📄 Extracted Text (14,188 words)
GHISLAINE MAXWELL
EFTA01565004
EFTA01565005
For the Period 1/1/13 to 1/31/13
Account Summary
Account
Number
Investment Account(s)
GHISLAINE MAXWELL
GHISLAINE MAXWELL
GHISLAINE MAXWELL - OAP IHD
GHISLAINE MAXWELL - TAP DYS
GHISLAINE MAXWELL - TAP ARFI
i
Total Value
1
Beginning Net
Market Value
8,370,404.10
430.00
0.00
0.00
0.00
$8,370,834.10
Ending Net
Market Value
4,384,319.71
430.00
994,949.71
998,079.64
998,440.56
$7,376,219.62
This account summary is provided for informational purposes and includes
assets at different entities.
(1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit
Insurance Corporation ("FDIC"), except for exchangelisted
options, which are held at 3PMorgan Clearing Corporation ("JPMCC"). The
Asset Account Statement reflects brokerage
transactions executed through J.P. Morgan Securities LLC ("JPMS"), see
"Portfolio Activity Detail". Equity securities, fixed income
securities, and listed options transactions are generally cleared through
JPMCC, a wholly owned subsidiary of 3PMS. Please see
"Additional Information About Your Accounts" at the end of the Asset Account
Statement.
(2) Assets held in Margin Account at JPMCC, member Financial Regulatory
Authority ("FINRA") and Securities Insurance Protection
Corporation ("SIPC"). The Margin Account Statement reflects brokerage
transactions executed by JPMS, see "Portfolio Activity
Detail". Such transactions are cleared and carried through JPMCC.
Please see disclosures located at the end of this statement package for
important information relating to each 3.P.Morgan account(s).
EFTA01565006
Change
In Value
(3,986,084.39)
0.00
994,949.71
998,079.64
998,440.56
($994,614.48)
Start on
Page
4
36
41
54
68
Client News
2012 Year End Tax 1099's
You will be able to view your 2012 Form 1099 on Morgan
Online beginning Feb 22, 2013. Unless you have
selected edelivery, you should expect to receive them via
mail shortly thereafter. You may contact your
J.P. Morgan Team with any questions.
0000033184.00.0.9E.00001.MAXWE04.20130204
Consolidated Statement Page 1
EFTA01565007
THIS PAGE INTENTIONALLY LEFT BLANK
EFTA01565008
For the Period 1/1/13 to 1/31/13
Consolidated Summary
INVESTMENT ACCOUNTS
Asset Allocation
Equity
Alternative Assets
Cash & Fixed Income
Other
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
727,098.85
79,615.03
7,380,655.73
162,318.55
$8,349,688.16
21,145.94
$8,370,834.10
Ending
Market Value
1,792,462.58
674,732.54
4,724,939.87
158,528.56
$7,350,663.55
25,556.07
$7,376,219.62
Change
In Value
1,065,363.73
595,117.51
(2,655,715.86)
(3,789.99)
($999,024.61)
4,410.13
($994,614.48)
Estimated
81,710.37
13,094.20
98,574.33
Current
Annual Income Allocation
24%
Other
9%
65%
2%
$193,378.90
100%
EFTA01565009
Equity
Alternative
Assets
Cash &
Fixed Income
Asset Allocation
Current
Portfolio Activity
Beginning Market Value
Net Contributions/Withdrawals
Income & Distributions
Change in Investment Value
Ending Market Value
Accruals
Market Value with Accruals
Period Value
8,349,688.16
(1,000,000.03)
7,813.56
(6,838.14)
$7,350,663.55
25,556.07
$7,376,219.62
Year-to-Date
Value
8,349,688.16
(1,000,000.03)
7,813.56
(6,838.14)
$7,350,663.55
25,556.07
$7,376,219.62
This Consolidated Summary shows all of your investments at J.P. Morgan other
than investments we hold in trust for you. These investments may be held in
custody or investment
management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a
brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC").
Brokerage and margin accounts are
non-discretionary and all investment decisions are made by the client. J.P.
Morgan Securities LLC ("JPMS") does not provide advice on asset allocation
or investment management
services, nor do its personnel take discretion over any client accounts.
Such advice and services are provided exclusively by the Bank.
Consolidated Statement Page 2
EFTA01565010
For the Period 1/1/13 to 1/31/13
Consolidated Summary
INVESTMENT ACCOUNT(S) YEAR-TO-DATE
Portfolio Activity
GHISLAINE MAXWELL
GHISLAINE MAXWELL
GHISLAINE MAXWELL - OAP IHD
GHISLAINE MAXWELL - TAP DYS
GHISLAINE MAXWELL - TAP ARFI
Total Value
Tax Summary
GHISLAINE MAXWELL
GHISLAINE MAXWELL - OAP IHD
GHISLAINE MAXWELL - TAP DYS
GHISLAINE MAXWELL - TAP ARFI
Total Value
Account
Number
$7,103.42
$710.14
'Unrealized Gain/Loss represents data from the time of account inception to
the current statement period.
Account
i
Number
Beginning
Market Value
8,349,258.16
430.00
0.00
0.00
0.00
$8,349,688.16
Taxable
Income
7,103.42
Net Contributions/
Withdrawals
(4,000,000.03)
1,000,000.00
1,000,000.00
1,000,000.00
($1,000,000.03)
EFTA01565011
Tax-Exempt
Income
710.14
Other Income
& Receipts
$7,813.56
Income &
Distributions
7,813.56
Change in
Investment Value
2,055.85
(5,051.37)
(1,998.42)
(1,844.20)
($6,838.14)
Realized Gain/Loss
Short-term
Long-term
Ending Market Value
with Accruals
4,384,319.71
430.00
994,949.71
998,079.64
998,440.56
$7,376,219.62
Unrealized
Gain/Loss,
(45,151.64)
(5,051.37)
(1,998.42)
(1,844.20)
($54,045.63)
CONTINUED
Consolidated Statement Page 3
EFTA01565012
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL
270 Park Avenue, New York, NY 10017-2014
ACCT.
