EFTA01455853.pdf

I e an 200:t 2014 SOUTHERN FINAN Peps 2 Of 2 Request 182298 h. As of 20 Oct 14 Deulths Bat AO SOUTHERN FINANCIAL, LLC OS • Oplbss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN FxEurcepl 21-Noo.2013 2041ok2014 25.11ev.2014 (LOCO CO3 CV, USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 '55 ".?:iil e".:i 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0003 420.73 710423461 FINANCIAL. LLC oichOpt 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ev.2014 25-Nov-2014 (21,M000) USD 0 JPY LONG EUROPEAN 0.0000 255.63 710423463 FiNANCIAL.LLC ouchOpt 366364436/ SOUTHERN FXOnef3anDneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 00; USD 0 FY LONG EUROPEAN 0.0000 155.73 710423465 FINANCK.U.0 ouchOpt 418622243/ SOUTHERN FxEuroOpl 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462060.000 00) CM-I SHORT ELRCPEAN PUT 6.1603 ;231.5% .t.O1 8344623% FINANCIAL. LLC Subtotal: (2286.15310; Baal: (286,153.10) Statement ID: 18229820141020_20141021 1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114853 CONFIDENTIAL SDNY_GM_00261037 EFTA01455853