EFTA01358769.pdf

No Information Filed Yes No (g) Are the private funds audited financial statements distributed to the private funds investors? r r (h) Does the report prepared by the auditing firm contain an unqualified opinion? 6. Yes r Nor Report Not Yet Received If you check "Report Not Yet Received/' you must promptly file an amendment to your Form ADV to update your response when the report is available. Prime Broker Yes No 24. (a) Does the private fund use one or more prime brokers? r If the answer to 24(a) is "yes," respond to questions (b) through (e) below for each prime broker the private fund uses. If the private fund uses more than one prime broker, you must complete questions (b) through (e) separately for each prime broker. No Information Filed Custodian Yes No 25. (a) Does the private fund use any custodians (including the prime brokers listed above) to hold some or all of its assets? If the answer to 25(a) is "yes," respond to questions (b) through (f) below for each custodian the private fund uses. If the private fund uses more than one custodian, you must complete questions (b) through (f) separately for each custodian. Additional Custodian Information : I Record(s) Filed. If the answer to 25(a) is "yes," respond to questions (b) through (f) below for each custodian the private fund uses. If the private fund uses more than one custodian, you must complete questions (b) through (f) separately for each custodian. (b) Legal name of custodian: BANK OF NEW YORK TRUST COMPANY, N.A. (c) Primary business name of custodian: BNY MELLON GLOBAL CORPORATE TRUST (d) The location of the custodian's office responsible for custody of the private funds assets (city, state and country): City: State: Country: HOUSTON Texas United States Yes No (e) Is the custodian a related person of your firm? r (0 If the custodian is a broker-dealer, provide its SEC registration number (if any) CRD Number (if any): Administrator Yes No 26. (a) Does the private fund use an administrator other than your firm? r r. the answer to 26(a) is "yes," respond to questions (b) through (f) below. If the private fund uses more than one administrator, you must complete questions (b) through (f) separately for each administrator. No Information Filed 27. During your last fiscal year, what percentage of the private funds assets (by value) was valued by a person, such as an administrator, that is not your related person? 99% CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0046711 CONFIDENTIAL SDNY_GM_00192895 EFTA01358769