EFTA01400663.pdf

Subject: RE: CLEARED: FW: Portfolio Alert - Butterfly Trust [I] From: Amanda Kirby ‹ > Date: Thu, 19 Feb 2015 16:49:30 -0500 To: PWMUS AMLKYC Cc: Paul Morris Classification: For internal use only Thank you From: Dimitra Manley On Behalf Of PWMUS AMLKYC Sent: Thursday, February 19, 2015 4:49 PM To: Amanda Kirby Cc: PWMUS AMLKYC Subject: CLEARED: FW: Portfolio Alert - Butterfly Trust [I] Classification: For internal use only Hello, AML Compliance reviewed the alerts pertaining to Ghislaine Maxwell. She is a beneficiary of a trust wherein Jeffrey Epstein is the grantor. According to the business, Ms. Maxwell is only a beneficiary and is not a client. She has no authority on the trust account. The alert involves allegations against Ms. Maxwell of being a co-conspirator in Epstein's illegal activities. Given that the on-boarding of Jeffrey Epstein has been previously cleared, AML Compliance is comfortable clearing this alert as the account is already marked as high risk and has been cleared from a reputational and AML risk perspective. Kind regards, Dimitra Manley fcid:[email protected] Dimitra Manley AML Compliance Officer Deutsche Bank Securities Inc EFTA01400663 Email Icid:[email protected] {Inactive hide details for Amanda Kirby---02/19/2015 03:51:48 PM--- Classification: For internal use only Hi,}Amanda Kirby---02/19/2015 03:51:48 PM---Classification: For internal use only Hi, Icid:[email protected] From: {cid:[email protected]} Amanda Kirby/db/dbcom@DBCOEX Icid:[email protected] To: {cid:[email protected]} PWMUS AMLKYC/db/dbcom@DBAmericas, Icid:[email protected] Date: {cid:[email protected]} 02/19/2015 03:51 PM Icid:[email protected] Subject: {cid:[email protected]} FW: Portfolio Alert - Butterfly Trust [I] Classification: For internal use only Hi, EFTA01400664 This alert is in regards to Ghislaine Maxwell in approved KYC i Butterfly Trust was an existing account and the KYC was done to update the trustees (she was approved in the previous KYC k. Ghislaine is one of the beneficiaries of the trust and is not our client. These alerts do pertain to her but only mention that she has allegedly aided Jeffrey Epstein (who is our client). She has never been charged nor convicted. Please clear as she does not have a relationship with the bank, is only a beneficiary and has not been charged. Best, Amanda From: Paul Morris Sent: Thursday, February 19, 2015 11:25 AM To: Amanda Kirby Subject: Far: Portfolio Alert - Butterfly Trust [I] Classification: For Internal Use Only From: PWM BIS-Research Sent: Wednesday, February 18, 2015 02:20 PM To: Paul Morris Cc: PWMUS AMLKYC Subject: Portfolio Alert - Butterfly Trust [I] Classification: For internal use only Hello Attached is lookback alert for the party mentioned below. (See attached file: grid_alert_DB12000P_2686835_11547720_20150109_000030.pdf)- (See attached file: grid_alert_DB12000P_2694212_11547720_20150112_035400.pdf) Thanks Prachi(See attached file: grid_alert_DB12000P_2686835_11547720_20150109_000030.pdf)(See attached file: grid alert DB12000P 2694212 11547720 20150112 035400.pdf) EFTA01400665