EFTA01356707.pdf

KYC Print Page 37 of 43 Trust account with Jeffrey Epstein as Grantor. Initial $100 given to the account to fund. The funds for this trust account come from investments made by Jeffrey Epstein. His wealth profile Is filled out. Estimated gross receipts p.a.(5): 4,500,000.00 Estimated net profit pa. (5): 4,500,000.00 Estimated investable assets (5): $5 MM • 10 MM Potential Amount to be invested with PWM ($): 700,000.00 Other Known Rnancial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Neptune, LLC - 00000487264 L Foundation/Association L Trust :Cf .3 Company Estate Eli Private Investment 11 Type of Entity: Purpose of Entity: Philanthropic/Cbantable El r Partnership Commercial Purpose of Entity Type of Entity Other (specify): Other (specify): Country of United States Date of incorporation / 12/21/2011 incorporation/registration: registration: Identified on Customer Profile No Vc4cker Status: Volcker Flag: 6100 Red Hook, Quarter B3 St, Thomas 00802 Virgin Islands, Address (city, street, post U.S. TIN/EIN: 45-4093384 U.S. code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts foundations, include information about revocabilityssethor and beneficiaries,etc.: Single member LLC. Jeffrey Epstein is the sole member. The signors on this account are Jeffrey Epstein, Harry Biller, Darren Indyke. Richard Kahn is the manager. Please indicate how ownership of the legal entity is reflected: Operating Agreement 0 Special attention: Bearer Shares • Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (ifnot the same persats). Single member LLC. Jeffrey Epstein is the sole member. The signors on this account are Jeffrey Epstein, Harry Beller, and Darren Indyke. Richard Kahn is the manager. To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yes EJ No ittel N/A Describe Nature of Entity's Primary Business and Investment Activities This LLC was formed to hold the funds necessary to cover the costs and taxes associated with Nature of the business: running Jeffrey Epstein's NYC home Countries where business is transacted: United States Number of employees: 3 littps://dbforcepb.my.salesforce.com/servlet/servlet.Integration/lid=0IN30000000D9Di&eid=5000e0000I N... 7/10/2019 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0042705 CONFIDENTIAL SDNY_GM_00188889 EFTA01356707