EFTA01306980.pdf

UBS Financial Services eK fita UBS Create Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 December 2018 Crw7C030SYSIS1210 x12 Yr 0 Friendly account name: Ind.CashiSaving Account number. Your Maancial Advisor. SC077 STACFMANILVIE CASTS& Rhone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourctune at 8004 ,4k- I WO, on November 30 (S) on December 31(1I account 029023575 Your assets 728,867 87 699,954 77 1fisitow wubs/te: Your liabilities 0 00 0.00 www.rincornifnanciakanKes Value of your account S728.867.97 $699,954/7 Items for your attention . Help protect yourself from fraud and renew bank, credit card, and brokerage statements regubdy. Also, gel row Free credit report annually from Sources of your account growth www.annualueditreport.cont Tracking the value of your account during 2015 Value of your exeunt I Thousands at year end 2017 5817,574.86 Net deposits and wthilliNSS 4131,662.00 Your men/went return: 4.2069 °indeed and interest income $11,031.91 Change in 991.4 81]6 Reg 7000 Martel viola 1000 Value of your &cora at Dec 31, 201e Me9354.77 DK 2014 Der i0I5 Dec 1 2016 Dec 3017 1a0v 3018 DK 2018 Member 510C Page 1 of 8 SDNY_GM_00324939 EFTA_001977I4 EFTA01306980 SUBS Resource Management Account December 2018 Account none: GMSLAWE MAXWELL friendly account manic Ind CashiSaying Account number. Your Pleenclei Advisor: SCOTT STACKMMILTIE CASK!. Your account balance sheet Summary of your assets V$ueon Percentage of December a (I) your aCCOLIM A Cash and money balances 000 0.00% Your current asset allocation B Cash alternatives 699,954.77 100.00% C Equities GC° 0.00% D fixed income 0.03 0.00% E Non-traditional (103 0.00% F Commodities 0.03 0.00% 000 0.00% Total assets $699,954.77 100.00% B Value of your account $699,954.77 Eye on the markets Percentage Change krclex Watt* 2018 Year to date S&P 500 -9.03% -438% Russell 3000 -9.31% -5.24% MKI - Europe, Australia & Far East -483% -13.36% Barclays Capital V.S. Aggregate Bond Index 1.84% 0.01% Interest rates on December 31.2018 3-month Treasury billy 2 42% One-month LIBOR. 2.50% Per 2 of 8 SDNY_GM_00324940 EFIA_0019771.5 EFTA01306981  Resource Management Account Account name: GHSLAINE MAXWELL Your Adana/ Advisor: *UBS December 2018 Friendly account name-Ind CashlSaving Account number. SCOTT STACK MAN/LYLE CASRIEL Change in the value of your account Cash activity summary December 2018 (SI Year to date (S) Su Arrow)? at'Nary Su; ~Ink< Mats 11.1arrn tr. your Sweep Opaorg are naiad in the cpenn; and diming balances vat* FDIC inturanco drain to &pawl at UBS Bank USA 3,0 dl banks partcpabrq n the UBS FDIC Mated Deposit nogram. n does na soy 10 ckposis al ties AG. Surnloid Branch SIFC Opening account value $728,867.87 $817,574.86 etSet« andies to money muset swap fund eadinat but ra bank deposits See hopertane inbeinarn &boy: your :Item.« r theist Mo Pflet d the Odorant Far Ws". Withdrawals and fees, nck4cling investments transferred December 2018111 Year to date (1) out -30,29892 -131,652.00 Opening balances $0.00 $0.00 Dividend and interest nome 1,385 82 14,031.91 Additions dosing account value $699,954.77 $690,954.77 Dividend and interest nome 1,385 82 14,031 91 Proceeds from investment transactions 30,298.92 132,414 63 Dividend and interest income earned Total additions $31,684.74 $146,446.54 rot pup:Psof MS SIZreentnt. l(Kablay Cl Inkiest ard Packna Income Ind Pen owerinneo