information is calculated on a calendar year basis.
Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Year-To-Date
Value*
(557.36)
($557.36)
Account age 16 of 30
Consolidated Statement Page 19
EFTA01567278
GHISLAINE MAXWELL ACCT.I=
For the Period 1/1/14 to 1/31/14
Portfolio Activity Detail - U S Dollar
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
1/2
1/2
1/10
1/15
Interest Income
Interest Income
Foreign Dividend
Municipal Interest
Description
DEPOSIT SWEEP INTEREST FOR 12/01/13 - 12/31/13
@ .01% RATE ON AVG COLLECTED BALANCE OF
$2,789,905.59 AS OF 01/01/14
JPM CHASE CAPITAL XXIX 6.7% PFD @ 0.41875 PER
SHARE (ID: 48125E-20-7)
SCHLUMBERGER LTD @ 0.3125 PER SHARE
(ID: 806857-10-8)
MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD
UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY
DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100
(ID: 57586C-FW-0)
1/30
1/31
Interest Income
Div Domest
Total Inflows & Outflows
CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.492187
PER SHARE (ID: 173080-20-1)
SPDR S&P 500 ETF TRUST @ 0.98025 PER SHARE
(ID: 78462F-10-3)
10,000.000
1,495.000
0.492
0.98
4,921.87
1,465.47
$8,742.78
2,500.000
113.000
50,000.000
0.419
0.312
0.025
1,046.88
35.31
1,250.00
EFTA01567279
Quantity
Cost
Per Unit
Amount
PRINCIPAL
Amount
23.25
INCOME
Amount
Account Page 17 of 30
Consolidated Statement Page 20
EFTA01567280
GHISLAINE MAXWELL ACCT.
For the Period 1/1/14 to 1/31/14
COST ADJUSTMENTS
Settle Date
1/15
Type
Amortization
Description
MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD
UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY
DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100
MUNICIPAL BOND PREMIUM AMORTIZATIO
(ID: 57586C-FW-0)
Quantity
50,000.000
Cost Basis
Adjustments
(557.36)
Account Page 18 of 30
Consolidated Statement Page 21
EFTA01567281
GHISLAINE MAXWELL ACCT. a
For the Period 1/1/14 to 1/31/14
Portfolio Activity Summary - Canadian Dollar
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
Ending Cash Balance
Period Value
-60.76
$60.76
(60.76)
($60.76)
-Year-To-Date
Value*
-60.76
$60.76
(60.76)
($60.76)
-Local
Value
Current
Period Value
0.00
66.19
66.19
(66.19)
(66.19)
0.00
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
EFTA01567282
Year-To-Date
Value*
--Year-To-Date
Value*
-66.19
66.19
(66.19)
(66.19)
Page 19 of 30
Consolidated Statement Page 22
EFTA01567283
GHISLAINE MAXWELL ACCT.
For the Period 1/1/14 to 1/31/14
Portfolio Activity Summary - Canadian Dollar
Current
Securities Transferred In/Out
Securities Transferred In
Securities Transferred Out
Period Value
426,905.54
(426,844.78)
Year-To-Date
Value*
426,905.54
(426,844.78)
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - Canadian Dollar
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
1/6
Foreign Interest
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 12/27/2013 MATURITY 01/06/2014
HELD BY LONDON TREASURY SERVICES
(ID: 2538E9-9D-6)
1/6
1/13
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 01/06/2014 MATURITY 01/13/2014
HELD BY LONDON TREASURY SERVICES
(ID: 2538F9-9Z-6)
1/13
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
(14.040)
(12.85)
(14.04)
Account Page 20 of 30
Consolidated Statement Page 23
(20.050)
116,445.640
(18.88)
(20.05)
EFTA01567284
12.85
14.04
Quantity
116,425.590
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
18.88
20.05
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
EFTA01567285
GHISLAINE MAXWELL ACC
For the Period 1/1/14 to 1/31/14
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
1/21
Foreign Interest
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 01/13/2014 MATURITY 01/21/2014
HELD BY LONDON TREASURY SERVICES
(ID: 2538H9-9U-5)
1/21
1/29
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 01/21/2014 MATURITY 01/29/2014
HELD BY LONDON TREASURY SERVICES
(ID: 2538K9-9P-2)
1/29
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Total Inflows & Outflows
SECURITIES TRANSFERRED IN/OUT
Notes:
Settle Date Selection Method
Securities Transferred In
1/6
Receipt of Assets
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 01/06/2014 MATURITY 01/13/2014
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2538F9-9Z-6)
(16.050)
(14.37)
(16.05)
$0.00
(16.050)
116,475.730
(14.66)
(16.05)
14.37
16.05
Quantity
116,459.680
Amount USD
Local Value
EFTA01567286
PRINCIPAL
Amount USD
Local Value
14.66
16.05
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Quantity
Cost
116,445.640
114,032.08
Transaction
Market Value *
109,621.69
Account Page 21 of 30
Consolidated Statement Page 24
EFTA01567287
GHISLAINE MAXWELL ACCT.
