EFTA01384074.pdf

KYC Print Page 12 of 12 PRIVATE WEALTHMANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed toprofessionally serve the interests ofits clients. To do so, Client FacingProfessionalsl(1) (GP's) should establish andmaintain business relationships only with persons who sail* our high standards ofsuitability, backgroundand character. Due diligence obtained on the client must be appropriately documented by the CPR It is the responsibility ofCFP's to demonstrate that they know their client both at the inception ofa relationship andon an ongoing basis. DECLARATIONFOR ALL SIGNERS OF THIS FORM:• To the best ofmy knowledge and beliefthe above information is correct andup to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part ofthe client(s) and that I havefollowedall the procedures relating to account opening as describedin the PWMAmericas Procedures and the PWM GlobalKYC Policy (I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York rA https://ria4.salesforce.com/servlet/servlet.IntegrationThd=01N30000000D9Di&eid=500600... 9/19/2013 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084069 CONFIDENTIAL SONY GM_00230253 EFTA01384074