For the Period 1/1/13 to 1/31/13
Asset Account
J.P. Morgan Team
Kirsten Sichler
Jason Bell
Janet Young
Gina Magliocco
Banker
Investment Specialist
Client Service Team
Client Service Team
Table of Contents
Account Summary
Holdings
Equity
Alternative Assets
Cash & Fixed Income
Other Assets
Portfolio Activity
Online access
www.jpmorganonline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Page
2
5
9
10
16
18
Account Page 1 of 32
Consolidated Statement Page 4
EFTA01565013
GHISLAINE MAXWELL
Account Summary
Asset Allocation
Equity
Alternative Assets
Cash & Fixed Income
Other
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
727,098.85
79,615.03
7,380,225.73
162,318.55
$8,349,258.16
21,145.94
$8,370,404.10
Ending
Market Value
729,384.54
79,588.66
3,391,625.78
158,528.56
$4,359,127.54
25,192.17
$4,384,319.71
Current
Portfolio Activity
Beginning Market Value
Withdrawals & Fees
Securities Transferred In
Securities Transferred Out
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
Period Value
8,349,258.16
(4,000,235.83)
1,581,132.77
(1,580,896.97)
($4,000,000.03)
7,813.56
2,055.85
$4,359,127.54
25,192.17
$4,384,319.71
EFTA01565014
Change
In Value
2,285.69
(26.37)
(3,988,599.95)
(3,789.99)
($3,990,130.62)
4,046.23
($3,986,084.39)
Year-to-Date
Value
8,349,258.16
(4,000,235.83)
1,581,132.77
(1,580,896.97)
($4,000,000.03)
7,813.56
2,055.85
$4,359,127.54
25,192.17
$4,384,319.71
Estimated
45,710.43
44,829.69
$90,540.12
Current
Annual Income Allocation
18%
2%
76%
4%
100%
Cash &
Equity
Fixed Income
Alternative
Assets
Other
Asset Allocation
ACCT.
For the Period 1/1/13 to 1/31/13
Account Page 2 of 32
Consolidated Statement Page 5
EFTA01565015
GHISLAINE MAXWELL
Account Summary
Tax Summary
Foreign Dividends
Interest Income
Taxable Income
Tax-Exempt Income
Bond Premium Amortization
Tax-Exempt Income
CONTINUED
Current
Period Value
849.85
6,253.57
$7,103.42
1,250.00
(539.86)
$710.14
Year-to-Date
Value
849.85
6,253.57
$7,103.42
1,250.00
(539.86)
$710.14
Unrealized Gain/Loss
ACCT.
For the Period 1/1/13 to 1/31/13
To-Date Value
($45,151.64)
Note: * This summary is for informational purposes only and is not to be
used for any financial or tax purposes. This summary does not include
securities which are taxable at the
federal level but are state exempt. This summary may not include all income
derived from Municipal Securities; Please consult your tax advisor for tax
implications.
1 Other category combines all the remaining Tax Exempt Income generated by
securities in the account which may not have a state affiliation.
Tax-Exempt Income
Summary by State*
MA
Current
Period Value
710.14
Year-to-Date
Value
710.14
Tax-Exempt Income
Summary by State*
Tax-Exempt Income
EFTA01565016
Current
Period Value
5710.14
Year-to-Date
Value
5710.14
Account Page 3 of 32
Consolidated Statement Page 6
EFTA01565017
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Account Summary
Cost Summary
Equity
Cash & Fixed Income
Other
Total
CONTINUED
Cost
764,967.39
3,407,808.48
90,364.18
$4,263,140.05
Account Page 4 of 32
Consolidated Statement Page 7
EFTA01565018
GHISLAINE MAXWELL
Equity Summary
Asset Categories
US Large Cap Equity
US Small/Mid Cap Equity
Non-US Equity
Preferred Stocks
Concentrated & Other Equity
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Dividends
Yield
Beginning
Market Value
59,868.11
4,230.00
171.24
448,673.00
214,156.50
$727,098.85
Ending
Market Value
60,363.21
4,740.00
169.33
449,186.00
214,926.00
$729,384.54
Current
Period Value
729,384.54
764,967.39
(35,582.85)
45,710.43
4,852.58
6.24%
Concentrated & Other Equity
Change
In Value
495.10
510.00
(1.91)
513.00
769.50
$2,285.69
Current
Allocation
EFTA01565019
1%
1%
1%
10%
5%
18%
US Large Cap Equity
US Small/Mid Cap Equity
Non-US Equity
Preferred Stocks
Asset Cate ories
ACCT.
For the Period 1/1/13 to 1/31/13
Equity as a percentage of your portfolio - 18 %
Account Page 5 of 32
Consolidated Statement Page 8
EFTA01565020
GHISLAINE MAXWELL
ACCT.
