EFTA01404015.pdf

Subject: Re: DB Force Case') 01146170: Darren K. Indyke PLLC (I] From: Amanda Kirby <a. Date: Fri, 01 Nov 2013 11:33:17 -0400 To: Amanda Kirby <i le Ce: Dhruv Yadav Pema Sherpa <I >, PWM AOG < > Classification: For internal use only This KYC has been approved. Best, Amanda Kirby (Embedded image moved to file: pic23999.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic26287.gif) From: Amanda Kirby/db/dbcom To: PWM AOG/db/dbcom@DBANERICAS, CC: Dhruv Yadav/db/dbcom@DBAMERICAS, Pena Sherpa/db/dbcom@DBAMERICAS, PWM AOG/db/dbcom@DBA MERICAS Date: 11/01/2013 11:00 AM Subject: Re: DB Force Case* 01146170: Darren K. Indyke PLLC (I] Classification: For internal use only And the KYC should be approved in the next 5-10 minutes Best, Amanda Kirby (Embedded image moved to file: pic08228.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax EFTA01404015 Email (Embedded image moved to file: pic19819.gif) From: PWM AOG/db/dbcom To: Pena Sherpa/db/dbcom@DBAMERICAS, Cc: Amanda Kirby/db/dbcom@DBAMERICAS, PWM AOG/db/dbcom@DBAMERICAS Date: 11/01/2013 10:47 AM Subject: Re: DB Force Case* 01146170: Darren K. Indyke PLLC (I] Classification: For internal use only Hi Pema, FYI Thanks, Dhruv Yadav PWM AOG DBOI Global Services Private Limited Email : From: PWM AOG/db/dbcom To: Amanda Kirby/db/dbcom@DBAMERICAS, Cc: PWM AOG/db/dbcom@DBAMERICAS Date: 11/01/2013 10:42 AM Subject: DB Force Case* 01146170: Darren K. Indyke PLLC [I] Classification: For internal use only Hi Amanda, While reviewing the account opening docs, we came across the below issues: EFTA01404016 1. On Account Opening Application, both DB Private Wealth Online Plus and Link to Existing Online Relationship have been selected. Please select the correct one only. (Embedded image moved to file: pic30032.gif) 2. This entity is Limited Liability Corporation, however on W-9, Federal Tax Classification is selected as Other: Atty Tust Account. Please correct the same to LLC along with the Tax Classification (S,C or P) (Embedded image moved to file: pic30819.gif) 3. ICYC is in pending status. Please let us know, once it is approved. Thanks, Dhruv Yadav PWM AOG DWI Global Services Private Limited Email : EFTA01404017