EFTA01480811.pdf

T•cketsf 104526245 Account* Initiated Date 02/071201302'.06 PM Client Name SOUTHERN TRUST Account Ma. Initiator CHRISTINE COMPANY, INC HE'MTT ECI Account Type Initiating Team PB FRONT OFFICE 106 PB Verify & Confirm for SOUTHERN TRUST COMPANY, INC Final Risk Raft • Initial Risk Rein. Hi,la GCS Re . • rt Re • uested Full Presence of Potential High Risk No Indicators Comments It ta,“," :a to - ",1•14' e •TAQ.111FIlldroal. 470., c • 1 4.104, 4-r- 0:1, 0 Wan. Summa of Risk Attributes Risk Updated History Creation Entered by Updated Previous Comment Date Risk Risk GCS Grid Search Type Security Service Details Further Review Required Company Information Information not confirmed for 'SOUTHERN Yes TRUST COMPANY, INC' (Address)), details included in the attachment. Corporate Records No research was conducted. No Other Database Searches No records found. No (RDOMIS/Factiva) Internal Database Search (CSSS/FPS) Internal database search revealed pricy Yes GS&I research for Jeffrey E Epstein and the following derogatory information was reported. Several newspaper articles were found that detail the indictment of Jeffrey Epstein n Florida on felony charges of soliciting underage prostitutes. Jeffrey Epstein served 13 months in jail. Numerous articles detail various law enforcement agencies investigating Jeffrey Epstein for allegedly participating in child trafficking and molesting underage gins Jeffrey Epstein it. required to register as a sos offender. Jeffrey Epstein has settled a dozen trW lawsuits out of court Iron, his victims regarding solicitation for an undisclosed amount. Internal database search revealed prior GS&I research for J. Epstein & Co and nothing derogatory to report State Court Searches No research was conducted. No Federal Court Searches No research was conducted. No Personal Particulars No additional research necessary. No Publications Nothing derogatory found. No Regulatory Sanctions No records found. No OFAC/Control List Search A search of OFAC did not reveal any No matches. Negative or Inconsistent Information Yes GCS Red Dot Has this been Idenatied as Red Dot Mt? No N Information Fowl Yes Banker Attestation Details As the client sponsor, I understand that I am primarily Yes responsible for protecting the firms reputation from inappropriate business relationships, as well as from fraud and money laundering. By approving this KYC, I am sponsoring this client as to their character and reputation and from a I •al/re iulato stand . • int. Please state your rationale for conducting business with this This account is merging with Financial Trust Company. which is client Jeffreys new USVI entity. Jeffrey. while a US citizen, now resides in the USVI. Confidential Treatment Requested by JPM-SDNY-00003035 JPMorgan Chase CONFIDENTIAL SDNY GM_00272233 EFTA01480811