For the Period 1/1/13 to 1/31/13
Equity Detail
Price
US Large Cap Equity
APACHE CORP
037411-10-5 APA
BANK OF AMERICA CORP
CITIGROUP INC NEW
060505-10-4 BAC
42.16
172967-42-4 C
PROSHARES ULTRASHORT S&P500 NEW
PROSHARES TRUST
SCHLUMBERGER LTD
Total US Large Cap Equity
74347B-30-0 SDS
27.96
74347X-23-7 QID
78.05
806857-10-8 SLB
$60,363.21
$116,137.71
($55,774.50)
$257.93
$19.73
US Small/Mid Cap Equity
GERON CORP
374163-10-3 GERN
0.43%
113.000
8,819.65
9,524.04
(704.39)
141.25
1.60%
200.000
5,592.00
26,203.50
(20,611.50)
48.86
250.000
12,215.00
44,809.50
(32,594.50)
358.000
15,093.28
14,048.52
1,044.76
14.32
EFTA01565021
3.58
0.09%
11.32
944.000
10,686.08
10,148.85
537.23
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
83.76
95.000
7,957.20
11,403.30
(3,446.10)
64.60
16.15
37.76
0.81%
0.35%
1.58
3,000.000
4,740.00
18,129.32
(13,389.32)
Account Page 6 of 32
Consolidated Statement Page 9
EFTA01565022
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Price
Non-US Equity
RIO TINTO PLC
ISIN GB0007188757 SEDOL 0718875
766994-90-9 GBP
Preferred Stocks
CITIGROUP CAPITAL XIII
7 7/8% PFD
173080-20-1 C PNNA /BA1
COUNTRYWIDE CAPITAL V
7% PFD
222388-20-9 CFC PB
3PM CHASE CAPITAL XXIX
6.7% PFD
48125E-20-7 3PM PC
Total Preferred Stocks
26.10
2,500.000
65,250.00
$449,186.00
62,500.00
$422,578.96
2,750.00
$26,607.04
4,187.50
$31,227.50
$1,837.50
Concentrated & Other Equity
GENERAL MOTORS CO
CV PFD B
37045V-20-9 GM PB
6.42%
6.95%
25.08
4,200.000
105,336.00
98,778.96
6,557.04
7,350.00
1,837.50
6.98%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
EFTA01565023
Yield
56.44
3.000
169.33
212.23
(42.90)
27.86
10,000.000
278,600.00
261,300.00
17,300.00
19,690.00
7.07%
43.32
1,000.000
43,320.00
50,000.00
(6,680.00)
2,375.00
5.48%
Account Page 7 of 32
Consolidated Statement Page 10
EFTA01565024
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Price
Concentrated & Other Equity
JPMORGAN CHASE & CO
7.9% PFD STK APR 30 2049
DTD 04/23/2008
46625H-HA-1 BBB /BA1
Total Concentrated & Other Equity
$214,926.00
$207,909.17
$7,016.83
$14,225.00
$2,995.35
6.55%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
114.40
150,000.000
171,606.00
157,909.17
13,696.83
11,850.00
2,995.35
6.82%
Account Page 8 of 32
Consolidated Statement Page 11
EFTA01565025
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Alternative Assets Summary
Beginning
Asset Categories
Hard Assets
Estimated Value
79,615.03
Alternative Assets Detail
Price
Hard Assets
ETFS METAL SECURITIES LTD
ISIN JEO0B1VS3770 SEDOL BlVS377
131994-91-5
SPDR GOLD TRUST
Total Hard Assets
78463V-10-7 GLD
$79,588.66
$76,999.78
161.20
190.000
30,628.00
31,931.40
162.66
301.000
48,960.66
45,068.38
Quantity
Estimated
Value
Cost
Ending
Estimated Value
79,588.66
Change
In Value
(26.37)
Current
Allocation
2%
Account Page 9 of 32
Consolidated Statement Page 12
EFTA01565026
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Non-USD Cash
Non-USD Short Term
US Fixed Income
Non-US Fixed Income
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Interest
Yield
Market Value
5,860,810.03
359,195.43
114,484.23
631,270.49
414,465.55
$7,380,225.73
Ending
Market Value
1,868,108.85
21,745.40
457,527.87
630,447.41
413,796.25
$3,391,625.78
Current
Period Value
3,391,625.78
3,407,808.48
(16,182.70)
44,829.69
20,339.59
1.35%
US Fixed Income
Cash & Fixed Income as a percentage of your portfolio 76 %
Change
In Value
(3,992,701.18)
(337,450.03)
343,043.64
(823.08)
(669.30)
($3,988,599.95 )
EFTA01565027
Current
Allocation
42%
1%
10%
14%
9%
76%
Non-US Fixed Income
Non-USD Cash
Cash
Asset Categories
Non-USD Short Term
Account Page 10 of 32
Consolidated Statement Page 13
EFTA01565028
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
1-5 years,
10+ years,
Total Value
1
SUMMARY BY TYPE
Market
Value
2,610,020.09
556,195.69
225,410.00
$3,391,625.78
% of Bond
Portfolio
78%
16%
6%
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Note:
A - Bonds purchased at a premium show amortization.
1
Cash & Fixed Income Detail
Price
Cash
US DOLLAR
3PM NY MUNI MM FD MORGAN
FUND 3
7-Day Annualized Yield: .01%
Total Cash
1.00
1.00
1,868,107.85
1.00
1,868,107.85
1.00
$1,868,108.85
1,868,107.85
1.00
$1,868,108.85
$0.00
$186.81
$43.04
0.01%
EFTA01565029
186.81
43.04
0.01%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Cash & Fixed Income
Cash
NON USD Cash
Corporate Bonds
Municipal Bonds
International Bonds
Mutual Funds
Total Value
Market
Value
1,868,108.85
21,745.40
306,072.00
225,410.00
949,092.62
21,196.91
$3,391,625.78
% of Bond
Portfolio
56%
1%
9%
6%
27%
1%
100%
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account.
