EFTA01454147.pdf

e an raup 09 May 2014 SOUTHERN FINANCIAL, LLC Page 2 Of 2 Request 182298 As of 09 May 14 Doubts Bank AG SOUTHERN FINANCIAL, LLC rx ;60tlars Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotArnt 1 I Not.Amt 2 2 Long! Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FxEurcepl 21-Nou2013 20-Nov-2014 25-Nov-2014 (1.000 OW: USD 101030000 JPY SHORT EUROPEAN CALL 1010000 :24 C•c.6 41i FINANCIAL. LLC SOUTHERN FXOneBanDneT 2 I-NI:y.2013 20-Nov-2014 25-Nov.2014 (21.00000) USD 0 JPY LONG EUICPEAN 0.000D 12.252 13 FINANCIAL. LLC owhOpt SOUTHERN FXOneBarOneT 21-Nw.2013 2011ak2014 25-Nov-2014 (21.0)0 00) USD 0 JPY LONG EUROPEAN 0.00DD 9,67252 FINANCIAL. LLC ouchOpl SOUTHERN FXOneBananeT 21-Nov-2013 20-Nov.2014 254104014 (21.000 MI USD 0 FY LONG EtPCPFAN 0.0000 7,53692 FINANCIAL. LLC ouchOpt Subtotal: 1.865 11 Commodities • Base Metal Dertradves Long/ Not.Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) SOUTFERPI CommoclhOpEu 03-Apr-2014 OF>Dec-20I 4 05.Dec-2014 SHORT EURCPEAN CALL XCU le.7W.COD 331 USD (FLI 00] MT25 0 7.000 0000 (21.?E<Q, 16! FINANCIAL. LLC ro BaseMetal Subtotal: (233583'6) iglat (234,718.05) Statement ID : 182298_20140509_20140512_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112102 CONFIDENTIAL SDNY_GM_00258286 EFTA01454147