📄 Extracted Text (119 words)
KYC Print Page 16 of 17
M. Case Comments
Created By Date Comments
See KYC 1082293 for Senior Business Management's approval to go forward with client adoption
Janice Franklin 9/5(2013 11:56 AM
process.
ONSHORE APPROVALS
Client Facing Professional (CFP): Paul Morris '1
,Signature) 9/4/2013
Paul Morris
Office Director/Business Head: Brian M. Biggar ;Signature) 9/4/2013
Brian M. Biggar
Regional Office Director: ;Signature)
AML Business Risk:
(Signature)
AML Compliance:
(Signature)
Janice Franklin Janice Franklin 9/5/2013
Jacqueline Lightbody Jacqueline Lightbody 9/5/2013
LATAM/INTERNATIONAL APPROVALS
Client Facing Professional (CFP): (Signature)
Account Manager: (Signature)
Global Market Team Head (Signature)
(GMTH)/Sub-Market Team Head
(SMTH):
AML Business Risk:
(Signature)
AML Compliance:
(Signature)
https://nail.salesforce.corn/servlet/servlet.Integration?'id=01N30000000D9Di&eid=500600... 9/19/2013
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0084028
CONFIDENTIAL SDNY_GM_00230212
EFTA01384047
ℹ️ Document Details
SHA-256
4f914435b2e6738d039324383e111d6c0842d4d64fc37362c1302549813f53ea
Bates Number
EFTA01384047
Dataset
DataSet-10
Document Type
document
Pages
1
Comments 0