For the Period 1/1/14 to 1/31/14
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred In
1/13
Receipt of Assets
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 01/13/2014 MATURITY 01/21/2014
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2538H9-9U-5)
1/21
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 01/21/2014 MATURITY 01/29/2014
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2538K9-9P-2)
1/29
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 01/29/2014 MATURITY 02/05/2014
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2538N9-9B-0)
Total Securities Transferred In
Securities Transferred Out
1/6
Free Delivery
$426,905.54
116,491.780
114,073.96
104,294.53
116,475.730
114,059.59
106,365.67
Quantity
Cost
116,459.680
114,044.93
Transaction
Market Value *
106,623.65
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 12/27/2013 MATURITY 01/06/2014
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2538E9-9D-6)
EFTA01567288
1/13
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 01/06/2014 MATURITY 01/13/2014
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2538F9-9Z-6)
(116,445.640)
114,032.08
(106,610.79)
(116,425.590)
114,013.20
(109,61.6m
Accoun Page 22 of 30
Consolidated Statement Page 25
EFTA01567289
GHISLAINE MAXWELL ACCT
For the Period 1/1/14 to 1/31/14
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred Out
1/21
Free Delivery
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 01/13/2014 MATURITY 01/21/2014
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2538H9-9U-5)
1/29
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 01/21/2014 MATURITY 01/29/2014
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2538K9-9P-2)
Total Securities Transferred Out
($426,844.78)
(116,475.730)
114,059.59
(104,280.16)
Quantity
Cost
(116,459.680)
114,044.93
Transaction
Market Value *
(106,35
Account Page 23 of 30
Consolidated Statement Page 26
EFTA01567290
GHISLAINE MAXWELL ACCT.IIIIIIM
For the Period 1/1/14 to 1/31/14
Portfolio Activity Summary - Norwegian Krone
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
Ending Cash Balance
Period Value
-168.69
$168.69
(168.69)
($168.69)
-Year-To-Date
Value*
-168.69
$168.69
(168.69)
($168.69)
-Local
Value
Current
Period Value
0.00
1,039.23
1,039.23
(1,039.23)
(1,039.23)
0.00
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
EFTA01567291
Year-To-Date
Value*
--Year-To-Date
Value*
-1,039.23
1,039.23
(1,039.23)
(1,039.23)
Ai. Page 24 of 30
Consolidated Statement Page 27
EFTA01567292
GHISLAINE MAXWELL ACCT I
For the Period 1/1/14 to 1/31/14
Portfolio Activity Summary - Norwegian Krone
Current
Securities Transferred In/Out
Securities Transferred In
Securities Transferred Out
Period Value
810,160.66
(809,991.97)
Year-To-Date
Value*
810,160.66
(809,991.97)
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - Norwegian Krone
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
1/7
Foreign Interest
Description
HELD BY LONDON TREASURY SERVICES
(ID: 2538E9-9P-9)
1/7
1/14
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Foreign Interest
HELD BY LONDON TREASURY SERVICES
(ID: 2538H9-9A-9)
1/14
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
(206.110)
(33.67)
(206.11IIIIIIIII,
Account Page 25 of 30
Consolidated Statement Page 28
(361.890)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,247,060.150
0.8500% DATED 01/07/2014 MATURITY 01/14/2014
(58.70)
(361.89)
33.67
206.11
Quantity
EFTA01567293
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,246,698.260
0.9500% DATED 12/27/2013 MATURITY 01/07/2014
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
58.70
361.89
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
EFTA01567294
GHISLAINE MAXWELL ACCT.
