📄 Extracted Text (614 words)
Principal agrees that DBSI shall not be obligated to proceed with instructions that are inconsistent with
the terms of any agreements governing the Account(s). or that would violate any applicable laws, rules or
regulations, or that would be otherwise limited by tho account type or documentation on file.
THE UNDERSIGNED AUTHORIZES THE AGENT(S) TO RECEIVE COPIES OF ACCOUNT STATEMENTS
AND TRANSACTION CONFIRMATIONS UPON THE AGENT(S)'S REQUEST. DBSI RETAINS THE RIGHT
IN ITS SOLE DISCRETION TO REFUSE TO ACCEPT INSTRUCTIONS BY THE AGENT(S) TO CHANGE
THE MAILING ADDRESS ASSIGNED TO THE UNDERSIGNED'S ACCOUNT(S) OR ANY BENEFICIARY
DESIGNATIONS.
NOTE: If you want to authorize yoor Agent(s) to make gifts of your money or assets or other property held in
the Account(s) during your lifetime, without restriction, to any one or more persons, including the Agent(s)
himself, herself or themselves, you will need to execute a Statutory Major Gifts Rider. Giving such a power to
your Agent(s) grants your Agent(s) authority to take actions which could significantly reduce your pmperty
or change how your property is distributed at death. DBSI shall not be responsible to monitor whether any
payments or transfers are gifts and/or require the execution of a Statutory Major Gifts Rider.
SELECT AND INITIAL THE APPLICABLE BOX FOR LIMITED OR FULL TRADING AUTHORIZATION
CI LIMITED TRADING AUTHORIZATION. In all such purchases, sales or trades, LI8SI is
wa
authorized to follow the instructions of Agent(s) in every respect concerning the Account(s), and Agent(s)
is/are authorized to act for the Undersigned and on the Undersigned's behalf in the same manner and
with the same force and effect as the Undersigned might or could do with respect to such purchases,
sales or trades as wall as with respect to all other things necessary or incidental to the furtherance or
conduct of such purchases, sales or trades.
Note: This Limited Authorization does not permit Agent(s) to withdraw or transfer assets from the
A9count(s).
— OR—
( 1 -
LI / O4ILL AUTHORIZATION TO TRADE AND MOVE ASSETS. DBSI is authorized to follow the
instructions of Agent(s) in every respect concerning the Account(s), and to make deliveries or transfers
of assets (including cash), from the Account(s) and payment of moneys as directed by Agent(s), without
restrictionRrieltsdingtteethstsgeouls); himself, herself or themselves except in connection with IRAs)
in accordance with DBSI's terms and conditions and account type. In all matters and things aforementioned,
as well as in all other things necessary or incidental to the furtherance or conduct of the Account(s), Agent(s)
may act in the same manner and with the same force and effect as the Undersigned might or could do.
Note: This Full Authorization grants Agent(s) unrestricted authority to trade in the Account(s) and to
withdraw or transfer assets from the Account(s).
For IRAs, Agent is authorized to elect whether to make tax withholding elections in connection with
distributions.
This Authorization/Power of Attorney shall remain in full force and effect until DBSI receives actual written
notice signed by the Undersigned of its revocation to be delivered to the Undersigned's DBSI Client Advisor or
his or her branch manager. However, the limited power of attorney granted hereunder is not a durable power
of attorney and will cease to be effective upon actual receipt by DBSI of written notioe of the occurrence of
either of the following events: (i) the Undersigned is judicially declared to be incompetent, or (ii) the death of
the Undersigned. Notwithstanding the foregoing, the Undersigned acknowledges that DBSI shall be entitled
to continue to rely upon this Authorization/Power of Attorney until such time as DBSI receives such actual
written notice.
2
I I-PVVM.0985 (011121
039611.010512
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0040928
CONFIDENTIAL SDNY_GM_00187112
EFTA01355677
ℹ️ Document Details
SHA-256
4be670938a5445a04077c749c60679e2b65fbde0938987df819f53e294a1102e
Bates Number
EFTA01355677
Dataset
DataSet-10
Document Type
document
Pages
1
Comments 0