EFTA01273824.pdf

UBS Financial Services he *UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 February 2014 CP260022549330214 YI 0 Your Financial Advisor. SCOTT STACK MAN1LYLE CASRIEL Phone' Account name: GHIRAINE MAXWELL friendly account name: Questions about your statement? Call your Financial Advisor or the Account number: RMA Resourceline at 800-RMA-1000, account Visit our wank*: www.irbscomlfinancialservices Your investment objectives: You have identified the following Value of your account Your account instructions • Your account cost basis default closing investment objectives for this account If on January 31 (S) on February 28 method is FIFO, First in, First Out. you have questions about these objectives, disagree with them, or web to Your assets 0.00 991,747.68 change them, please contact your Your liabilities 0.00 0.00 Financial Advisor or Branch Manager. You can find a full description of the Value of your account $0.00 $991,747.68 alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income & capital appreciation Change in the value of your account Your risk profile: February 2014 (1) Year to date 04 Primary - Moderate Investment eligibility consrleration - None Opening account value $0.00 $0.00 selected Deposits, including investments transferred in 991,783 20 991,783.20 Change in market value -35 52 -35.52 Closing account value $991,747.68 $991,747.68 SDNY GM 00020997 Member WPC CP160004007254933 P26000144229 i20003 0214 030575034 c03030 Page 15 of 48 CONFIDENTIAL EFTA_00I 3 1617 EFTA01273824  UBS Account name: Your Ignandal Advisor: Resource Management Account Friendly account name: SCOTT STACK MANY LYLE CASR1EL February 2014 Account number: Cash activity summary See Account act/MyInc moronlot W Sls. Bdances In your sweep 0ptica are includedIn the opening and closing balances value. FDIC Insurance apples only to deposits at UBS Bank USA, not to deposits at UBS AG, Stamford Erarch or bank deposits placed hrough the UBS international Deposit ACCOUnt progarn. SIPC protection goats to money market sweep fund headings but rot bark deposit. SeeIroportant inionnaobn about your stsemert on the last two pages el this 0ccurnent for *tills February 2014 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credned 30,535.25 30,535.25 Total additions $30,535.25 $30,535.25 Net cash flow $30,535.25 $30,535.25 Closing balances $30,535.25 $30,535.25 CF2600040022 54934 126000144229 00003 0214 030575004 CCONSNY_GM_00026%. 16 of 48 CONFIDENTIAL EF1'A_00131618 EFTA01273825  GHISLAINE MAXWELL Resource Management Account Account name: Your Ill nandal Advisor: *UBS February 2014 Friendly account name: Account number SCOTT STACK MANLYLE CASRIEL Your assets Sate prices, inCane and Current vautS Sham may be Approxirrty1t. As a (KW, gairtS alC1105545 may nal be acurately refleded. See important onlormabon about your statement a the end ol this dxurrent for more infornalon Cash Cash and money balances Cash and money balances may include avalable cah balaxes, U85 Bank USA &pout account balances. UBS AG Stanford Branch &pout account baances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat hn apPiccble limits, but are not potected by SIPC. U85 AG Stanford Brae h deposit account balances we not insured by FDIC end ate tot pOlteled by SIPC Money market sweep batances are protected by 9PC but ate not insured by the FDIC. See the important information about your statement at the end of this document for details about those balances. Openng Wane. Closing balaxe once per :ban Average ()MeteorsInterest Days in Hddng on Feb I It) on Feb29(5) on Feb 28 (S) rate period period Cap mount (s) V85 BANK USA DEP ACCT 0.00 30,535.25 250,000.00 Fixed income Mutual funds Total reinvested is the Iola d at reinvested dvdends M does rot include any cash Ondends. n is rot a Unrea(zed aid gain or loss is the dfference