For the Period 1/1/14 to 1/31/14
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
1/22
Foreign Interest
Description
HELD BY LONDON TREASURY SERVICES
(ID: 2538J9-9N-9)
1/22
1/30
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Foreign Interest
HELD BY LONDON TREASURY SERVICES
(ID: 2538L9-9U-0)
1/30
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Total Inflows & Outflows
SECURITIES TRANSFERRED IN/OUT
Notes:
Settle Date Selection Method
Securities Transferred In
1/7
Receipt of Assets
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.8500% DATED 01/07/2014 MATURITY 01/14/2014
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2538H9-9A-9)
(235.640)
(38.18)
(235.64)
$0.00
(235.590)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,247,501.850
0.8500% DATED 01/22/2014 MATURITY 01/30/2014
(38.14)
(235.59)
38.18
235.64
Quantity
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,247,266.260
0.8500% DATED 01/14/2014 MATURITY 01/22/2014
Amount USD
Local Value
PRINCIPAL
Amount USD
EFTA01567295
Local Value
38.14
235.59
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Quantity
Cost
1,247,060.150
210,483.59
Transaction
Market Value *
202,288.83
Account Page 26 of 30
Consolidated Statement Page 29
EFTA01567296
GHISLAINE MAXWELL ACCT.
For the Period 1/1/14 to 1/31/14
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred In
1/14
Receipt of Assets
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.8500% DATED 01/14/2014 MATURITY 01/22/2014
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2538J9-9N-9)
1/22
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.8500% DATED 01/22/2014 MATURITY 01/30/2014
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2538L9-9U-0)
1/30
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.8500% DATED 01/30/2014 MATURITY 02/06/2014
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 253809-9B-9)
Total Securities Transferred In
Securities Transferred Out
1/7
Free Delivery
$810,160.66
1,247,737.490
210,593.58
202,159.33
1,247,501.850
210,555.40
201,962.44
Quantity
Cost
1,247,266.260
210,517.26
Transaction
Market Value *
203,750.06
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9500% DATED 12/27/2013 MATURITY 01/07/2014
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2538E9-9P-9)
EFTA01567297
1/14
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.8500% DATED 01/07/2014 MATURITY 01/14/2014
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2538H9-9A-9)
(1,247,060.150 )
210,483.59
(203,716.39)
(1,246,698.260 )
210,424.89
(202,230.13)
Account 6 Page 27 of 30
Consolidated Statement Page 30
EFTA01567298
GHISLAINE MAXWELL ACCT. la.
For the Period 1/1/14 to 1/31/14
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred Out
1/22
Free Delivery
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.8500% DATED 01/14/2014 MATURITY 01/22/2014
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 253839-9N-9)
1/30
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.8500% DATED 01/22/2014 MATURITY 01/30/2014
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2538L9-9U-0)
Total Securities Transferred Out
($809,991.97)
(1,247,501.850 )
210,555.40
(202,121.15)
Quantity
Cost
(1,247,266.260 )
210,517.26
Transaction
Market Value *
(201,92
Account Page 28 of 30
Consolidated Statement Page 31
EFTA01567299
GHISLAINE MAXWELL ACCT.
For the Period 1/1/14 to 1/31/14
Portfolio Activity Summary - Pound Sterling
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
Ending Cash Balance
Period Value
-694.02
$694.02
-Year-To-Date
Value*
-694.02
$694.02
-Local
Value
Current
Period Value
555.33
421.40
421.40
976.73
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
* Year to date information is calculated on a calendar year basis.
Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Year-To-Date
Value*
--Year-To-Date
Value*
-421.40
EFTA01567300
421.40
Page 29 of 30
Consolidated Statement Page 32
EFTA01567301
GHISLAINE MAXWELL ACCT.
For the Period 1/1/14 to 1/31/14
Portfolio Activity Detail - Pound Sterling
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
1/9
Foreign Dividend
Description
BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN
LU0222772518 @ 2.2427 PER SHARE CONY. @ "CONV
RATE" (ID: G13289-92-4)
Quantity
187.898
Amount USD
Local Value
3.694
2.243
PRINCIPAL
Amount USD
Local Value
694.02
421.40
INCOME
Amount USD
Local Value
Currency
Gain/L
Accounall. Page 30 of 30
Consolidated Statement Page 33
EFTA01567302
J.P. Morgan Securities LLC
GHISLAINE MAXWELL
383 Madison Avenue, New York, NY 10179
ACCT.
