EFTA01388152.pdf

From: Stewart Oldfield Sent: 9/7/2018 1:55:03 PM To: Liam Osullivan Subject: FW: Question Attachments: CFTC Seg IA Notice Annual 2018823.pdf fyi From: Paul Barrett [mailto Sent: Friday, September 07, 2018 1:11 PM To: Stewart Oldfield < a; Martin Zeman Cc: Richard Kahn Jeanne Brennan Subject: Question Hi Guys, If we segregate IM for non-cleared trades does that mean we have to post cash in a separate account? Thanks Paul Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 ALPHA GROUP a ,C AP I TAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091562 CONFIDENTIAL SONY GM_00237746 EFTA01388152