Account Page 11 of 32
Consolidated Statement Page 14
EFTA01565030
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Price
Non-USD Cash
AUSTRALIAN DOLLAR
POUND STERLING
HONG KONG DOLLAR
TURKISH LIRA NEW
PRINCIPAL CURRENCY
Total Non-USD Cash
1.04
1.59
0.13
0.57
100.00
6,580.73
950.00
19,500.00
104.30
10,433.41
122.49
11,085.20
$21,745.40
103.25
10,520.25
122.44
10,763.97
$21,509.91
1.05
(86.84)
0.05
321.23
$235.49
$0.00
0.00%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Non-USD Short Term
JP MORGAN CHASE BANK - CAD
100.12
LONDON TIME DEPOSITS 0.5700%
DATED 01/25/2013 MATURITY 02/01/2013
HELD BY LONDON TREASURY SERVICES
Bearer
EFTA01565031
2533P9-9D-5 CAD
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 0.8500%
DATED 01/31/2013 MATURITY 02/07/2013
HELD BY LONDON TREASURY SERVICES
Bearer
2533S9-9D-2 NOK
18.27
1,236,257.09
225,823.06
208,655.53
17,167.53
1,919.49
5.19
0.88%
115,773.67
115,906.96
113,382.24
2,524.72
660.65
0.61%
Account Page 12 of 32
Consolidated Statement Page 15
EFTA01565032
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Price
Non-USD Short Term
KFW - TRY
MTN 9 3/4% JUL 16 2013
DTD 02/10/2010
HELD BY EUROCLEAR
ISIN XS0484842470 SEDOL B637YV8
14085A-9A-6 AAA /AAA TRY
Total Non-USD Short Term
$457,527.87
$457,593.33
($65.46)
$13,665.35
$6,079.20
US Fixed Income
JPM MANAGED RESERVES C
(DIST) - GBP (HEDGED)
051398-91-5 GBP
ISHARES MARKIT IBOXX CORPORATE BOND
ISIN IE00B00FV011 SEDOL BOOFV01
461278-91-3 GBP
HSBC FINANCE CORP
MEDIUM TERM NOTE 2.9% OCT 15 2015
DTD 10/15/2010
40429X-YB-6 A /BAA
GENERAL ELEC CAP CORP
MEDIUM TERM FLOATING RATE NOTE
MAY 11 2016 DTD 05/11/2007
36962G-2V-5 AA+ /A1
BANK OF AMERICA CORP
MEDIUM TERM NOTE
3.6% NOV 15 2016
DTD 11/04/2010
06050W-DW-2 A- /BAA
Account Page 13 of 32
Consolidated Statement Page 16
103.29
150,000.00
154,939.50
150,000.00
4,939.50
5,400.00
1,140.00
2.68%
98.98
50,000.00
49,488.50
45,394.50
4,094.00
EFTA01565033
333.42
75.90
0.98%
101.64
100,000.00
101,644.00
100,000.00
1,644.00
2,900.00
853.80
2.27%
201.88
105.00
21,196.91
19,023.08
2,173.83
10,169.81
7.65
77,768.50
80,157.26
(2,388.76)
1.97%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
57.90
200,000.00
115,797.85
135,555.56
(19,757.71)
11,085.21
6,074.01
5.44%
EFTA01565034
GHISLAINE MAXWELL
ACCT.
For the Period 1/1/13 to 1/31/13
Price
US Fixed Income
A MI ST MUNI BOND AUTH
ST CLEAN WTR REVOLVING FD 5%
OCT 01 2026 DTD 11/02/2006
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 10/01/2016 @ 100
59455T-PF-3 AAA /AAA
A BIRDVILLE TEXAS INDEPENDENT SCHOOL
DIST PERM SCH GTD FUND UNLIMITED TAX
5% FEB 15 2029 DTD 01/15/2007
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 02/15/2017 @ 100
090874-FV-5 AAA /AAA
A MA ST HLTH & EDUCTNL FACS AUTH
REVENUE HARVARD UNIV 5% B
JUL 15 2032 DTD 08/03/2005
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 07/15/2015 @ 100
57586C-FW-0 AAA /AAA
Total US Fixed Income
$630,447.41
$609,746.79
$614,541.84
Non-US Fixed Income
BLUEBAY HIGH YIELD BD FD GBP HDG-DB
ISIN LU0222772518
G13289-92-4 GBP
ISHARES BARCLAYS EURO INDEX-LINK
ISIN IE00B1FZSD53 SEDOL B1G52V0
46578W-92-2 GBP
21.71
5,790.00
125,716.75
118,212.32
7,504.43
202.00
187.90
37,955.81
39,293.00
(1,337.19)
$20,700.62
$18,633.42
$5,319.60
2.50%
109.22
50,000.00
54,611.50
EFTA01565035
52,775.30
54,040.00
1,836.20
2,500.00
111.10
4.30%
113.81
100,000.00
113,814.00
108,226.75
110,503.00
5,587.25
5,000.00
2,305.50
3.84%
113.97
50,000.00
56,984.50
54,169.90
55,424.00
2,814.60
2,500.00
833.30
3.69%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Account Page 14 of 32
Consolidated Statement Page 17
EFTA01565036
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Price
Non-US Fixed Income
INTER AMERICAN DEVELOPMENT BANK- INR
MEDIUM TERM NOTE 3% MAR 25 2014
DTD 03/25/2010
HELD BY EUROCLEAR
ISIN XS0495010562 SEDOL B5114T3
U45818-9G-5 AAA /AAA INR
INTER AMERICAN DEVEL BK - IDR
MEDIUM TERM NOTE 6.50% JUN 04 2014
DTD 06/04/2010
HELD BY EUROCLEAR
ISIN XS0513770957 SEDOL B4YWHCO
45818W-9K-4 AAA /AAA IDR
Total Non-US Fixed Income
$413,796.25
$450,849.60
($37,053.35)
$12,344.11
$8,897.75
5.07%
0.01 1,300,000,000.00
135,616.00
150,112.11
(14,496.11)
8,675.56
5,751.85
5.44%
1.71
12/31/12
6,700,000.00
114,507.69
143,232.17
(28,724.48)
3,668.55
3,145.90
11.88%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Account Page 15 of 32
Consolidated Statement Page 18
EFTA01565037
EFTA01565038
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Other Summary
Asset Categories
Balanced
Beginning
Estimated Value
162,318.55
Ending
Estimated Value
158,528.56
Change
In Value
(3,789.99)
Current
Allocation
4%
Current
Market Value/Cost
Estimated Value
Tax Cost
Estimated Gain/Loss
Note:
**
Period Value
158,528.56
90,364.18
4,025.03
Unrealized Gain/Loss is shown as "N/A" in cases where we do not have
appropriate cost information for all tax lots comprising the position.
