EFTA01383451.pdf

1511Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Seamy Record Dale Payable Date Quantity Held Rate Dividend Option Amount of Payment Dividends GBIERAL ELECTRIC CO COM 12120118 01125/19 25,000.000 0.010000 Cash 250.00 Interest DELk INTER LIC DMA AN INCGTO 12131118 01/15/19 3.000000 000 0.050000 Cash 150,000.00 ANT PRIORITY SR Total Cash Not Yet Received 5150,250.00 Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Fixed income Analysis Bond Quality Bond Maturity Schedule %of Bond %of Bond Bond Quality Market Value Markel Value Percent of Feed Income Bond MMudly Market Value Market Value A 1,577,691.00 6% ■ I. 1to 6 months E:17 to 12 months 972,500.00 2,899,905.30 4% 12% BA A 6,408,000.00 28% BA/ Lower 16,230,239.70 65% MIII1to 5 years 2,865,000.00 11% 777,540.00 3% 06 to 10 years 2,861,820.00 it% Not Rated 20 40 60 80 100 NI Over 10.years 15,394,24040 62% Total 24,993,470.70 100% 0 Total 24,993,470.70 100% Percentages of bond market values are rounded to the nearest whole percentage. Bond quality ratings reflect Moody's or Standard and Poor's ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. Client Service Information Your Investment Spadeful ZEN Contact Information MARTIN ZEMAN Tetephone Number (212) 2 50-0 4 32 345 PARK AVENUE NEW YORK NY 10154 Page 15 of Account Number: NIG-023804 Rated Ewefiere MISR Meech Penabos rat.a wholly mord s:texcnorm Go paperless Every Year Since 2007 O4BAR MITOCOMPAVNICA71O.5 subtle:run of The Bakal Ni. Yort Man Comer/Mon (BNY Mellen) abut t.Ptivtor FRULIDICE PCISrat LLC. motto( AURA. NYSE S0,C CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083159 CONFIDENTIAL SDNY_GM_00229343 EFTA01383451