EFTA01455323.pdf

Asset Allocation Disclosure and Footnotes Certain values have been defaulted into the Other Asset Class due to incomplete categorizing data All values are displayed in U.S. dollars based on interbank exchange rates as of 08/31/2014. Exchange rates can vary. Equities contains Equity Mutual Funds. Summary of Gains and Losses Realized This Period Year-to-Date Unrealised Short-Term GantLoss 1,980.38 18,212 90 2.733 326 04 Long-Term Gain/Loss -2.611.81315 -7,029.061.12 2,717 691 59 Net Gain/Loss -2,809,833.27 -7,010,848.22 5,451,017.63 This summary excludes transactions where cost basis intonation is not available. Exchange Rate Table Global Cash Currency Closing Amount in currency USO Equivalent per USD Currency Balance Base Currency USD I EURO 1 3171 0.7592 Exchange rates are based on interbank exchange rates as of 08/31/2014. Exchange rates can vary. I EURO Total Global Cash Balance 291.846 67 384.391 25 $384,391.25 Money Market Fund Detail Dale Activity Type Desaiption Amount Balance Sweep Money M arket Fund DWS GOVERN M ENT CASH INSTL Account Number: Current Yield: 0.03% Activity Ending: 08129/14 08101114 Opening Balance 30,324,169.54 30,324,169.54 08/01/14 Deposit MONEY FUND PURCHASE 5,801.20 30,329,970.74 08/05114 Deposit MONEY FUND PURCHASE 2,093,750.00 32,423,720.74 08/06/14 Deposit MONEY FUND PURCHASE 261,889.92 32,685,610.66 08108114 Withdrawal MONEY FUND REDEMPTION .534,873.02 32,150,737.64 08/12/14 Deposit MONEY FUND PURCHASE 82,091.16 32,232,828.82 08/14/14 Withdrawal MONEY FUND REDEMPTION -265.420.00 31,904,108.82 08/18/14 Deposit MONEY FUND PURCHASE 165,481.29 32,131,890.11 08/19/14 Deposit MONEY FUND PURCHASE 82,431.92 32,214,322.03 08/22/14 Deposit MONEY FUND PURCHASE 83,418.63 32,297,740.66 08/25/14 Deposit MONEY FUND PURCHASE 30.61892 32,328,359.58 08/29/14 Deposit MONEY FUND PURCHASE 86,404.83 32,414,764.41 08/29114 Deposit INCOME REINVEST 81512 32,415,580.03 08129/14 Closing Balance $32,415,580.03 Total All Money Market Funds $32,415,580.03 Page 2 of 20 Account Number: Rated EV.Ient Go paperless f Way Yaw tone,' .Z00 rOttlaPI....ffira •••••,...4..... IPA • •••••-: SOUTHERN FINANCIAL LLC AntASCOT giln.rnav [NAGAR RAT ED COMMONICATK,I6 µ V • 'y ^ eXallENC? CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114035 CONFIDENTIAL SDNY_GM_00260219 EFTA01455323