EFTA01295177.pdf

NAME SEARCHED: PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also. all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC No Hit MI Not Required M Hit I. RDC Results No RDC alert (Please sec attached) No Flit • Not Required PCR II. PCR Results No KR alert (Please sec attached) IN M Hit El Yes • No III. Ncaative Media Not Required MS g. Not Required INgslon-Negative Media Not Required V. Other Language Media Not Required Not Required Results? M Yes 0 No D&B 0 Not Required Wilt& Not Required Smartlinx Results? 0 Yes 0 No ..TI Not Required VU. Smartlinx 0 Review by 14,a! May Not Required Court Cases be Required O No Results VIII. Court Cases 0 Search not required Prepared by: Alums Manzoor Date: 10/07/2013 Research Analyst Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We lane attached the web link below for your convenience:islartindale-Huhbellhttp://www.martindalc.comisp/filartindale/homeaml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only SDNY_GM_00053905 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0016729 EFTA 00164475 EFTA01295177  OFAC RESULTS RDC: i 11527363 No Match Found 6873906 as Country:Czech Republic PCR: C201310191249061 6873906 NCA customised Auto-Closed No-Hit 07/10/2013 BIS RESULTS Negative Media: Not Required Non-Negative Media: Not Required Other Language Media: Not Required Public Record: Not Required D&B: Not Required LEGAL RESULTS: Court Cases: Not Required For internal use only SDNY_GM_00053908 CONFIDENTIAL - PURSUANT TO FED „QC).NEIDENTIAL DB-SDNY-0016730 EFTA_00164476 EFTA01295178