EFTA01351845.pdf

Subject: Re: Fw: Epstein - Assets to transfer [C] From: Vahe Stepanian ‹ > Date: Mon, 02 Dec 2013 16:12:24 -0500 To: Lisa D Hurd <[email protected]> Classification: Confidential Lisa - I believe you have to do it as I do not have the entitlements. Thank you, Vahe (Embedded image moved to file: pic31981.gif) Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154-0004 Tel. +1 (212) 454-1539 Fax +1 (646) 257-3131 Mobile +1 (347) 854-4676 Email (Embedded image moved to file: pic00244.gif) From: Lisa D Hurd/db/- dbcom To: Vahe Stepanian/db/- dbcom@DBAmericas, Date: 12/02/2013 04:01 PM Subject: Re: Fw: Epstein - Assets to transfer EFTA01351845 [C] Classification: Confidential Vahe, So are you setting up the service center to receive or do you want me to? From: Vahe Stepanian/db/- dbcom To: Lisa D Hurd/db/- dbcom@DBAmericas, Cc: Amanda Kirby/db/- dbcom@DBAMERICAS Date: 12/02/2013 03:48 PM Subject: Fw: Epstein - Assets to transfer [C] Classification: Confidential Per Janet @ JPM. Euroclear = 23859. EFTA01351846  Forwarded by Vahe Stepanian/db/dbcom on 12/02/2013 03:47 PM From: Vahe Stepanian/db/- dbcom To: Lisa D Hurd/db/- dbcom@DBAmericas, Cc: Amanda Kirby/db/- dbcom@DBAMERICAS Date: 12/02/2013 03:41 PM Subject: Fw: Epstein - Assets to transfer [C] Classification: Confidential Lisa - do you need anything else to process? Thanks, Vahe Forwarded by Vahe Stepanian/db/dbcom on 12/02/2013 03:41 PM From: "Young, Janet E" <[email protected]> To: Vahe Stepanian/db/- dbcom@DBAmericas, EFTA01351847  Cc: Amanda Kirby/db/dbcom@DBAMERICAS, " <=la, Lisa D Hurd/db/dbcom@DBAmericas, PB-Service1318 <PB- [email protected]> Date: 12/02/2013 03:40 PM Subject: RE: Fw: Epstein - Assets to transfer [C] Vahe, Current market values are noted next to the security names below. 3PM Southern Financial, LLC Wxxxx0003 - Assets to be transferred to Pershing LLC A/C # N4G- xxx804 - Southern Financial, LLC 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: XS0473106283 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. Units 3,000,000 - Market Value - $3,220,320.00 LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: XS0717735822 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. Units — 1,500,000 Market Value - $1,785,435.00 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. Units — 2,500,000 Market Value - $2,020,000.00 EFTA01351848 JPM Southern Trust Co., Inc.(Wxxxx5001) — Assets to be transferred to Pershing LLC A/C # N4G-xxx812 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match. Units — 2,000,000 Market Value - $1,616,000.00 Best Regards, Janet Young Janet E. Young' Vice President I Private Bank' J.P. Morgan I NMLS ID # 832072 - 500 Stanton Christiana Road, Newark DE 19713 T: 800-634-1318 I F: 888-731-6607' [email protected] Alternate contacts: Gina Magliocco and Jason Grosse' T: 800-634-1318 F: 888-731-6607 From: Vahe Stepanian [mailto: Sent: Monday, December 02, 2013 3:22 PM To: Young, Janet E Cc: Amanda Kirby; ; Lisa D Hurd; PB-Service1318 Subject: RE: Fw: Epstein - Assets to transfer [C] Classification: Confidential Great, thanks Janet. My back office tells me that we also need values for the Euroclear positions. Can you please clarify? Thank you, Vahe (Embedded image moved to file: pic08037.gif) Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154-0004 Tel. +1 (212) 454-1539 Fax +1 (646) 257-3131 Mobile +1 (347) 854-4676 EFTA01351849 Email (Embedded image moved to file: pic17650.gif) Fro "Young, Janet E" <[email protected]> M: To: Vahe Stepanian/db/- dbcom@DBAmericas, Cc: Amanda Kirby/db/dbcom@DBAMERICAS, Lisa D Hurd/db/- dbcom@DBAmericas, PB-Service1318 <[email protected]>, " Dat 12/02/2013 03:15 PM e: Sub RE: Fw: Epstein - Assets to transfer [C] jec t: Vahe, EFTA01351850 We are setting up the global deliveries for each account as TD 12/02/13 and SD 12/03/13. Best Regards, Janet Young Janet E. Young' Vice President I Private Bank' J.P. Morgan I NMLS ID # 832072 - 500 Stanton Christiana Road, Newark DE 19713 T: 800-634-1318 I F: 888-731-6607' [email protected] Alternate contacts: Gina Magliocco and Jason Grosse' T: 