For the Period 1/1/14 to 1/31/14
Margin Account
J.P. Morgan Team
James Buckley
Jason Bell
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.jpmorganonline.com
Transactions cleared and carried through J.P. Morgan Clearing Corp. Three
Chase Metrotech Center, Brooklyn, NY 11245-0001,
(347) 643-2578
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
212/464-1536
212/464-2084
800/634-1318
Table of Contents
Account Summary
Portfolio Activity
Page
2
4
Account Page 1 of 4
Consolidated Statement Page 34
EFTA01567303
GHISLAINE MAXWELL
Account Summary
MARGIN
Cash
Asset Allocation
Cash & Fixed Income
Market Value
Market Value
0.00
$0.00
Margin
Market Value
430.00
$430.00
Current
Portfolio Activity
Beginning Market Value
Ending Market Value
Period Value
430.00
$430.00
Short
Market Value
0.00
$0.00
Year-to-Date
Value
430.00
$430.00
Total
430.00
$430.00
Estimated
$0.00
Current
Market Value Annual Income Allocation
100%
1006
ACCT. IIIIIIIII
For the Period 1/1/14 to 1/31/14
Account 24155873 Page 2 of 4
Consolidated Statement Page 35
EFTA01567304
GHISLAINE MAXWELL
ACCT
For the Period 1/1/14 to 1/31/14
Cash & Fixed Income Detail
Quantity
Price
Cash
US DOLLAR
1.00
430.00
Margin
430.00
430.00
Account
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Account Page 3 of 4
Consolidated Statement Page 36
EFTA01567305
GHISLAINE MAXWELL
Portfolio Activity Summary
PRINCIPAL
Current
Transactions
Portfolio Activity Detail
Beginning Cash Balance
Ending Cash Balance
Period Value
430.00
$430.00
Year-To-Date
Value
--INCOME
Current
Period
Value
0.00
$0.00
Year-To-Date
Value
For the Period 1/1/14 to 1/31/14
No Activity Th• Period
Account Page 4 of 4
Consolidated Statement Page 37
EFTA01567306
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL - OAP IHD
270 , New York, NY 10017-2014
ACCT.'S.
For the Period 1/1/14 to 1/31/14
Investment Management Account
J.P. Morgan Team
James Buckley
Jason Bell
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.jpmorganonline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
212/464-1536
212/464-2084
800/634-1318
Table of Contents
Account Summary
Page
2
Holdings
Equity
Portfolio Activity
4
10
Account Page 1 of 14
Consolidated Statement Page 38
EFTA01567307
GHISLAINE MAXWELL - OAP IHD
Account Summary
Asset Allocation
Equity
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
1,964,165.75
$1,964,165.75
3,813.58
$1,967,979.33
Ending
Market Value
1,847,938.92
$1,847,938.92
3,615.60
$1,851,554.52
Current
Portfolio Activity
Beginning Market Value
Withdrawals & Fees
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
Period Value
1,964,165.75
(5,855.42)
($5,855.42)
2,430.74
(112,802.15)
$1,847,938.92
3,615.60
$1,851,554.52
Change
In Value
(116,226.83)
($116,226.83)
(197.98)
($116,424.81)
Year-to-Date
Value
1,964,165.75
(5,855.42)
($5,855.42)
2,430.74
(112,802.15)
EFTA01567308
$1,847,938.92
3,615.60
$1,851,554.52
Estimated
62,900.42
$62,900.42
Current
Annual Income Allocation
100%
100%
ACCT.
For the Period 1/1/14 to 1/31/14
Account Page 2 of 14
Consolidated Statement Page 39
EFTA01567309
GHISLAINE MAXWELL OAP IHD
Account Summary
Tax Summary
Foreign Dividends
Interest Income
Taxable Income
CONTINUED
Current
Period Value
2,429.49
1.25
$2,430.74
Year-to-Date
Value
2,429.49
1.25
$2,430.74
Unrealized Gain/Loss
To-Date Value
$81,160.12
ST Realized Gain/Loss
Realized Gain/Loss
Current
Period Value
9,150.32
$9,150.32
Year-to-Date
Value
9,150.32
ACCT.
For the Period 1/1/14 to 1/31/14
Cost Summary
Equity
Total
1,766,778.80
Cost
$1,766,778.80
Account Page 3 of 14
Consolidated Statement Page 40
EFTA01567310
GHISLAINE MAXWELL - OAP IHD
Equity Summary
Asset Categories
EAFE Equity
Beginning
Market Value
1,964,165.75
Ending
Market Value
1,847,938.92
Change
In Value
(116,226.83)
Current
Allocation
100%
ACCT.