non a Ug Subtract;ons tai lei:bang perspective Based boon the residence or the account hodet. account tae. a DØ We. MOW intern, anda civOnd parnents mat nol be %tacit lo Ursted Slats (US) anda Porno Rico (PR) Annual fee -15000 -15000 intone ISIS The (lien( moniNy sidemen is rd Intended to be used aid cannot be rend Liam lot lac panne; clefts shouna mkt to the ~kale is treating twins they te<eht fan UBS snusdy. sigh as Other funds debited -30,148.92 -131,502 00 the Form 1099 at the rana no, tot tar repotting inhumane n is the reduce ot un to rii the «lipase la ceponob fornt with the us internal Rennie Seat ad PR 'reason otpanmene Isd In Funds withdrawn for investments such lams actuate), tidily Orders anda interne as lar tamp ot twat& in ane. Heave consul yam [pour -1,385.82 -14,79454 nchedual lac prepater Total subtractions -$31,684.74 -$146,446.54 December 2018(i) Year to date (i) Taxable dividends 1,385 82 14,031 77 dosing balances $0.00 $0.00 Taxable interest 0.00 0.14 Total current year $1,365.82 $14,031.91 Your investment objectives: You have identified the following investment ~lives for this a«ount. il you have questions Total dividend & internt $1,385.82 $14,031.91 about thee obiectwes.diSo0ree with them, or we5h to change them. please tonatt your financial Achisor or Branch Manager You Can find a full descript« of the alternative investment opectinns in Important triformaton about your statement at the end of this document Year retard objective: Current income &captal appreciation Year risk profile: Finmagy ~paw investment eligibility osnsideration - reuse selected page 3 of 'a SDNY_GM_00324941 EFTA_G0197716 EFTA01306982 SUBS Resource Management Account December 2018 Account name: GICSLAINE MAXWELL friendly account nano:Ind:Ca*Sarina Account number. Your Nnaodd Advisor: SCOTT STACK MANI.VLE CASPIEL Your account instructions • Your account cost base default close° method is FIFO, First In, reel Out. Pogo 4 of 8 SDNY_GM_00324942 EFTA_00197717 EFTA01306983  Resource Management Account Account name: GHSLANE MAXWELL Veer Fsandd Advisor: Friendly account name: Ind CasNSorn SCOTT STACK MAATLYIECASRIEL UBS December 2018 Account number. Your assets Sane prodS, «Ode Td«aren waves shown may be ~Smolt As a 'tel. Ord and IOSSet m>I nol be astintel/ reflected See vsportent odometer afoot >our SSetemen a the end of 1h, Zoomed to, Iwo intern-omen Cash alternatives Money market funds mom, Mattered, a e neither domed ros guaranteedCy the Perky, Deposit Insurance Ceram:Mon or any other gcnemment agency institutional pene and Imtn done munk pd funds mud floe I hell net van se urn (NMI yet share tome neared In COW dared Og, SI COCO Gangrened aid stuf money matbet funds eel continue lo 'Grosz? a a omit SI 03 net met value Naput) money market funds Seek to preserve tn. rand dour investrnent al 11,03 per 'byes d 2 p:155424 lobs. money by 'nesting on these funds tutu to:dwarfed n de lot.1 d ál tanned dude Ms n does rod rectude any czh duce lids n It rot a ter unmated (tar)pm or ba it the Steam/ between IM current rem and the cod baud ad~ lot to the purposes d onernuang Irking weds or coo bast the that*: )Cu receive each ter* du gerety be your tootle genre loss if the ,curdy was add on that eat. The unripened Oar) gan orient may tamest claidends Meant a Separate tax Id. needID be advsted fOr return Of Galt payment in order to denmine tne reared San