between the current vaue and the cost basis and woad tat lot for the purposes of deeerminng herding periods or cost bass. The shares you receive each time you generally be your taxaale gan or loss if the security was sold colitis dale. The up/taxed (tar) gan er loss mat reinvest cludendS become a separate tax l01. need 10 be alusted for return or capita Payments in order to &termtie the realized gan Or CiSSIOr tat reporting puiposeS Cost basis is the total purchase cost of the security. inducing reinvested ci vdends The con basis may needle be agusted for return of (OW payments in order to cletennne the aisl rased cost bass fill tar investment return Is tar Current value MnuS the amount you invested r does not Include Oats that are not reporting poposes. reflected on put statement, inducing shares that hate been matted as either a gan or a loss. It also does net include Cash °Wands Ihat were not reinvested Purchne Cane/ flurrber Average pine Client Cost acne per share value on unrealized Rad investment Hddng Hddng Of SNIPS per SNIP (5) mvestrrent (i) basis CI) on Feb 28 (1) Feu 29 (s) gain or loss (5) return (5) period DOUBLE LINE TOTAL RETURN FUND INSTL Symbol. DBLTX 4,490.660 • ••Th8 information was unavailable--- 10.960 49,217.63 EAI: $2,510 Curent yield: 5. 10% EATON VANCE FLOATING RATE FUND I continued next page SDNY GM 00020999 CPZ60004CO2254935 F76000144229 00003 0214 030575004 COCCOO Page 17 of 48 CONFIDENTIAL EFTA_00I31619 EFTA01273826  Account name: GH1SLAINE MAXWELL *UBS Resource Management Account February 2014 Friendly account name: Account number: Your 15 sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets . Fixed income . Mutual funds (continued) Purchase price Number Averaw price Client Cost Price per share value on unrealireciCia-0 IllbnITbeld Hddng Hddng of sheen Faiths'. (S) investmmt CS) bads (1) on Feb 28(5) Feb 28 (5) spin or loss (S) return (S) period Symbol: BBLX 8,191.630 --This information was unavailable-- 9.180 75,199.16 EAI: 12,932 Current yield: 3.90% GOLDMAN SACHS STRATEGIC INCOME CL1 Symbol: GSZIX 13,465.623 ---This information was unavailable-- 10.600 142235.60 EAI: 54,349 Current yield: 3.05% Hsi< TOTAL RETURN RIND CLASS I Symbol: HTRIX 5,780.066 --This information was unavailable-- 10.050 58,089.66 EAI: 31,110 Current yield: 1.91% JP MORGAN STRATEGIC INCOME OPPORTUNITIES RIND CLASS S Symbol: .60SX 10,517.975 ---This information was unavailable-- 11.940 125,584.62 EAI: 52.850 Current yield: 2.27% .11, MORGAN MULTI-SECTOR INCOME FUND SELECT SHS Symbol JSISX 9,651.542 ---This information was unavailable--- 10.370 100,086,49 EAI: 32,519 Current yield: 252% PAACO UNCONSTRAINED BOND RIND CLASS P Symbol: PUCPX 14,308.333 ---This information was 11.200 160253.32 EAI: 51,245 Current yield: 0.78% PRUDENTIAL ABSOLUTE RETURN BOND FUND Z continuedmot peep CP260004002254936 PZ6000144229 03003 0214 033575004 COMSNY_GM_00028iie 18 of 48 CONFIDENTIAL EFIA_00131620 EFTA01273827  Resource Management Account Account name: II;LAINE MAXWELL Your Financial Advisor UBS Friendly account name: Account number. SCOTT STACK MAN' LYLE CASRIEL Your assets Fixed income . Mutual funds (c0ntlnUed) Purchase owe' coNusrhratreses Ape verragra(pellet Client Cost Price per share Value on Unrealized (tad investment Holdng siching ) investment CU basis (S) on Feb 280/ ri b 28(S) gain °doss ($) return ($) period Symbol: PADZX 9,610.855 —.This information was unavailable-- 9.870 94,859.13 EAI: 42,998 avrent yield: 3.16% R8C BLUEBAY ABSOLUTE RETURN FUNDCIASS I Symbol: RBARX 14,793.787 --This information MS unavailable-- 10.490 155,186.82 (Al:12,115 Curent yield: 1.36% Total $0.00 $96121243 $0.00 Total estimated annual income: $22,628 Your total assets Percentage ci Cost Unmated Untested Value an Feb 28 (5) your &taunt bath (5) annual income (S) glin a loss(I) Cash Cash and money balances 30,535.25 