EFTA01460469.pdf

Cc: Caroline Chip Haig Joshua Zbynek Date: 11/05/2013 09:33 AM Subject: Bollag brokerage account [C] classification: confidential Chip and Haig As requested, we just received the executed brokerage account docs for michael Bollag. Thanks. Kind regards, Rosemary vrablic (Embedded image moved to file: pic25011.gif) Rosemary vrablic Managing Director Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue 27th Floor New -0004 Tel Fax Mobile Email NMLSt 1046752 (Embedded image moved to file: pic06380.gif) Securities offered through Deutsche Bank Securities Inc. From: Sean To: Chip Cc: Caroline Haig , Joshua Rosemary zbynek Date: 11/04/2013 01:17 PM Subject: Re: [C] Classification: Confidential I don't think Michael would have any qualms about opening a DBAB account if its required. I've had some discussions with him in the past regarding purchasing CLOs via the PIC desk so I don't think it would hurt having an account open on the PCS side. It may be a way to facilitate some more activity from him moving forward... CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 121748 CONFIDENTIAL SDNY_GM_00267932 EFTA01460469