EFTA01583232.pdf

J.P Morgan Derivative and Foreign Exchange (FX) /Commodity Transactions Regulated by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") A. Agreement for All Transactions (cont) 7. The chant understands and agrees that all Exempt Transactions and Derivatives transactions will be effected In accordance with the internal rules and polities of ).P. Morgan, the applicable rules, regulations, customs and usages of any exchenge, mutes, derivatives clearing organization (OCO) or sent•regulatory organization, and all applicable federal and state laws, rules and regulations, as of which are incorporated tty reference into every transaction to the extent applicable to such transactior.. The Dodd-Frank Ad requires including a reporting of all Exempt Derivatives transactions, witdi may Include, without limitation, the disclosure of trade Information party's Identity (byname, Legal Entity Identifier or otherwise) to a swap data repository and relevant regulatory. or OCO, the In connection with 'any Derivative executed or cleared for or on behalf of such dent on any swap execution facility (SEF) client consents to the Jurisdiction of such SEF and/or DCO and agrees to provide such SEF or DCO, their agents, and their service providers, access to all books and records, staff and other information necessary for monitoring and enforcement of SEE or DCO rules. utilized in Client agrees to pay all settlement, clearing and related fees and charges Imposed by .I.P. Morgan or any SEF or DCO connection with Derivatives transactions. facilitate dewing and reporting. DCOs require clients to have an external IdenefIcatIon number, known as a DTCC number, in order to If the client already has a DTCC number, enter the DTCC number here: 1777,71- 17[7i a DTCC number for the client. If the client does not have a DTCC number, the client hereby authorizes 1.P. Morgan to obtain Identifier (LEI), to be assigned to legal entities. This 8. The Dodd-Frank Act requires an identification number, known as a Legal Entity in connection with transactions In certain OTC will allow regulatory bodies to globally monitor market activity and financial risk derivative products. • • Icable non-Individual accou Cr Legal Entity Identifier here: Trades Agreement or ISDA Documentation (as applicable) in respect of the manner of 9. in addition to any provision of the Cleared transactions, the client giving notices or other communication s (coiled:Noy `Communications) relating to Exempt or Derivatives by means of electronic delivery in connection with all investments and investment transactions consents to receipt of Communications by the client at ).P. Morgan. Electronic delivery will generally consist of (I) in all Derivatives Accounts and brokerage accounts owned Stagnates In an e-mail notice or otherwise designates In advance of the posting of Communications to a website that 3.P. Morgan (a 'Designated Website'), which may be a third party website; and/or (II) e-mail delivery of Communications to the client such posting e-mail address below or, if the client previously authorized J.P. Morgan to deliver Communications electronkally, to the e- through the given to J.P. Morgan for such delivery. 1.P. Morgan may elect to follow the posting of Communications with a mail address transmission et an e-mail or other notice to the client that such Communicatio ns have been posted to the Designated Website and are shall have the sole discretion as to whether to send a notice that a Communication has been posted ready to be viewed. J.P. Morgan posted without sending such notice. The client Is responsible for to the Designated Website and some Communications may be and agrees that the posting of a Communication on checking all relevant Designated Websites for Communications periodically, client, regardless of whether such Communication is actually Designated Web*, constitutes delivery or such Communications to the posting of the Communication is sent. Communications may be opened or reviewed, and regardless of whether or not a notice of the similar, common format. provided in an Adobe, Acrobat* Portable Document Format (PDF) file or a ay nt to the f e-rnainitidress: ..• -• Communications relating to investments generally The consent contained in this Section 9 applies to the delivery of ell transactions in the client's Derivatives and is not limited to Exempt Transactions or Derivatives Transactions or to materials relating to any Account. By sailing this Agreement, the dent consents to receive electronic delivery of Investment mutual Ainds; and alternative investment or smutty including, but not limited to: equities (Including IPOs); fixed income Instruments; subscription Investments. Such materials will Include, but are not :linked to: prospectuses; offering circulars/memoranda; whatsoever required or agreements; IPO materials; Capita/ call notices; pricing terms; and any other disclosureS and Information and information will include, but are not permitted to be sent in relation to the skean investments or other matters. Such disclosures limited to trade confirmations and shareholder conknunkation s (proxy solicitation and voting materials, periodic reports, corporate or disclosures required to be actions, notices relating to class actions or bankruptdes, and other similar materials, information, transmitted pursuant to securities regulations and other applicable law of the United States and Other Jurisdictions, where *Mixable). the alert agrees that This list is not exclusive. By consenting to the electronic delivery of Communications relating to Investments, The client prior to making Investment decisions, the client will read and understand the Communications for the applicable investment. the terms, conditions agrees that if the client chooseS to pairChase the offered securities, the client has a full understanding of all of that Investments In and risks included In the Communications and assumes those terms, comedians and risks. The client adcnowledges securities are subject to risk of loss Including the potential loss of some or an of the amount Invested. Please consult J.P. Morgan for further information. This consent shall survive the termination of this Agreement in respect to all Communicatio ns. This consent may revocation only be revoked concurrently with this Agreement by the dent calling the client's J.P. Morgan Representative, requesting a letter, and then executing and sending the revocation letter bacit to l.P. Morgan, Title SPN CAS J.P. Morgan Use Only 3 of S Banker/Investor 6/13 1072 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062867 EFTA01583232