3.08% 30,535.25 NIS income • Mutual funds 961,212.43 06.92% 22.628.00 Total $991,747.68 100.00% $30,535.25 $22,628.00 • Mining oast basis idormatico Account activity this month Date ActSty Oescripdon AITOunt (5) Deposits and other funds credited Feb26 Deposit CHECK DEPOSIT 30,535 25 Total deposits and other funds credited 830,535.25 SDNY GM 00021001 0260(04032254937 P26000144279 00003 0214 033575(04 co o Page 19 of 48 CONFIDENTIAL EFTA_00131621 EFTA01273828  Account name: GHISLAINE MAXWELL *UBS Resource Management Account February 2014 Friendly account name: Account number. Your II sandal Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (Contnued) Investment transactions For more Information abate the pricer value shown for restricted securities, see Important informatixt about your statement at the end of this document r.roceedS Iron Funds inwstrnent withdrawn I a Accrued Date AchWty Deicer:item Quantity value (t) ante 1) transactions (I) investments bought (S) Interest (S) Feb26 Receive EATON VANCE FLOATING RATE FUND I 8,191.630 75,199.16 Feb 26 Receive JP MORGAN STRATEGIC INCOME 10,517.975 12%689.80 octorcruNmcs FUND CLASS S Feb26 Receive FsMCO UNCONSTRAINED BOND FUND CLASS P 14,308333 160,396.41 Feb26 Receive DOUBLE UNE TOTAL RETURN FUND iNSTL 4,490.660 49,442.16 Feb26 Receive GOLDMAN SACHS STRATECK INCOME CL I 13,465.623 143,004.91 Feb26 Receive PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 9,610.855 94466.92 Feb26 Receive JP MORGAN MULTI-SECTOR INCOME FUND 9,651.542 99,893.45 SELECT SHS Feb26 Receive HSBC TOTAL RETURN FUND CLASS I 5,780.066 57,916.26 Feb26 Receive RBC El LUE8 AY ABSOLUTE RETURN FUND CLASS I 14,793.787 155,038.88 Total Securities transferred in 5961.247.95 Date Activity Descrelion An'ount (S) Money balance activities Jan 31 Balance Forward $0.00 Feb 27 Deposit U135 BANK USA DEPOSIT ACCOUNT 30535.25 Feb 28 Closing UIS Bank USA Deposit Account 530,53525 The DRS Bant LISA Deposit Account is your primary sweep gallon CF260C04CO22 54938 l26000I 44229 00003 0214 0)0575004 iSMYGM0002Ilte 20 of 48 0030 End of statement for account number CONFIDENTIAL EFIA_00131622 EFTA01273829  Important information about your statement LEIS Financial Services ix. (the F im or UBS Anemia! sent you the fin stamen: on Oath the error or The Finn, together with certain aftEawes, ha also account held, you choose one of the following Strang is a merrter of all orincgal Pony, coring* problem appeared. purchasedI/parentalprotection. The mann instant candler and cplora achwges. IRS Fe-erxial Semites and U3S - Proneyou- name ad accost number 0 arty) amount payable so al eligible Winn, cobra& war • Roden Cureentaxone. hatthe es seekng the Bank USA et rdrect tuba :fares of LES AG and - Cesabe the ono or he transfer you re snare this protection is 5500 million as of December 10, 2013. generation of income crib, affiliates of LES Setritin LIC. The Fias I handal about and explan as cleat as pea can why you • Adieu* °pratOpprociaeou Insectrnents seeking statement is available upon repot. The Fitt ereonee belt* t is an error a why youneed more Wad to the pokycondition ard limitation, cash X growth of prncpal rather than the prorate:not off ices aw a: riamation the Firm is further protected kr La to $1.9 million n the income. - Proud. the doter arnosit d to suspected ente aggregate for all you accounts held n ape-liner • Produce Combinaton a Mame and Capital LES Sinned Snots It capacity. A hi copy of tie poky wodng h nibble Appreciation nesiments stag both the generation 1200 Harbor Boulevard The Firn or Cad Issuer wel inentigett yew complaint upon reqUill. of name and gambol papal. Weehawken, to 07066 and all correct any error promptly. The SIPC protection and the supplementl protection Cerra risk profit Ibis statement represent the any official record of you Please make all checks papbb to the Fern