Please contact your J.P. Morgan team for additional
information.
Other Detail
Price
Balanced
JPM INC OPP - GBP - A - DIST(HEDGED)
ISIN LU0323456201
287991-93-9 GBP
146.40
438.109
64,139.35
N/A **
N/A
Quantity
Value
Adjusted Cost
Original Cost
Unrealized
Gain/Loss
Accruals
Account Page 16 of 32
EFTA01565039
Consolidated Statement Page 19
EFTA01565040
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Price
Balanced
PIMCO FUNDS GLOBAL INVESTORS SERIES
- GLOBAL INVESTMENT GRADE CREDIT
FUND
ISIN IE00B3BMD843 SEDOL B3BMD84
695421-91-7 GBP
Total Balanced
$158,528.56
$90,364.18
$4,025.03
21.64
4,361.513
94,389.21
90,364.18
4,025.03
Quantity
Value
Adjusted Cost
Original Cost
Unrealized
Gain/Loss
Accruals
Account Page 17 of 32
Consolidated Statement Page 20
EFTA01565041
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Portfolio Activity Summary - U S Dollar
Beginning Cash Balance
PRINCIPAL
Current
Transactions
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
Ending Cash Balance
Period Value
5,860,809.03
7,298.82
$7,298.82
(4,000,000.00)
($4,000,000.00)
$1,868,107.85
Year-To-Date
Value*
-7,298.82
$7,298.82
(4,000,000.00)
($4,000,000.00)
-INCOME
Current
Period
Value
0.00
Year-To-Date
Value*
-$0.00
$0.00
$0.00
$0.00
$0.00
-Current
Cost
Adjustments
Amortization
Total Cost Adjustments
Period Value
(539.86)
($539.86)
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
EFTA01565042
Year-To-Date
Value*
(539.86)
($539.86)
Account Page 18 of 32
Consolidated Statement Page 21
EFTA01565043
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Portfolio Activity Detail - U S Dollar
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
1/2
1/2
1/11
1/15
Interest Income
Interest Income
Foreign Dividend
Municipal Interest
Description
DEPOSIT SWEEP INTEREST FOR 12/01/12 - 12/31/12
@ .01% RATE ON AVG COLLECTED BALANCE OF
$5,860,762.50 AS OF 01/01/13
JPM CHASE CAPITAL XXIX 6.7% PFD @ 0.41875 PER
SHARE (ID: 48125E-20-7)
SCHLUMBERGER LTD @ 0.275 PER SHARE
(ID: 806857-10-8)
MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD
UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY
DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100
(ID: 57586C-FW-0)
1/22
1/28
1/28
1/28
1/30
Misc Disbursement FUNDS TRANSFERRED FROM ASSET AC# TO
INVESTMENT MANAGEMENT AC# A45685004 AS
REQUESTED
Misc Disbursement FUNDS TRANSFERRED FROM PRN A/C# TO
PRN A/C# AS REQUESTED
Misc Disbursement FUNDS TRANSFERRED FROM PRN A/C# TO
PRN A/C# AS REQUESTED
Misc Disbursement FUNDS TRANSFERRED FROM PRN A/C# TO
PRN A/C# AS REQUESTED
Interest Income
Total Inflows & Outflows
CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.492188
PER SHARE (ID: 173080-20-1)
10,000.000
0.492
(1,000,000.00)
(1,000,000.00)
(1,000,000.00)
4,921.88
($3,992,701.18)
EFTA01565044
(1,000,000.00)
2,500.000
113.000
50,000.000
0.419
0.275
0.025
1,046.88
31.08
1,250.00
Quantity
Cost
Per Unit
Amount
PRINCIPAL
Amount
48.98
INCOME
Amount
Account Page 19 of 32
Consolidated Statement Page 22
EFTA01565045
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
COST ADJUSTMENTS
Settle Date
1/15
Type
Amortization
Description
MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD
UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY
DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100
MUNICIPAL BOND PREMIUM AMORTIZATIO
(ID: 57586C-FW-0)
Quantity
50,000.000
Cost Basis
Adjustments
(539.86)
Account Page 20 of 32
Consolidated Statement Page 23
EFTA01565046
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Portfolio Activity Summary - Canadian Dollar
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
Ending Cash Balance
Period Value
-51.83
$51.83
(51.83)
($51.83)
-Year-To-Date
Value*
-51.83
$51.83
(51.83)
($51.83)
-Local
Value
Current
Period Value
0.00
51.32
51.32
(51.32)
(51.32)
0.00
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
EFTA01565047
Year-To-Date
Value*
--Year-To-Date
Value*
-51.32
51.32
(51.32)
(51.32)
-Account
Page 21 of 32
Consolidated Statement Page 24
EFTA01565048
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Portfolio Activity Summary - Canadian Dollar
Current
Securities Transferred In/Out
Securities Transferred In
Securities Transferred Out
Period Value
467,686.37
(467,634.55)
Year-To-Date
Value*
467,686.37
(467,634.55)
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - Canadian Dollar
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
1/4
Foreign Interest
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 12/28/2012 MATURITY 01/04/2013
HELD BY LONDON TREASURY SERVICES
(ID: 253369-9V-0)
1/4
1/11
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 01/04/2013 MATURITY 01/11/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2533F9-9H-7)
1/11
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
(12.830)
(13.00)
(12.83)
Account Page 22 of 32
Consolidated Statement Page 25
(12.830)
115,735.180
(13.02)
(12.83)
EFTA01565049
13.00
12.83
Quantity
115,722.350
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
13.02
12.83
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
EFTA01565050
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
1/18
Foreign Interest
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 01/11/2013 MATURITY 01/18/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2533J9-9C-4)
1/18
1/25
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 01/18/2013 MATURITY 01/25/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2533L9-9Y-3)
1/25
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Total Inflows & Outflows
SECURITIES TRANSFERRED IN/OUT
Notes:
Settle Date Selection Method
Securities Transferred In
1/4
Receipt of Assets
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 01/04/2013 MATURITY 01/11/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2533F9-9H-7)
(12.830)
(12.79)
(12.83)
$0.00
(12.830)
115,760.840
(13.02)
(12.83)
12.79
12.83
Quantity
115,748.010
Amount USD
Local Value
EFTA01565051
PRINCIPAL
Amount USD
Local Value
13.02
12.83
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Quantity
Cost
115,735.180
113,343.43
Transaction
Market Value *
117,491.68
Account Page 23 of 32
Consolidated Statement Page 26
EFTA01565052
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred In
1/11
Receipt of Assets
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 01/11/2013 MATURITY 01/18/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2533J9-9C-4)
1/18
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 01/18/2013 MATURITY 01/25/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2533L9-9Y-3)
1/25
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 01/25/2013 MATURITY 02/01/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2533P9-9D-5)
Total Securities Transferred In
Securities Transferred Out
1/4
Free Delivery
$467,686.37
115,773.670
113,382.24
115,398.62
115,760.840
113,369.45
117,470.03
Quantity
Cost
115,748.010
113,356.43
Transaction
Market Value *
117,326.04
