EFTA01425101.pdf

Subject: Southern Financial From: Stewart Oldfield ‹ > Date: Tue, 25 Sep 2018 16:05:51 -0400 To: Vijay-A Sawant Cc: Bradley Gillin Richard Iarossi Bcc: Vijay, Have we had any feedback on the lasted KYCs you submitted for Southern Financial? Would be good to understand which ones we still need more info on. I think we are still waiting on COGS for Jeepers and Neptune. We also still need to resolve the BV70 issue with Gratitude America. All of this is with the client at this point. Is there anything else I need to be following up on? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email ■ Securities offered through Deutsche Bank Securities Inc. EFTA01425101