or to both do not apply to. LES Shwa& Saxes account. Other rcards, except financial inflation Oacated on fro front of this ▪ Cain &ncial assets controlled by (and aided • Conservaar Seeks to martian nilel pi-c Pal with office,' the docurnent contenting conflicting date shoved low risk aid volatilty to the accord owe., mend 'anent had:Jilin to regular accost fen accounts your account value) but held away from MSFin-Mt that men the accost does not generate significant rot be relied Lyon N you beam there 6 an error cr may be subject to mailenarce fees, charges for late Services (e.g.. certain* cash at UBS Bat fil cat at income or awns std may rot keep pace wit omission please report it armedately narking to the parent for stuns purchases and charges for unpaid LES AG Strand branch (1) innate pro1C1S, Enrich Manager of the office swag you account. am:tints in cannons. Accounts that re transferred including variable awaits, and (iv) shares of mutual inflation. o other notations may be subjcci to a transfer fee. finds where such harm are registered dieoly n tot • Moderate: vearrg to accept same ride to principal arid arcugh al figures Sham as intended to be accurate. neon of the account holier on to tots a-4 records tolerate some Panty to 'seek hirer returns. statement data shxdi not be used kr tar purposes Rely UBS Sweep Caine of the applicable issuer a transfer agent); • Aggressite: Wiling to accept high ink to pnopal and tab.Gigs-end tax forms, (le., Form 109 5498. UBS offers options for sampng cash bane; biances high sober* to seek high returns over time. 10425, etc.) whinprepargyour to return. The Firm a to bat deposits at UBS Bat USA and UBS AG Starrnd • Certain maniere contracts or nestment interest required by low to won to tor IRS all taxable Evident, bunch (Bank Sweep Program), morncount mutual Seg., limited partneshix and piste placements) the Statement Imuseholdre report** rcruncable andends and taxable edenele surds (Mora Fu-ds) and theIntonationalDeposit are rot registered under tee Securities Act of 1933; We may consolidate at related account statements with earned on Ecunties held in you woon, net proceeds Arrant ODAffor customers with wantentional ad the same address n the sae entrap.. Accounts may an safe trareacten, and cog base cncenain cowered Resource kinagemeni Accost. Through tie Bank be related Ice this pintos* betas:. they haw owners learns. Sweep Progart cash balances re mem to LBS Berk • Commodities contacts (e.g, foreign excha-ge and who also maintain pia *cora relationships wit other USA up to an esubthed knit ad then to LES AG precin metal contracts), excluding faults contracts client, at the sane address. This practice's known as Communications win the Firm Stafford Brandt or a Money Fund. Deposits at UBS • householing you prefer to recede rdivedual . Please re-confirm arty oral cormtncatorts in vet* rd corneae atm contract. statements mead n separate enveins — you may Bak USA are FDIC mired in accordaxe with FDIC to funher protect youtrarts. includrig your rad ruts. Fort mere nlamatOn please mit menclicgov. declne household,* by Ealing your Frontal Advisor. the 51K potectsm and to suppemental protean do order the Senates franca Protection Act (Stab Deposes at UBS AG StandBurch std tares of not apply so these assets even 4 they otherwise appear Money finds aro rot inured byline FCC. on you. sisternot. Tie SEC pieteceim rd the Friendly accourt name • If the financial natation cn the top left of the front APPlzerentalprotedion do not protect tarot canon the Frendkaccant name reflects alormation that you of this statement is noLES Matta Senes, LEIS Throup the OA, thane to cash balances are swept to in the mat vale of your investments (whether as a erteted on the film's onlne senores webote. II e a Prenoal Services carries yon nowt as clearng depose accounts at UBS AG New