📄 Extracted Text (443 words)
Deutsche Bank
06 February 2015 Deutsche Bank AG London
Winchester House
1 Great Winchester Street
Telephone:MIS
do Deutsche Bank Securities Inc
60 Wail Street
New York, NY 10005
Southern Financial LLC
6100 Red Hook Quarter
ST Thomas VI 00802 Intornol Antenna. Numt.r.
Our Transaction Reference Number:
Dear Sir / Madam,
The purpose of this letter agreement (this "Confirmation") Is to confirm the terms and conditions of the
Transaction entered into on the Trade Data specified below (the "Transaction') between Deutsche Bank
AG, acting through its London branch ("Party A" or "Deutsche") and Southern Financial LLC
("Party B" or "Countorparty"). This Confirmation constitutes a "Confirmation" as referred to In the ISDA
Master Agreement specified below. This Confrmallon constitutes the entire agreement and understanding
of the parties with respect to the subject matter and terms of the Transaction and supersedes all prior or
contemporaneous written and oral communications with respect thereto.
DEUTSCHE BANK AG IS NOT REGISTERED AS A BROKER DEALER UNDER THE U.S.
SECURITIES EXCHANGE ACT OF 1934. DEUTSCHE BANK SECURITIES INC. ("13BSI") HAS ACTED
SOLELY AS AGENT IN CONNECTION WITH THIS TRANSACTION AND HAS NO OBLIGATION, BY
WAY OF ISSUANCE, ENDORSEMENT, GUARANTEE OR OTHERWISE WITH RESPECT TO THE
PERFORMANCE OF EITHER PARTY UNDER THE TRANSACTION. AS SUCH, ALL DELIVERY OF
FUNDS, ASSETS, NOTICES, DEMANDS AND COMMUNICATIONS OF ANY KIND RELATING TO
THIS TRANSACTION BETWEEN PARTY A AND PARTY B SHALL BE TRANSMITTED THROUGH
DIM DEUTSCHE BANK AG, LONDON BRANCH IS NOT A MEMBER OF THE SECURITIES
INVESTOR PROTECTION CORPORATION (SIPC).
1. This Confirmation supplements, forms a part of and Is subject to, the ISDA Master Agreement
dated as of 28 October 2013, es amended end supplemented from time to time (the "Agreement"),
between Deutsche Bank AG and Counterparty. All provisions contained in the Agreement govern this
Confirmation except as expressly modified below.
The definitions and provisions contained in the 2006 ISDA Definitions (the "2006 Definitions") and in the
2002 ISDA Equity Derivatives Definitions (the "Equity Definitions" and, together with the 2006 Definitions,
the "Definitions"), in each case as published by the International Swaps and Derivatives Association, Inc.
are incorporated into this Confirmation. In the event of any inconsistency between the 2006 Definitions
and the Equity Definitions, the Equity Definitions will govern. In the event of any inconsistency between
either set of Definitions and this Confirmation, this confirmation will govern. References herein to a
"Transaction" shell be deemed to be references to a "Swap Transaction" for purposes of the 2006
Definitions.
2. The terms of the particular Transaction to which this Confirmation relates are as follows:
General Terms:
Trade ID:
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043027
CONFIDENTIAL SONY GM_00189211
EFTA01356865
ℹ️ Document Details
SHA-256
514aeeb5a71347d277697a6dc7f39b834b72b7365897ff74d11645a624491889
Bates Number
EFTA01356865
Dataset
DataSet-10
Document Type
document
Pages
1
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