EFTA01381378.pdf

Deutsche Bank Wealth Management Customer Identification Program Notice Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of our firm's obligations to aid in the fight against money laundering and terrorist financing: these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. 'Deutscbe Bank' means Deutsche Bank AG and its affiliated companies. Deutsche Bank Wealth Management represents the wealth management activities conducted to Deutsche Bank AG or its subsidiaries. Brokerage services are offered through Deutsche Bank Securities Inc. a busker-desks, and registered investment adviser, which conducts investment banking and securities actnrities to the United States. Deutsche Bank Securities Inc. Is a member of FINRA. NYSE and SIPC. 2018 Deutsche Dank AG. All rights reserved. WM189470 006431.01181B CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0080309 CONFIDENTIAL SDNY_GM_00226493 EFTA01381378