Yak Branch and CBS result of market movement, iSSuer bwkruptcy customizable thiclrerre - cFosen by you to Mtift you bather by anargenent web the endowed intlitutiXt AG Capron Branch Thew deposits ate not awn by OtherWat) fah you recordkeepig. It has no legal effect on your We Wormed you c4 to relationship when you the EX. Babnces Feld at the LES AG Carnal Bath account. Yea can charge yos hiendb• account names, opened this toast. fins case, your trots and are tempera* exposed to the so...reign risk of the More information is neine tton raped You may though Onfre Services or by contactrgaurFrancial searkina-e located a LES Rnancel Semmesand rot Cayman blends, and there is no gannete Cr other obtan more nfornation Lou Sit. incising the 51K Athisor. to hrodsngbroke., ad jourut make a rePcrl obligation of LES AG to nay the barns while on the Brochure, by contacting SIPC a 202371.8300o by of try ester or *Tuition to both limes. UBSC trans Brach's books. %tang the SRC abode sr YAW/.140‘041 ACCOYlt overview • yam ofnor accountiPortiolia Net of assets rd A N arrant state-rentsshall tie deemed complete ad Depost a 185 Bat L6A and eachUBS AG Etch are Dividend ReiWetblbOlit Program (DPP) accurate i not objected ton wren; within 60 days. not protected by SIPC. Money Fund shares ere protected The are reflected is an aver price You may obtan • Ant 'Plots sealable cash balances, vales for by SIPC. Ste 'LBS Franca Sates Acton Protection' the actual price Inn tots Financial Advisor. Only Pan restricted sent MP), and Global tine Deposits, • Please died customer complaints a iNUiieS to tie bobw tarts are purchased under DIM; partial shares wil be urrealied marks to market, and caftan ants not held Firn's C lent kaolin Catarlment a 201,352.1699 est ad tot rah wa b apnea in your account. The by the Fim. Does non include unpiced S9Ctritifill assets a tollree a 800-35d-9103, &CO A.M. to 6:00 P.M. Upon your retest, balances n to Bank Stet dviderd reinsvnent price applied by to ister may al the end ot the prior and norm statement periods, or ET Monday through Freclap a in mire to LES Programer OA ma be withdrawn, and shares of a dff er from the want pia at which the partial shires prorate ivestriwits, brwested stock options ad Financial Senores Ix., Client Relations Depalment, Money Fund may be liquidated, end the proceeds n sold tamable stock anions P.O. Dm 766 Union City, NJ 07087. returned so you cc pour sonnet accant. • Einbries Include, debt blIIM•1, °Sara* rrargn Cannlieu loans. credit lne, text accent balances. • 11case of (*men or pant On; about an electronic Furter 4-donation about available sweip options. Cnbr whole units may be held in jar arrant. If you at • Casts/money Wares. Total ot unimeseed wadable funds Wander (Wit bi puymm or UBS Visedebit ncleing anent attest rates and yet*, a available at entad to a palel Inn as smut of a dviderd Dann' cash balances. plus UBS Bak USA deposit W.:nest-8S card transaction, call 62-1000, or yea to UBS aim comrsseeppea from your Filar id Maar or otherwise, the Firm MI ether sell tonal int at AG Saran Stanch depose balances and money market Financial Senna ex„ 1000 Harbor Bat, 6th floor. or by calling 800.762.1000 rivulet pin a accept an amount datamined by a mita fund sweep boracesat the cbse of he Wrenn/en W 07086. Min RIAMBSA Sans registered clerin agency, a-idcredit tor wain daemon period. Norecormority free credit balances in UM Financial Serena account protection your accourt we rot segregated from other balances Cal or write as soon as you cart if you ri ds jolt The is a member of do SeardeS inveltill Protection Investment objectives and the Fern may use any of these funds in the ordinary statement or receipt is rag or d you need more Corpora:en (SIPC), wah protect securities account, of The nation attunes and risk profile we speak to route of tattiness. these