or loss for tar Cos, boom is the tole purcnze rosi of the :cooky, Wruclno tame:led chelen2 The cod ben may tepOR149CorPOSes need to be ere cited ter who, et cite pern-eres in orcki to &terrine the Mimedrod bps lot tea reneged« mum is the omen( value mad ire wool do Amsted I Om not Maude Maces INA ate not leanr9 Dawes renedeo on your statedere, includ ng shares that nave been naked as ether a Gen a a loss r aso der not induce cash andends mat Aere not reinvested furchaSe PW« barber Average Pare CIIem CM Filet per Shad Value On Untedded investment /MOM hicrldno C4 Sheer per Mare (Si bads (1) on Dec 31 IS) De< 3t () con odor 0) let Uffi IS) PenC0 U8S PRIME RESERVES FUND 699254 770 • • <flus uniorrnation was unavailable- • 10000 699,954 77 ya, tx,3no Xrinerri y-Xl I33% Your total assets Percentage d Cost hemmed adeeded Vice on Dec 31 (5) your zczmi boos (L) snare regain, (SI Ian or loss IS) Crab alternatives • Money market funds 195,054.77 100.00% 15,30980 Total $699,954.77 100.00% $16,309.00 • Miring cost bads inloonsticn. Pyle 5 of 8 SDNY_GM_00324943 EFTA_0O197718 EFTA01306984  Resource Management Account Account name: 3.1No rlf rico. idELL Your Bigeadel Adviser: *UBS December 2018 Friendly account name:: Ind Account number. SCOTT STACK MAJILYLE CASRIEL Account activity this month Dee A(Ihfiy DeSciipirOn AmOunt IS) Dividend and i flutist income Tasoble drudereis Dec 12 SI Cap Gain U8S PRIME RESERVES FUND 0.03 SYMBOL UPRXX Dec 31 Dedene U85 PRIME RESERVES FUND I 385 79 SYMBOL UPRXX Total taxable dividends 81.38542 Total dividend and interest income 61,39542 Des Atlikl"). Deicaption limounl If) eon Ce< 6 Fee Charge ANNUAL FEE CHARGE .15000 Total anneal fees 4150.00 (jet Actbity PriCipbon Arnounl Other funds debited Dec 3 Transfer TO .14.14892 Dec3 Transfer TO 16,00000 Total other fends debited 430.148.92 Investment transactions for roe atco fie pocanin :harm fa restrrctedwcuntes. see vivorrant nlorrearon thota Your strtenotro a file entioll tros OCKtinent PIMP.% from ivies Investment %firearm la At< lue0 Dee eCteety 0...copilot, Disunity vaue(a) price (S) mimeo:end/ in*firrengs Vught (5) onlertSI (5) Dec3 Sdd IRS PRIME RESERVES FUND .0.920 SYMBOL VPRXX Dec 3 Sad V135 PRIME RESERVES FUND -14.148900 14.14892 SYIV1301.. tRF00( Dec3 Sold 185 PRIME RESERVES FUND 46,0:0000 16,00000 SYMBOL VPRXX Dec 7 Sold 1..185 PRIME RESERVES FUND .150.000 15000 SYMBOL UPRXX Dec 12 Rerhestment IRS PRIME RESERVES FUND SHORT TERM aceo -003 CAPITAL GAIN AT 100 NAV ON 12i 12i 18 SYMBOL 1.1PRXX continued (00Xt pd90 Page 6 of 8 SDNY_GM_00324944 EFFA_00197719 EFTA01306985  Resource Management Account Account name: GFISLAISE MAXWELL Sennp Year Miranda/ Advisor: Friendly account narrw Ind C SCOTT STACK Mak/LYLE CASRIEL Decent.- :11I z' Account number. Account activity this month «Qobnueen Investment transactions (continued) Pantos Iran Funds Investment eatficrann tcr Pa mICI Cat tialAty Ott(Iption Outelifty +Mut(%) PRO (1) oansacian (I) Arnim/MS 00411(I) imtrel (t) Dec31 Rein i.estment IRS PRIME RESERVES FUND DIVIDEND 0.790 -0.79 REINVESTED AT I 00 NAV ON 1213 R18 SYMBOL. VPF00( Dec31 Renkestrnent 1113S PRIME RESERVES FUND DIvIDEND 1.385 000 • lies 00 REINVESTED AT I.00 NAV ON 1b31118 SYM301.. VPRXX Total $30.297.92 -61,38522 Summary of approved payees and recurring payments Based on your inartacticrA the folAvekg payees and recurring paysnerg: are tonmhyed 'appecved the