EFTA01480918.pdf

Identification Withholding Federal Statue Domestic Certified Withholding SSNMN 05/2112012 Certification Date SSNITIN/EIN Form of government Issued Drivers License Identification obtained for the files Prima Identification Number Issued B VIRGIN ISLANDS. U S Date Issued 01/15/2010 Ex • !ration Date 01/2012015 Introduction and Wealth Introduction i• Existin• JPMo an Client - Inside LOB Net Worth of ellen 500.000.000.00 Additional Party Information No additional pair/es available at this time :ntrodu:H:on Form of government issued identification obtained for the Drivers License files ? Has an employee of JP Morgan Wealth Management met the Yes client in person? What independent background check, in addition to the JPMC Network Global Corporate Secunty ("GCS") background check, has been carried out? Check all that apply and provide the date in which the background check was conducted. (at least 1 must be selected) JPMC Network Date 05/09/2012 JPMC Network Comments Jeffrey Epstein is an existing client of P8. He is an active brokerage client across asset classes currently covered by the Form's GIG desk. Jeffrey Epstein has been an investment advisor for numerous high net worth clients and also a personal investor. Jeffrey is very access/ale and well known to the team We have advised him on investments as wel as estate planning opportunities. Jeffrey has continues to be well connected across business channels. Epstein is well known to several JPM PB employees and senior management Mc/tiding Jes Staley. The purpose of this ODR A to refresh our due diligence on Mr. Epstein. Mr. Epstein was convicted of a felony charge in 2008. Jes Staley conferred with Stephen Cutter and the decision was made to keep Mr. Epstein as a PB client Mr. Epstein completed his sentence and probation m 2010. The relationship has been reviewed with senior management and compkanowlegal one few occasions over the post year as news stories of Jeffrey's past are picked up. No new claims or stories have surfaced recently. Politically Exposed Person Is the client a current or former Senior United States or Non- NO USA Official I also known as a Politically Exposed Person PEP related to a PEP or closet associated with a PEP? Source of WeafthIFIrsancial Information Source of Wealth- identity the clients source of wealth from Other the followin• list of o • bons 'I Which country(les) is(are) the Clients primary Source of VIRGIN ISLANDS. U.S. Wealth or Income derived? Provide detailed and specific information. Epstein managed money for numerous high net worth fanlike.. and has been an active investor himself. Client Net Worth S $00000000O0 Doc umentationfinformation obtained to confirm stated net Financial Statements worth of Client: Business Case Please specify why you are comfortable with this client given Long tern client of the PB, well known to senior staff and the identified risk factor(s). Your answer is your 'business relationship monitored closely with regular reviews. No materials case" and should detail all mititatin, factors. events or doveo. ments to note over • ast twelve months. Confidential Treatment Requested by JPM-SDNY-00003160 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272358 EFTA01480918