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 12/28/2012 MATURITY 01/04/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 253369-9V-0)
EFTA01565053
1/11
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 01/04/2013 MATURITY 01/11/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2533F9-9H-7)
(115,735.180)
113,343.43
(117,313.04)
(115,722.350)
113,330.41
(117,478.66)
Account Page 24 of 32
Consolidated Statement Page 27
EFTA01565054
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred Out
1/18
Free Delivery
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 01/11/2013 MATURITY 01/18/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 253339-9C-4)
1/25
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 01/18/2013 MATURITY 01/25/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2533L9-9Y-3)
Total Securities Transferred Out
($467,634.55)
(115,760.840)
113,369.45
(115,385.84)
Quantity
Cost
(115,748.010)
113,356.43
Transaction
Market Value *
(117,457.01)
Account Page 25 of 32
Consolidated Statement Page 28
EFTA01565055
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Portfolio Activity Summary - Norwegian Krone
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
Ending Cash Balance
Period Value
-184.00
$184.00
(184.00)
($184.00)
-Year-To-Date
Value*
-184.00
$184.00
(184.00)
($184.00)
-Local
Value
Current
Period Value
0.00
1,021.12
1,021.12
(1,021.12)
(1,021.12)
0.00
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
EFTA01565056
Year-To-Date
Value*
--Year-To-Date
Value*
-1,021.12
1,021.12
(1,021.12)
(1,021.12)
-Account
Page 26 of 32
Consolidated Statement Page 29
EFTA01565057
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Portfolio Activity Summary - Norwegian Krone
Current
Securities Transferred In/Out
Securities Transferred In
Securities Transferred Out
Period Value
1,113,446.40
(1,113,262.42)
Year-To-Date
Value*
1,113,446.40
(1,113,262.42)
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - Norwegian Krone
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
1/3
Foreign Interest
Description
HELD BY LONDON TREASURY SERVICES
(ID: 253369-9L-2)
1/3
1/10
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Foreign Interest
HELD BY LONDON TREASURY SERVICES
(ID: 2533F9-9D-6)
1/10
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
(204.190)
(36.46)
(204.19)
Account Page 27 of 32
Consolidated Statement Page 30
(204.160)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,235,440.130
0.8500% DATED 01/03/2013 MATURITY 01/10/2013
(36.96)
(204.16)
36.46
204.19
Quantity
EFTA01565058
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,235,235.970
0.8500% DATED 12/27/2012 MATURITY 01/03/2013
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
36.96
204.16
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
EFTA01565059
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
1/17
Foreign Interest
Description
HELD BY LONDON TREASURY SERVICES
(ID: 2533H9-9X-0)
1/17
1/24
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Foreign Interest
HELD BY LONDON TREASURY SERVICES
(ID: 2533L9-9S-6)
1/24
1/31
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Foreign Interest
HELD BY LONDON TREASURY SERVICES
(ID: 2533P9-9A-1)
1/31
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Total Inflows & Outflows
(204.290)
(37.26)
(204.29)
$0.00
(204.260)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,236,052.800
0.8500% DATED 01/24/2013 MATURITY 01/31/2013
(36.65)
(204.26)
37.26
204.29
(204.220)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,235,848.540
0.8500% DATED 01/17/2013 MATURITY 01/24/2013
(36.67)
(204.22)
36.65
204.26
Quantity
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,235,644.320
0.8500% DATED 01/10/2013 MATURITY 01/17/2013
Amount USD
EFTA01565060
Local Value
PRINCIPAL
Amount USD
Local Value
36.67
204.22
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Account Page 28 of 32
Consolidated Statement Page 31
EFTA01565061
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
SECURITIES TRANSFERRED IN/OUT
Notes:
Settle Date Selection Method
Securities Transferred In
1/3
Receipt of Assets
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.8500% DATED 01/03/2013 MATURITY 01/10/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2533F9-9D-6)
1/10
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.8500% DATED 01/10/2013 MATURITY 01/17/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2533H9-9X-0)
1/17
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.8500% DATED 01/17/2013 MATURITY 01/24/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2533L9-9S-6)
1/24
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.8500% DATED 01/24/2013 MATURITY 01/31/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2533P9-9A-1)
1/31
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.8500% DATED 01/31/2013 MATURITY 02/07/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2533S9-9D-2)
Total Securities Transferred In
$1,113,446.40
1,236,257.090
208,655.53
225,466.81
1,236,052.800
208,618.27
221,779.14
1,235,848.540
208,581.62
221,909.72
1,235,644.320
208,544.95
220,631.06
EFTA01565062
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Quantity
Cost
1,235,440.130
208,508.49
Transaction
Market Value *
223,659.67
Account Page 29 of 32
Consolidated Statement Page 32
EFTA01565063
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred Out
1/3
Free Delivery
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.8500% DATED 12/27/2012 MATURITY 01/03/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 253369-9L-2)
1/10
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.8500% DATED 01/03/2013 MATURITY 01/10/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2533F9-9D-6)
1/17
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.8500% DATED 01/10/2013 MATURITY 01/17/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2533H9-9X-0)
1/24
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.8500% DATED 01/17/2013 MATURITY 01/24/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2533L9-9S-6)
1/31
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.8500% DATED 01/24/2013 MATURITY 01/31/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2533P9-9A-1)
Total Securities Transferred Out
($1,113,262.42)
(1,236,052.800 )
208,618.27
(225,429.55)
(1,235,848.540 )
208,581.62
(221,742.50)
(1,235,644.320 )
208,544.95
EFTA01565064
(221,873.05)
(1,235,440.130 )
208,508.49
(220,594.61)
Quantity
Cost
(1,235,235.970 )
208,471.53
Transaction
Market Value *
(223,622.71)
Account Page 30 of 32
Consolidated Statement Page 33
EFTA01565065
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Portfolio Activity Summary - Pound Sterling
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
Ending Cash Balance
Period Value
-818.77
$818.77
-Year-To-Date
Value*
-818.77
$818.77
-Local
Value
Current
Period Value
6,069.27
511.46
511.46
6,580.73
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
* Year to date information is calculated on a calendar year basis.
Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Year-To-Date
Value*
--Year-To-Date
Value*
-511.46
EFTA01565066
511.46
-Account
Page 31 of 32
Consolidated Statement Page 34
EFTA01565067
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Portfolio Activity Detail - Pound Sterling
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
1/10
Foreign Dividend
Description
BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN
LU0222772518 @ 2.722 PER SHARE CONY. @ "CONV
RATE" (ID: G13289-92-4)
Quantity
187.898
Amount USD
Local Value
4.358
2.722
PRINCIPAL
Amount USD
Local Value
818.77
511.46
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Account Page 32 of 32
Consolidated Statement Page 35
EFTA01565068
J.P. Morgan Securities LLC
GHISLAINE MAXWELL
383 Madison Avenue, New York, NY 10179
ACCT.
For the Period 1/1/13 to 1/31/13
Margin Account
J.P. Morgan Team
Kirsten Sichler
Jason Bell
Janet Young
Gina Magliocco
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
www.jpmorganonline.com
Transactions cleared and carried through J.P. Morgan Clearing Corp. Three
Chase Metrotech Center, Brooklyn, NY 11245-0001,
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Table of Contents
Account Summary
Holdings
Cash & Fixed Income
Portfolio Activity
3
5
Page
2
Account Page 1 of 5
Consolidated Statement Page 36
EFTA01565069
GHISLAINE MAXWELL
Account Summary
MARGIN
Cash
Asset Allocation
Cash & Fixed Income
Market Value
Market Value
0.00
$0.00
Margin
Market Value
430.00
$430.00
Current
Portfolio Activity
Beginning Market Value
Ending Market Value
Cost Summary
Cash & Fixed Income
Total
Period Value
430.00
$430.00
Short
Market Value
0.00
$0.00
Year-to-Date
Value
430.00
$430.00
430.00
Cost
$430.00
Investment Objectives
Speculation Permitted
Capital Appreciation
Total
430.00
$430.00
Estimated
$0.00
Current
Market Value Annual Income Allocation
100%
100%
ACCT.
For the Period 1/1/13 to 1/31/13
Yes
Yes
EFTA01565070
Account Page 2 of 5
Consolidated Statement Page 37
EFTA01565071
GHISLAINE MAXWELL
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Market Value
430.00
ACCT.
For the Period 1/1/13 to 1/31/13
Ending
Market Value
430.00
Change
In Value
0.00
Current
Allocation
100%
Current
Market Value/Cost
Market Value
Tax Cost
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
1
Period Value
430.00
430.00
SUMMARY BY TYPE
Market
Value
430.00
% of Bond
Portfolio
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Cash & Fixed Income
Cash
Market
Value
430.00
% of Bond
Portfolio
100%
Account Page 3 of 5
Consolidated Statement Page 38
EFTA01565072
EFTA01565073
GHISLAINE MAXWELL
ACCT.
For the Period 1/1/13 to 1/31/13
Cash & Fixed Income Detail
Quantity
Price
Cash
US DOLLAR
1.00
430.00
Margin
430.00
430.00
Account
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Account Page 4 of 5
Consolidated Statement Page 39
EFTA01565074
GHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Portfolio Activity Summary
PRINCIPAL
Current
Transactions
Portfolio Activity Detail
Beginning Cash Balance
Ending Cash Balance
Period Value
430.00
$430.00
Year-To-Date
Value
--INCOME
Current
Period
Value
0.00
$0.00
Year-To-Date
Value
--No
Activity This Period
Account Page 5 of 5
Consolidated Statement Page 40
EFTA01565075
THIS PAGE INTENTIONALLY LEFT BLANK
EFTA01565076
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL - OAP IHD
270 Park Avenue, New York, NY 10017-2014
ACCT.
For the Period 1/1/13 to 1/31/13
Investment Management Account
J.P. Morgan Team
Kirsten Sichler
Jason Bell
Janet Young
Gina Magliocco
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
www.jpmorganonline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Table of Contents
Account Summary
Page
2
Holdings
Equity
Portfolio Activity
4
10
Account Page 1 of 13
Consolidated Statement Page 41
EFTA01565077
GHISLAINE MAXWELL - OAP IHD
Account Summary
Asset Allocation
Equity
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
0.00
$0.00
0.00
$0.00
Ending
Market Value
994,948.63
$994,948.63
1.08
$994,949.71
Current
Portfolio Activity
Beginning Market Value
Contributions
Net Contributions/Withdrawals
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
Period Value
0.00
1,000,000.00
$1,000,000.00
(5,051.37)
$994,948.63
1.08
$994,949.71
Change
In Value
994,948.63
$994,948.63
1.08
$994,949.71
Year-to-Date
Value
0.00
1,000,000.00
$1,000,000.00
(5,051.37)
$994,948.63
1.08
$994,949.71
EFTA01565078
Estimated
34,174.21
$34,174.21
Current
Annual Income Allocation
109%
109%
ACCT.