payee ant tooting punnet/RiotedWowdo rot include tie Payments (kaftan* fund Transfer. and pastes'. Asa rook Oflott may authors:, suldolicsA0 transfers ro ttesePayeta verbs* ar4 (2) you we no (Men Otedr ttelattIS andel., moults at vets. dyad have actbnonalpastes an:Yor reasaring dissociations bont seething indmidoal coadanotons far psymems ro these poses pr INA you vacate* separate conhimatkos from sae MOM.; AdASOI To update°,°Wel any of these rannanS. piste consict your f *Ana& AaVaa, Cnburamenl (ad wad Payee delolalat ansaunt Inelnad Type Eked Frequency Win dale End elate de harem. Off ice of Central Ohio FIFTH THIRD BANK vaned Federal Funds Payee co file Upon request Na Na May 15, 18 Soho House New York Inc WELLS FARGO BANK, NA vnd Federal Rinds Payee co file Upon request Na Na lan08 18 Y123576 vaned 'frank, Payee cn file Upon request Na Na fan02, IS Y1236% vaned Turks/et Payee on file Won fewest red Na Ian 18.18 Page 7 of 8 SDNY_GM_00324945 EF1'A_00197720 EFTA01306986 SUBS Your notes page 9 of 8 End of statement fel account numbe SDNY_GM_00324946 EFTA_00197721 EFTA01306987  Important information about your statement IS Faunas' Sermon H. (the firma UBS 'intros Mr Morn nano IS.. than CO days after de Cm (101 C et A hal copy ddw poly wading is nobble 'went or towns rid may net (WO Pre +a.. Stoop. r a muter of al prempal uorty, canna:Sty car yea to Ira °inn on *rich the Ma or boon mount and oplcnseahages UBS Ennui Scans and LIBS Probl em *Pend • Modern Wing to accept tan me 10 ponce:rat ard Bart USA r edam etociartesct UPS AG ad - Prone. yxr name rd =an nun. (it any) Weber the SIC prawhon roe the ttambrnereal tolerate scme valtley fa sea h•te rant ifitalm of WS Scorns U.C. the rims trawl - Damn the error or the wander sco and ware PC41401MA/ la • Anwat to attoW NO " I ` 1° fnrcIF.I ad stainer* it nobble tor request Therein's neaten *out and avian notary as you cab win far • Caftan 'name, atom enraged by find molded et Pio totality ro wet horn/en ma tent °floes we at blew nit retro a why you reed more )010 140411 Mal tut tad away ROM f Areal • fraltnt•r-tfAgotty ConodwAran t+Ioctod, a eionnalen. $(4•44 Foe email< trial t)mtvexewooto4, paten or tho patio* for tat wont nuy Mode BS instil Sabin ex. - 'made the dollar arnabnt of to expected error. ncLdro yob* routes. and Osborn a mutat earplA. 11111•goa, 141,10A 14udny and Text' 1200 Barba Boulevard Ards regiutreel mho nen of the non holder on wain! Wei-warm W 07086 The Fenn Card barawil nvestore your enplane the tcces of Me our a trier nee), and oil correct try error penµly Foe raped areas • imestment carts a nwsinent nlereSto (a 9. Statement Imuseholdear The narNment t•CP•i•ntc the onsy officialward of )W mohng LCISVaaockbo erd unactom.l we tie tinted pannenhps rd prate placements) that re We may ansobtlalt oil feteA0 account itaWorts with tan Ennui Sweets account Ghee records. +**91 crone thy. 10 haw day; to da tn, we wend( not rog=wed unite the Stciedn Act of 1931. the (one >Sten in the same ernelme. e because *Heel taclocurerts. onlanng coracle., clateshaid yore atcown fee the anent you the* le n mot. so Mei • Comnocites <octant W q, firegnathargo and they ham owenn oho abe manten pm account not be relied bagn F you tale* the, 6 react a yeti vol 14A1 the ute of tenon., dun-grain ,n pecan metal caliaolst ncludeo knees antral /alio...hew Mbother clans al the 5444 /Oen 11 now*. pion report it