EFTA01423545.pdf

Subject: RE: Any chance you also have the Mort certificate handy? Thanks [I] From: Vijay-A Sawant Date: Mon, 24 Sep 2018 To: Stewart Oldfield Cc: Mayur Rathod Many thanks, Stewart!! Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobile From: Stewart Oldfield Sent: Monday, Septem • To: Vijay-A Sawant < Cc: Bradley Gillin ; Richard Iarossi ; Mayur Rathod < > u jec : : ny c ance you also have the Mort certificate handy? Thanks [I] Submitted. Thanks From: Vijay-A Sawant Sent: Monday, September 24, 2018 7:07 AM To: Stewart Oldfield Cc: Bradley Gillin ; Richard Iarossi EFTA01423545  Mayur Rathod Subject: RE: Any chance you also have the or cer 1 Ica e andy? Thanks [I] Importance: High Hello Stewart, Please note that KYC Case 01983253 for Mort Inc has been assigned to you for your review. Request you to kindly forward to AML, if all ok or advise if any updates required in this case, thanks. Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East, Mumbai - 400063 , India Tel. Mobile From: Vijay-A Sawant Sent: Thursday, September 20, 2018 1:44 PM To: Richard Iarossi Cc: Bradley Gillin Subject: RE: Any chlr!!!".9,11Mort certificate handy? Thanks [I] Importance: High EFTA01423546 Many thanks for all the docs, Rich!! We have submitted 2 cases with 6 high risk accounts linked in it yesterday, thanks to the docs. Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East, Mumbai - 400063 , India Tel. Mobi e From: Richard Iarossi Sent: Monday, September 17, 2018 11:30 PM To: Vijay-A Sawant Cc: Bradley Gillin < Subject: FW: Any chance you also have the Mort certificate handy? Thanks [I] Classification: For internal use only Hi Vijay, Please see the attached COGS for Southern Financial. EFTA01423547 Thank You, Rich Richard Iarossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Bella Klein Sent: Monday, Septem er 17, 2018 1:07 PM To: Stewart Oldfield Cc: Richard Kahn >; Richard Iarossi < u sect: ny c ance you also have the ort certi icate an y? Thanks Additional COGS attached Thank you, Bella On Sep 14, 2018, at 10:08 AM, Bella Klein cz > wrote: EFTA01423548 Attached is what I have, expecting others next week Thank you, Bella Tel: On Sep 14, 2018, at 10:04 AM, Stewart Oldfield wrote: Thanks. Do you have an ETA on the other ones? From: Bella Klein [mailto: Sent: Friday, September 14, 2018 10:03 AM To: Stewart Oldfield Cc: Richard Kahn Subject: Re: Any chance you also have the Mort certificate handy? Thanks EFTA01423549 Mort COGS is attached Thank you, Bella Tel: On Aug 31, 2018, at 9:09 AM, Stewart Oldfield < > wrote: EFTA01423550 fcid:[email protected] Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01423551 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01423552