funds are payable mon inkrmaiin aboat a Una on the stetnert or its members up so 5500,0a) (inn* $79),000 for each account and may vary between, Please Seise the your dernard. This told 'n included., to current period n2990 The Firm or Card Meer (as aPfrableknuff dams kr cash/ The Sit asset protection Ina spy to awn promote, et *nag of any senarant chance n your closi-g value. her from you no later than 60 days aher to Fim all account tat you hold n a particular apathy. finaxial stunt or nvesunen objectives. Far each SDNY_GM_00021003 CONFIDENTIAL EFIA_00131623 EFTA01273830  Important information about your statement (coninued) lancliw iteration you would aclualy rect. n the mallet Prices we - • Derto crs to date may inch)* returnof — h ate cem to comitscres recent n connedcp Per *teed erif°motion Hi the Finis landing prates °bait from vaiorn third party sources tit. we capital. income a both wth the sale or distribUion of curvy contracts and discbsaes, raker to you Client Relate:thin Delve to be relite, but we do not pate, tear — 'Cri alsnt see • represents the initial oll ern; and list inmestrnent tat units to our <lents, we Ageemen or Accord Agreement aid the General accuracy. price per unit and may not ;elect Will COO basis ands our affiliate met mew sharing Toms ad Conditions UBS Statement of Credit Practices — We gent* tae the clochg price Own avalta a oarrpenstin from many of the intent* available in Agreements andDixfoxeres at the mean of the bid a-desk prices Soloed • Restricted securities Restled wan in gsnosaltr companies underwriting the amity contracts, moratassagrrsagadainoss. securities and <plots a orky bd prices fa OTC are rot twenty engiole for publk sale. UBSEina-col iliates of to turat wrote, or sponsors of setts. Services tries to matt price of the unrestricted clock tetra imesvnent tests we distribute Was mob - Less arta& traded securities may be priced ustg a of the same issuer as an mputed value for to - OJT affiliates also receive trading corwricers and Your parament Bernina sericite( endother meta held valuation model or the moo recent rite we mended stock for purposes of this statement on. To other competent from annual finds and lathe account at the end of the staterners pvisd. You °blared and may not reflect an actual maket rice the relent frost reacted sectrities are tube le a nsurance companies whose prodxes we tribute. may oak fordeivery of fully paid seo eiesat an/lime. or wax the vela* retied may be sal:nun:Val& less than the - bermew an atual fee from UBS Bait OA and You may receive securities wed as loan collateral after - Certain position may appear without a peke aid imputed value Snoon IBS AG Stanford Bart of up to SZS per accent prying sty blame due on them. Pry snorts will taw as *price was rot available if we re sweeping to the bat under the UBS Brie Sweep irantind to the Lien datg the statrent penod are untie to obtan a pace for ;berry • Est (estimated) incites current yields end rates. Programs. 'bed al market value as of the end of the stat ement - Deposits or starts detninated 6 currencies An estanate of a-rual income is based an current period. ocher tan U.S. dollars are reflected at the exhingt Welched and interest rates, assuning tie stakes will Activity • Cast basis. In *limning the cost basis of the rate as of the statement date. be held for cat year from statement date or until Situate-. regardrig comments and oter charges %eerie' included in this statement, were indicated - For wean *curet trading n non.conformrig Matisity. This estate ten* age:Ste, accuracy vaned ei cowedco with tie e.ewmof eat, wake the runt. UBS Fnarcial Services to relied chrieranatcris. rice and quaty (face eke) may rd continued Deane are not gurranteed Ddudny option transactions ha been Deluded on on inforrrotion obtained from sources other Chant/35 have been adisted to