meredately n twang to the ties x610 complete ow enaction ad GrA.M4t7 OVAIMcomrans. and >01prefer to reetwe and ideal statements marled n Bergh Manson of der office twin; 'ea oxount • Depose accounts Brno <talkies of depose) at CBS apart. enwarapoi, you troy akin hooter:king by nen make all chicks payable to Me rem or the Bark LISA. UBS AG U S bayed and bras n to oaten you inroalAdnice Ara* at town than aw mended lobe accuse& faincial inswaicn edcated an tie from d to KIK Ivied Daman Proarn stainer* data tail not be wed lee Lay pans ray nano In add/ionto agar aCCOunt foes accounts The SIPC protectors and MexppknamaI pronto" do Friendly ocean name *Zs" )4 0-4,14 lOnm1( AO. Form 1099. 5498. may be plant to manienrce fees. throat fa late net apply to these nett Men if they craws< appear Rte Friendly 4(04011 NOM a a<uifnda8a •nekrarre• etc )who ream, You to worn the inn is payment be securt es purchases and charges Ice u -pakl onyx.' tar tenants The SIPC protection and the I chow, by you to assa you wit+ you recordkeepro t reputed by taw tamp:n*1x RS Auntie dralonds. anions n ash aeons Account thr are roanstand supplemental prot«tion donor protect agarot changes 1w3 ro legal efle0 on row JaCtrit. is not mond to reportabbrintwabb dnidends ind !scab* Mews tootle( memoirs rnay be suttee,* a wryly 44 ei the market meat of bar nestrneres (whether as a lento any st.raw. W0414 , 40frimatto140. earned °flitting, held n sow anent. net crated, mu, of market movement. wen barkngya mertmentcbjectne a eel pub* asoccuted wit WV a+ tie Rental bee. 114 (04 base On (eflan 44441 Svnwp °bibles othavniel Ma %. and o not a promo a tarriee that wrath nuns. CBS often options fa wen n, cash Winn b bark d. At or any Inner mutt aria well be af deposit accorm at ncn-rlioted bats ardaHilated DividendRoinvesonen Program DNA 44151Maa 4(41,0 teed of lab rebang to na of Carmonkartions with the Finn tares and money Mann Maui lints (Money ruts). you may obtan loss of the attic enslave* You <an dung. Dew Doan accont at LOS Bari( LISA and nr.iblreed The price **I 'S a an enr age era. • 404.4444414 ay oral carenrcabons n wrung the aloe, ace Iran aos Inrc,NAdsisCe Only 464 1 handy roan mows Omar OrtIne Seances or by tofurther pant you rant. eob-oln9 'ow I li bards priming n the LICK PDC:mend D *wet ate outhamdunde DRIP. paid Owe, mil be failadeg Ate Frtirx ol Admix baler the Sawa( V•4114 Protector, An CS A) Program at• PDC-nosed n accordance wehr C rule: i sold Jedthecash WI be &pouted n your acco-nt The • If Me finrcid cacao', on the top 1.n ci te Iron Pot owe riomnbon. please mat wow tabby.. 04fOle dredged renniment tree upped by the mut, ma Mean overview of thw stienere ant a IBS hiring SVW44. (WS (040011 MUSS AG 5144404 &arch ad tors of dil•or Ran the make PM* 31 .Yoh 114 1Waal Ohm's • Vat* Ono ecconerpardotio Net ol asset ad MANI Sows urea your X<Oull at then° Nasty knit re not ivied by no FOC re SOW trokw by arramanent •vih the rckird 0414.1en • Asters Preludes mate* <Oh biros. vales fa We •444141youload Illo re(444441Af4M)41 Bane dtposits are not Prolt(44 by WC Morey rud Cads-amain obened rho non n Om case. sou finds and *inn re protected by SIPC Sc. "WS Financial Since astrined stoma, knead Gobi Ten Dean; 01 / wh ole ern may be held in you ware d your vreind mires to market. and (Mao 06411not held inudes se located a UBS FnanculSer.kn and rot Saari Prolectai below 10141(4 101parbaltal as a vestal of a &Mend pawner by Ow ;cm Dots nol netacle wined seasibeinsets Me naoda<ig brcta, ad ycw iron mike a wpm or ~roe. l the In il ether sell whet unti al upon spew...a barna n te brit alum may be at the end a dm poor and one pattern *nods. a of sy ma a onbston to both f erns melee arca a accept IA SWUM determinedby a wag nennwert anted dock room and • At dwabed n de 4=44 aremenIA you ma! wthdran. and than of a Navy !aril may be rebeAnd csonma perky. ardveda 104.