EFTA01450267.pdf

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Deutsche Asset & Wealth Management Account Agreement The Hate Trust C vile) 6100 Red Hook Quarter B3 Address St. Thomas U.S.V.I 004302 dry State p Code Account Title (Complete if different from the Client above) Account Number(*) IMPORTANT: PLEASE SIGN AND RETURN THIS ACCOUNT AGREEMENT Inc. (referred to herein This is the account agreement (Account Agreement) between Client and Deutsche Bank Securities account in which Client as "DBSI-I. It includes the terms and conditions and is the contract that controls each brokerage to this Account has an interest (each an *Account"). Client agrees to read this Account Agreement and the Appendix these terms and Definitions (*Appendix", carefully. If Client is not willing to bo bound by Agreement: Disclosures and has read and agrees to conditions, Client should not sign this Account Agreement. Client's signature confirms that Client the terms of this Account Agreement and the Appendix annexed hereto. I. CUENT REPRESENTATIONS and complete and Client certifies that all of the information provided by Client in this Account Agreement is accurate that each of the following statements is accurate as to Client and Client's Account: a. Where Client is a natural person, Client is of legal age; representative b. For all accounts: (a) no one except the person(s) named on the Account(s), or. if signed in a except the beneficial owner(s), has any interest in the Account(s), (b) Client is and will capacity, then no one obligations remain compliant with all Applicable Laws, (c) Client is financially capable of satisfying any securities entails undertaken through Client's Account(s), (d) Client acknowledges that the purchase and sale of risk, and represents knowingly and willingly that Client can assume such risk and (e) Client substantial economic forth in this Account Agreement and those agreements or supplements has read and understands the terms set Incorporated by reference and understands that Client is bound by such terms; family c. Client agrees to notify us in writing if: (a) Client Is or becomes an employee, member or immediate the capital stock). member of any securities exchange (or corporation of which any exchange owns a majority of a senior Flnandal Industry Regulatory Authority. Inc. (FINRA) or of any broker-dealer, (b) Client is or becomes such a person of any bank, savings and loan Institution. Insurance officer or immediate family member of or other company, investment company, investment advisory firm or institution that purchases securities, unless such employer whose consent is required to open and maintain this Account by regulation or otherwise, consent has been provided to ()BSI. Client will promptly notify DBSI in writing if any of the above circumstances change. II. TERMS AND CONDITIONS THAT APPLY TO CLIENT'S ACCOUNT(S) The following terms and conditions govern Client's Account(s): the understanding that it 1. Rights of DBSI. All rights granted to DBSI under this Account Agreement are granted withrights. The failure of DEMI shall be within the sole discretion of DBSI whether, and in what manner, to exercise such right or any other to exercise any right granted under this Account Agreement shall not be deemed a waiver of such right granted hereunder. DBSI retains the right to delegate to its agent, including its clearing agent, Pershing LLC (Pershing), one or more of DBSI's rights or obligations under this Agreement without notice to Client. approve the 2. Cash Account. DBSI will classify each Account as a cash brokerage account. DBSI must separately opening of a margin account (Margin Account) and Client must separately sign the Margin Agreement. any exchange, market 3. Order Execution. Orders for the purchase or sale of assets may be routed to or executed through or broker that DBSI selects. and subject to 4. Rules and Regulations. All transactions in Accounts) shall be conducted in accordance with Applicable Law. 134WM-0198 012145.032813 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 105819 CONFIDENTIAL SDNY GM 00252003 EFTA01450267
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509c5e897ed02f1240ddd1d1219aeef014761d61be74e1ff46d8b86e7195015a
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EFTA01450267
Dataset
DataSet-10
Type
document
Pages
1

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