facilitate proper veusion. - Estimated a-ntal Home at talent yield fe cceritrrnalOnS [MMUSy fUlTeited to you. ani will be Ftencial Semite, including nf omission Iran another To obtain current quotatne, when asailebt contact certain types of seat-hies could include a tarn of prowled to yOu ramptly ash rawest tem a tfratou may hat provided to you Fintial par Financial Atte. mantel or cants' gat in tit case the est Actor. The Finn does not Dabney:4>mb verify e income Ordcurers yeti would be overstated. Sheet spirant the &annoy or vardity day idorrnsion • Privets enosbnwsts and etre/clawed producb. - Estimated arual icon and current yield and tie f lout engaged in that strew a security, you may provided by sans oiler than 1**Eluncial Senates. Private tette stunts (ncldig drect actual hateme and yield milt be twee a higher hair a Haw the to certaintart/iv costs for that participation roam aid real estate investment its than tenanted amounts. particular security. aicitixt although UBS tintual Services general& se rites) end strutted prodxts ale gleteralkr highly - An estinate ol a-netted ncome (divdend ands penes tit Hematites as t arented, the firm CHM anxbred poises have not been interest) divded by the current make) Open Arden does not provide any strances that the itormatit registered wit the Securities and Excha- valetwerage balances based on the last distend Betiding Wen or • gxcltilkancelled* ceders tit stbr 'Cost basis" and 'treaked gar/loss- is Commission a under any state securties laws. We or term payment made by the issuer and were not Hewedbythe statement date, open buy at/ accurate as d the date of this statement. As such proverb estimated vibes for pmate investment manes tie strain/deposes will be held for an sap stop orders are redxed by the mount of dividends please do not ft on the Hottion to make wait is and structured products for itormatkrul year from to statement date or unhl manly. or rights on an weividerds or tots date unless peewee sale decisiont fete paten ce. purposes only testy knot geurantoed. Accuracy ad continued weld me not wetted instructed otherwke by you You are risponsble for otherwise. Accounts trancferred to to Fim may - These values may differ abstamtiab from prim a orders that we evecuied Oae to your lilt to caxel reflect gent loss Hanunit on& for the period of any, at which a private tesanent security a • Assets not held by WS Financial Services. Certain pasting open orders. time they et held a to F em More historical structured product may be text or sold and do assets arc rot heed by the fern and not thee the Hon/wen it be added by you knatt Advisor. not necessarily represent the vats you may receive ferns possession or control. These assets are Privacy upon rquidatiOn. dealeyed on sox statement for informational To obtain a copy of car current Client piney Noire. • Untitled gat/losses When data is available, Th ad pat), tsbmates of vale arc as of a certab purposes only. Positions at values presented ma please contact pour Francis' Advisor or vie as weenie eeinated utaiied gain9 Ixstes we ciciAated la dread are supplied to UBS Fna-cial Services on a provided by to issui-g lam UBS Troncial Services is at sestistIRCRigkackOmpla edvitalseoty lots. The transictson data for regale bass by in independent vitiation fins. not resixtble for to itomation and des not needs( tot may or may not tenet ammistem, - Issue general panne or sponse estimated rakes, guaantse as accuracy. These assets we rot protected UBS Fiancee Services es not a bet its RLIA, Bunsen charges ate weeny reorgannal ewmts ef ry, are toppled to the Fm by Ow inner, by SOP or the Tits supplementalSIC coverage. Sties Account RSA and IRMA are brokerage accounts Diridend and otarre mitten lots ad systematic cormalpater or tensor and may be tabulated which provide access so barking services a-Idproducts p