EFTA01356100.pdf

From: Keith Buckholz Sent: 1/18/2018 12:52:19 PM To: Jason Wang Subject: FW: New Derivatives account. [I] Classification: For Internal use only Jason, FYI on the back and forth on adding names to the DDR. Paolo will add you to the next email so you're in the loop. Keith From: Paolo De-Leon Sent: Thursday, January 18, 2018 11:07 AM To: Surendra Sin:h >; Abhilt Mukher'ee < >; Debra Jasper >; Halina Laczny < Cc: Keith Buckholz >; Srikanta Gouda <[email protected]>; [email protected]' <[email protected]>; Teresa Metallo < Subject: RE: New Derivatives account. [II Adding Teresa to the thread. Teresa- it seems that Gideon Pinedo who I believe was previously on your direct team used to help out with retrieving the below information. Would you happen to have someone on your team that can help provide Surenda with the below information so that he can build the dummy bond in 152 and so that ultimate we can add collateral into the daily derivative report, which is an important report that risk relies upon. Debbie and Halina- please let us know who the direct owners of the below information is (note that these are Wealth Management clients). SIC Code NACE Code KYC Document PCR Document RDC Document Thank you, Paolo Paolo De Leon Assistant Vice President I Credit Risk Officer Deutsche Bank Trust Company Americas Business Risk Management 345 Park Avenue - 14th Floor New Y rk NY A 10154-0004 Tel. Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041613 CONFIDENTIAL SDNY_GM_00187797 EFTA01356100