For the Period 1/1/14 to 1/31/14
Current
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Dividends
Yield
Period Value
1,847,938.92
1,766,778.80
81,160.12
62,900.42
3,615.60
3.40%
Account Page 4 of 14
Consolidated Statement Page 41
EFTA01567311
GHISLAINE MAXWELL - OAP IHD
ACCT.
For the Period 1/1/14 to 1/31/14
Note:
P
indicates position adjusted for Pending Trade Activity.
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account.
Equity Detail
Price
EAFE Equity
ABB LTD
SPONS ADR
000375-20-4 ABB
ALSTOM
ADR
021244-20-7 ALSM Y
ASTRAZENECA PLC
SPONS ADR
046353-10-8 AZN
BAE SYSTEMS PLC
SPONS ADR
05523R-10-7 BAES Y
BAYER A G
SPONS ADR
072730-30-2 BAYR Y
BHP LTD
SPONS ADR
088606-10-8 BHP
BNP PARIBAS
ADR
05565A-20-2 BNPQ Y
38.87
1,195.000
46,449.65
47,674.46
(1,224.81)
811.40
1.75%
63.95
435.000
27,818.25
32,227.68
(4,409.43)
1,009.20
3.63%
28.52
132.00
EFTA01567312
1,000.000
245.000
28,520.00
32,339.76
22,160.00
24,491.20
6,360.00
7,848.56
1,196.00
442.22
4.19%
1.37%
2.79
63.50
4,875.000
365.000
13,581.75
23,177.50
17,770.91
18,351.75
(4,189.16)
4,825.75
351.00
1,022.00
2.58%
4.41%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
24.84
2,200.000
54,648.00
47,460.92
7,187.08
1,548.80
2.83%
Accounts Page 5 of 14
Consolidated Statement Page 42
EFTA01567313
GHISLAINE MAXWELL - OAP IHD ACCT.
For the Period 1/1/14 to 1/31/14
Price
EAFE Equity
BOC HONG KONG HOLDINGS LTD
SPONS ADR
096813-20-9 BHKL Y
BRITISH AMERICAN TOBACCO PLC
SPONS ADR
110448-10-7 BTI
COST OF PENDING PURCHASES
DEUTSCHE TELEKOM AG
SPONS ADR
251566-10-5 DTEG Y
DEUTSCHE POST AG
SPONS ADR
25157Y-20-2 DPSG Y
GDF SUEZ
SPONS ADR
36160B-10-5 GDFZ Y
GLAXOSMITHKLINE PLC
SPONS ADR
37733W-10-5 GSK
HSBC HOLDINGS PLC
SPONS ADR
404280-40-6 HSBC
IMPERIAL TOBACCO PLC
ADR
453142-10-1 ITYB Y
KIRIN HOLDINGS COMPANY LTD
SPONS ADR
4973504,666almy
Account Page 6 of 14
Consolidated Statement Page 43
13.58
3,010.000
40,875.80
48,510.86
(7,635.06)
833.77
338.28
2.04%
73.48
515.000
37,842.20
36,270.85
1,571.35
1,895.20
1,196.23
5.01%
51.49
EFTA01567314
1,145.000
58,956.05
62,810.83
(3,854.78)
2,748.00
4.66%
51.54
1,015.000
52,313.10
48,412.36
3,900.74
2,445.13
4.67%
22.19
1,980.000
43,936.20
42,100.10
1,836.10
2,684.88
6.11%
34.55
1,360.000
46,988.00
31,554.75
15,433.25
1,206.32
2.57%
1.00
16.17
(7,088.220)
4,270.000
(7,088.22)
69,045.90
(7,088.22)
58,928.15
10,117.75
3,825.92
5.54%
95.99
590.000
56,634.10
62,046.30
(5,412.20)
2,552.34
4.51%
60.37
555.000
33,505.35
36,821.52
(3,316.17)
1,748.80
EFTA01567315
5.22%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
EFTA01567316
GHISL L - OAP IHD
ACCT.