• 140(al +wagon,. nod *phone coley us of any corn or baba ereolorm dwelt liaadnpd at the vowed, returned to sou cow • tabass 141.414 cittn Dairen. atoning nmegn ref Lected en sou selha 30 days rot n real SHWA., awful Inannant objectives loam. <real Int, that roan bins Mikda inid•avAL*4 The rennet *beams zed nsk bred Ve are Palk to Fist.. ilfcmaton **be mailable sweep options. • Casfemoney Warn: Total ol unmoved amiable • Mow dean Gaon*, 4411441. a /Wail to the ear account and may vary hence you xabeet nitaino <untie Intern rues rd o abatable al cash tAlan:14, OA &poor toLmtet al allNod and fern% Clem Intent Department at 201.752 • 16S9 Pen ante th ermprorm lbr n wringwng dsty www tin ocensweepyielts. Ran yoke Frwn<ul Mesa nom* toted barin. ad moray market mead art tol/ree a B00.35.9I03. IIIMA.0 to 600 P PA 011f1a• change 4 pt.-flared cashewa a by <atm BCO 767.1000 sweep batmen. at the axed the twat prod IT Mandy though Frilly, a in warmer te5 frailm41 Objechwo Farah account Mkt you Nall Grown, heeded. balances n your 144.01 Se ;IWO.1Strecti 1c.. Cl4r1IttteMorti Department. dome ore of Mr Minna imminent <Own IMP nontiol Serena account protection net seat acted from other Dines ad the rem nay PO. Bo. 766 Iron Cly. In 07087. • fad Current Income trentmeras wenn the The Fern 6 a member of the Scones nada Prottctcn toe eby d thew le(, n Nr adnry care ol tt • Al stiements shall be deemed cornalete .art atone generic. of name air barn Thew first an payable sewn your demrd. it not *bettedto n wring Whin 60 days Corporation (SVC). *Nth VOICIS ifturenn customers • Arbon CopearAorAwatbo yhminwits mane of as marten rap 1500.000 (nduko 1254000 fa Dm total rs nclaitchn The owlet prod ekes, oboe • fa TT' wince,. Cal illa412.098Sot from °Aside growth of amp., fade( ten the geniis", of clam for car) tealanatory brochure nobble yxn the U 0412171.357.149S nom Leans inferrneteen • h (Me 01 MOM a 0.141011imA an eIntra ma" , a a www sic or9 The SIPC net CfmlwA0n • P•rnoop Combnitco of worn. o otCA:44 grin aapay to if *carts that you hold n a prikular Fa dared ablormabon on thyme" loran; prances Ink trier (DM ta ll parent a WS no t detail Apprecasnon lerrestmorns seamy bah the generation ad &clown refer to yas Clem Ratatecenhp cad oansxtin.. cal 804762.1000. or womb UBS browny The rem together at calm *fins, has of •-ccme and trorAh of principal Ageetnent a A4041Aoreeemi ard te Ginn , f na-mal Sweet Ic.. ICOO Harbor lithel, 620 flop. Term and Corti:tons UBS katernent of Credit Pranks aschned supplemental cosine* The manor Washita. ter, NI 07084 Ann RMNBSA Seven Ovwell risk ;Silo entitle nAreem•nt and C•Cx busts Cita mile as soon as SCO can. i1 you Met sou the payable to all Mane clams. coletintb under the potation 4 1500 m11(041 at of Ceterter 10. 2016 It,.bFe n 10 11w poloo 44(11nen AM Ant4441. teasel • Coto* acres. Seem to monan 11411411. km Mk ad ,chilly to the man °mat men if