800-634-1318 F: 888-731-6607 To ensure a prompt response, please direct your reply to our team: [email protected] T: 302-634-3954' F: 302-634-5050 From: Vahe Stepanian [mailto: Sent: Monday, December 02, 2013 10:23 AM To: Young, Janet E Cc: Amanda Kirby; Lisa D Hurd; PB-Service1318; Subject: Re: Fw: Epstein - Assets to transfer [C] Classification: Confidential Janet, Hope you had a great weekend. Thank you in advance for your help with the below. Please see my notes below in red. JPM Southern Financial, LLC Wxxxx0003 - Assets to be transferred to Pershing LLC A/C # N4G- xxx804 - Southern Financial, LLC 2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: 40432XFP1 — tx via DTC - Okay to free deliver: Pershing DTC # = 0443 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4 — tx via DTC - Okay to free deliver: Pershing DTC # = 0443 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED Cusip: 78423EHS6 — tx via DTC- Okay to free deliver: Pershing DTC # = 0443 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: XS0473106283 - Pershing Euroclear # = 92146. Please confirm t/d, s/d EFTA01351851 and amount so that we can match free delivery. LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: XS0717735822 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. EUR 291,846.67 — EURO cash wire instructions needed. Relevant instructions: Bank: Citibank, Frankfurt SWIFT: CITIDEFF Account name: Pershing LLC IBAN: DE24502109000119769019 For Further credit to: Southern Financial, LLC Account #: N4G- xxx804 3PM Southern Trust Co., Inc.(Wxxxx5001) — Assets to be transferred to Pershing LLC A/C # N4G-xxx812 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match. Thank you, Vahe (Embedded image moved to file: pic04188.gif) Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154-0004 Tel. +1 (212) 454-1539 Fax +1 (646) 257-3131 EFTA01351852 Mobile +1 (347) 854-4676 Email (Embedded image moved to file: pic32223.gif) Forwarded by Amanda Kirby/db/dbcom on 11/27/2013 02:47 PM From: "Young, Janet E" <[email protected]> To: Amanda Kirby/db/dbcom@DBAMERICAS, Lisa D Hurd/db/- dbcom@DBAmericas, Cc: PB-Service1318 <[email protected]>, Harry Batter Date: 11/27/2013 02:40 PM Subjec Epstein - Assets to transfer t: Amanda and Lisa, Below is a summary of assets that we are in the process of transferring to Pershing LLC. They should be transferred in the next several business days. Please let me know what information you need to accept in the EUROCLEAR EFTA01351853 global securities. We are also going to need EURO wire instructions so that the currency can be transferred too. JPM Southern Financial, LLC Wxxxx0003 - Assets to be transferred to Pershing LLC A/C # N4G- xxx804 - Southern Financial, LLC 2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: 40432XFP1 — tx via DTC 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4 — tx via DTC 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED Cusip: 78423EHS6 — tx via DTC 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: XS0473106283 LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: XS0717735822 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 EUR 291,846.67 — EURO cash wire instructions needed JPM Southern Trust Co., Inc.(Wxxxx5001) — Assets to be transferred to Pershing LLC A/C # N4G-xxx812 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 Thank You! Janet Young Janet E. Young1 Vice President 1 Private Bank' J.P. Morgan 1 NMLS ID # 832072 - 500 Stanton Christiana Road, Newark DE 19713 T: 800-634-1318 1 F: 888-731-66071 [email protected] Alternate contacts: Gina Magliocco and Jason Grosse' T: 800-634-1318 1 F: 888-731-6607 To ensure a prompt response, please direct your reply to our team: [email protected] T: 302-634-39541 F: 302-634-5050 EFTA01351854 This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://www.jpmorgan.com/pages/disclosures/email. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://www.jpmorgan.com/pages/disclosures/email. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://www.jpmorgan.com/pages/disclosures/email. EFTA01351855 EFTA01351856