For the Period 1/1/13 to 1/31/13
Account Page 2 of 13
Consolidated Statement Page 42
EFTA01565079
GHISLAINE MAXWELL - OAP IHD
Account Summary
CONTINUED
Tax Summary
Unrealized Gain/Loss
Cost Summary
Equity
Total
1,000,000.00
Cost
$1,000,000.00
ACCT.
For the Period 1/1/13 to 1/31/13
To-Date Value
($5,051.37)
Account Page 3 of 13
Consolidated Statement Page 43
EFTA01565080
GHISLAINE MAXWELL - OAP IHD
Equity Summary
Asset Categories
EAFE Equity
Beginning
Market Value
0.00
Ending
Market Value
994,948.63
Change
In Value
994,948.63
Current
Allocation
100%
ACCT.
For the Period 1/1/13 to 1/31/13
Current
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Dividends
Yield
Period Value
994,948.63
1,000,000.00
(5,051.37)
34,174.21
1.08
3.43%
Account Page 4 of 13
Consolidated Statement Page 44
EFTA01565081
GHISLAINE MAXWELL - OAP IHD
ACCT.
For the Period 1/1/13 to 1/31/13
Note:
P
indicates position adjusted for Pending Trade Activity.
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account
Equity Detail
Price
P
P
P
P
P
P
P
EAFE Equity
ABB LTD
SPONS ADR
000375-20-4 ABB
ASTRAZENECA PLC
SPONS ADR
046353-10-8 AZN
BAE SYSTEMS PLC
SPONS ADR
05523R-10-7 BAES
BAYER A G
SPONS ADR
072730-30-2 BAYR
BHP LTD
SPONS ADR
088606-10-8 BHP
BOC HONG KONG HOLDINGS LTD
SPONS ADR
096813-20-9 BHKL
BRITISH AMERICAN TOBACCO PLC
SPONS ADR
110448-10-7 BTI
103.90
340.000
35,326.00
35,393.08
(67.08)
1,432.08
4.05%
68.98
400.000
EFTA01565082
27,593.20
27,815.96
(222.76)
1,121.60
4.06%
78.72
320.000
25,190.40
25,126.50
63.90
716.80
2.85%
21.54
98.66
1,130.000
200.000
24,336.81
19,731.20
25,040.80
19,912.00
(703.99)
(180.80)
1,301.76
312.00
5.35%
1.58%
48.18
350.000
16,863.00
17,545.50
(682.50)
980.00
5.81%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
21.41
1,280.000
27,404.80
27,613.70
(208.90)
887.04
3.24%
Account Page 5 of 13
Consolidated Statement Page 45
EFTA01565083
EFTA01565084
GHISLAINE MAXWELL - OAP IHD
ACCT.
For the Period 1/1/13 to 1/31/13
Price
EAFE Equity
P COMPANHIA ENERGETICA DE MINAS GERAIS
SPONS ADR
REP NON VOTING PFD
204409-60-1 CIG AAA /P-2
P
P
P
P
P
P
P
P
COST OF PENDING PURCHASES
DEUTSCHE POST AG
SPONS ADR
25157Y-20-2 DPSG
DIAGEO P L C
SPONS ADR NEW
25243Q-20-5 DEO
GDF SUEZ
SPONS ADR
361608-10-5 GDFZ
GLAXOSMITHKLINE PLC
SPONS ADR
37733W-10-5 GSK
HSBC HOLDINGS PLC
SPONS ADR
404280-40-6 HBC
ISRAEL CHEMICALS LTD
ADR
465036-20-0 ISCH
LUKOIL OAO SPONS ADR
MTN GROUP LTD
677862-10-4 LUKO
19.60
SPONS ADR
62474M-10-8 MTNO
Account Page 6 of 13
Consolidated Statement Page 46
1,660.000
32,537.66
32,502.80
34.86
2,040.14
6.27%
67.30
EFTA01565085
410.000
27,594.23
27,482.30
111.93
1,252.14
4.54%
13.22
1,850.000
24,462.55
24,845.50
(382.95)
1,137.75
4.65%
56.86
570.000
32,410.20
32,437.90
(27.70)
1,168.50
3.61%
45.61
330.000
15,051.30
15,052.95
(1.65)
765.27
5.08%
20.51
720.000
14,767.20
14,960.95
(193.75)
1,517.76
10.28%
119.30
80.000
9,544.00
9,456.78
87.22
229.76
2.41%
1.00
23.48
(965,805.920)
1,260.000
(965,805.92)
29,579.76
(965,805.92)
30,114.00
(534.24)
10.98
EFTA01565086
890.000
9,772.20
9,975.21
(203.01)
525.99
5.38%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
EFTA01565087
GHISLAINE MAXWELL - OAP IHD
ACCT.
For the Period 1/1/13 to 1/31/13
Price
EAFE Equity
P MUENCHENER RUECKVERSICHERUNGS
GESELLSCHAFT
ADR
P
P
P
P
P
P
P
P
626188-10-6 MURG
NESTLE S A
SPONS ADR REPSTG REG SH
641069-40-6 NSRG
NOVARTIS A G
ADR
66987V-10-9 NVS
PETROCHINA CO LTD
ADR
71646E-10-0 PTR
RECKI
ℹ️ Document Details
SHA-256
50c374f31f2a418d09b09c84a5a4eefe60f31536838a6d1d2652d95d20e77266
Bates Number
EFTA01565004
Dataset
DataSet-10
Document Type
document
Pages
147
Comments 0