For t e erio /1/14 to 1/31/14
Price
EAFE Equity
LUKOIL OAO SPONS ADR
MTN GROUP LTD
677862-10-4 LUKO Y
17.90
SPONS ADR
62474M-10-8 MTNO Y
MUENCHENER RUECKVERSICHERUNGS
GESELLSCHAFT
ADR
626188-10-6 MURG Y
NESTLE S A
SPONS ADR REPSTG REG SH
641069-40-6 NSRG Y
NIPPON TEL & TEL CORP
ADR
654624-10-5 NTT
NOVARTIS A G
ADR
66987V-10-9 NVS
P ORKLA A S A
SPONS A/D/R
686331-10-9 ORKL Y
RECKITT BENCKISER GROUP PLC
SPONSORED ADR
756255-20-4 RBGL Y
ROCHE HOLDINGS LTD
SPONS ADR
771195-10-4 RHHB Y
68.60
700.000
48,020.00
39,379.81
8,640.19
1,136.80
2.37%
15.10
3,540.000
53,436.30
48,749.99
4,686.31
1,454.94
2.72%
7.84
2,725.000
21,364.00
21,938.45
EFTA01567317
(574.45)
926.50
4.34%
26.96
79.07
2,210.000
975.000
59,581.60
77,093.25
58,374.87
68,101.01
1,206.73
8,992.24
1,613.30
2,005.57
2.71%
2.60%
72.65
1,055.000
76,645.75
73,413.83
3,231.92
1,915.88
2.50%
20.70
2,610.000
54,027.00
48,665.02
5,361.98
1,618.20
3.00%
2,625.000
46,987.50
49,970.21
(2,982.71)
1,929.37
4.11%
57.00
1,035.000
58,995.00
64,776.50
(5,781.50)
3,783.96
6.41%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
EFTA01567318
Accrued Div.
Yield
Account Page 7 of 14
Consolidated Statement Page 44
EFTA01567319
GHISLAINE MAXWELL - OAP IHD ACCT.
For the Period 1/1/14 to 1/31/14
Price
EAFE Equity
ROYAL DUTCH SHELL PLC
ADR
780259-10-7 RDS B
SANOFI
80105N-10-5 SNY
SIEMENS A G
SPONS ADR
826197-50-1 SI
SINGAPORE TELECOMMUNICATIONS LTD
ADR
82929R-30-4 SGAP Y
SMITHS GROUP PLC
SPONSORED ADR
83238P-20-3 SMGZ Y
STATOIL ASA
SPONS ADR
85771P-10-2 STO
TAIWAN SEMICONDUCTOR MANUFACTURING
CO LTD
SPONS ADR
874039-10-0 TSM
TELEKOMUNIKASI IND
SPONS ADR
715684-10-6 TLK
TESCO PLC
SPONS ADR
881575-30-2 TSCD Y
15.82
1,520.000
24,046.40
25,456.73
(1,410.33)
980.40
4.08%
36.27
690.000
25,026.30
27,215.25
(2,188.95)
841.11
3.36%
16.92
830.000
14,043.60
14,793.04
(749.44)
332.83
EFTA01567320
2.37%
23.71
1,450.000
34,379.50
35,974.62
(1,595.12)
1,245.55
3.62%
27.60
23.64
1,765.000
1,575.000
48,714.00
37,225.13
51,172.92
30,754.80
(2,458.92)
6,470.33
72.83
48.90
126.29
400.000
1,195.000
500.000
29,132.00
58,435.50
63,145.00
27,957.37
60,068.51
52,917.17
1,174.63
(1,633.01)
10,227.83
1,440.00
1,499.72
1,506.50
1,101.77
2,248.61
960.75
4.94%
2.57%
2.39%
4.62%
2.58%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
EFTA01567321
Accrued Div.
Yield
Account Page 8 of 14
Consolidated Statement Page 45
EFTA01567322
GHISLAINE MAXWELL - OAP IHD ACCT.
For the Period 1/1/14 to 1/31/14
Price
EAFE Equity
TOTAL SA
SPONS ADR
89151E-10-9 TOT
UNILEVER N V
904784-70-9 UN
UNITED OVERSEAS BANK LTD
SPONS ADR
911271-30-2 UOVE Y
US DOLLAR
VODAFONE GROUP PLC
SPONS ADR
92857W-20-9 VOD
ZURICH INSURANCE GROUP-ADR
Total EAFE Equity
989825-10-4 ZURV Y
$1,847,938.92
$1,766,778.80
$81,160.12
$62,900.42
$3,615.60
3.40%
28.96
2,025.000
58,644.00
55,630.28
3,013.72
37.34
30.85
1.00
37.06
1,630.000
1,250.000
68,258.300
1,905.000
60,864.20
38,560.00
68,258.30
70,599.30
6
ℹ️ Document Details
SHA-256
4baf609b78ab18a98310c27e995bd280b306707bd14cdaeb30b2910c112859e3
Bates Number
EFTA01567243
Dataset
DataSet-10
Document Type
document
Pages
144
Comments 0