EFTA01381868.pdf

SOUTHERN TRUST COMPANY, INC. (and subsidiaries) Statement of Assets, Liabilities and Shareholder's Equity Income Tax Basis as of June 30, 2016 ASSETS Current Assets Cash and cash equivalents 57,669,393 Due from brokers 13,592,102 Marketable securities, at cost 25,721,213 Total Current Assets $ 96,982,707 Fixed Assets 476,422 Investment Partnerships, tax basis 32,425,459 Investment In Subsidiaries Southern Financial .LC $ 168,908,871 Haze Trust 61,343,523 230,252,393 Other Assets 4,483,243 TOTAL ASSETS 364,620,224 LIABILITIES AND SHAREHOLDER'S EQUITY Current Liabilities Accounts payable $ 1,286 Total Current Liabilities $ 1,286 Shareholder's Equity Common Stock 1,000 Additional paid in capital 38,798,643 Retained earnings 325,819,295 Total Shareholder's Equity 364,618,938 TOTAL LIABILITIES AND SHAREHOLDER'S EQUITY S 364,620,224 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0081060 CONFIDENTIAL SDNY_GM_00227244 EFTA01381868