EFTA01520623.pdf

GHISLAINE MAXWELL For the Period 3/1/11 to 3131/11 INFLOWS & OUTFLOWS Settlement Type Quantity Per Unit PRINCIPAL INCOME Date Selection Method Description Cos( Amount Amount Amount Corporate Interest MS 7YNCTY STEP-UP NOTE 09/13/17 150,000.000 0.014 2.062.50 INMAL RATE 2.75% CPN WHERE MAX RATE IS 6% PER ANNUM OD 9/8/10 329 Spot FX SPOT CURRENCY TRANSACTION - SELL (201,000.000) 4,457.75 BUY USD SELL INR (4,483.10) EXCHANGE RATE 45.090000000 DEAL 03/29/11 VALUE 0329/11 329 Corporate Interest FHLB 100,000.000 0.006 625.00 MEDIUM TERM NOTE 1 1/4% SEP 29 2015 OTD 09/29/2010 STEP CPN Total Inflows & Outflows $8,096.88 TRADE ACTIVITY Note. S indicates Short Term Realized Gain/Loss Estimated Trade Settlement Type Per Unit Rotted Date Date Selection Method Description Quantity Amount Proceeds Tax Coat GaIrdLoss Pending Sales. Maturities. Redemptions 3/30 Sale APOLLO GLOBAL MANAGEMENT LLC (500.000) 18.70 9,249.82 (9,500.00) (250.18) S JP Morgan Page 14 of 30 Confidential Treatment Requested by JPMorgan JPM-SDNY-00047947 Chase CONFIDENTIAL SDNY_GM_00317145 EFTA01520623